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Russian thought lecture 10: Utopias in Russian culture: of palaces and panopticons

Reading: Dostoevsky, “Dream of a Ridiculous Man” (1877)

The Crystal Palace in Sydenham

The Crystal Palace in Sydenham

So we come to the end of this lecture series, and a slightly different focus than previously, as theoretical works take a back seat, and we look instead at Russian literature and culture to explore the utopian theme. There are clearly strong utopian aspects to the work of several of the thinkers we have examined so far, not least in the writings of Vladimir Solov’ev and Nikolai Fedorov that we have studied over the last month, and these did have a significant influence on other writers and thinkers. But it is in literature itself that the utopian theme really comes alive. I’ve already mentioned in previous lectures the utopian dream of the Crystal Palace that features in Chernyshevsky’s novel What is to be Done? (1863), and the response of Dostoevsky’s underground man, and both works indicate the place of literature in the debate about utopianism. Today I want to flesh that question out more, by placing those two works in the larger context of utopian (and dystopian) Russian fiction and cultural reference, and as part of that also to introduce some aspects of Dostoevsky’s “Dream of a Ridiculous Man,” which is the set reading for our final seminar. The reason I’ve chosen that text, out of the many utopian visions on offer, is that it brings together the three key themes for the course, the person, love and utopia, but also I think it’s quite an ambiguous text, which can be seen as both utopian and dystopian, and therefore has the potential to reveal important aspects of this whole theme.

I suggested in my last lecture that the utopianism of Russian thinkers was related to the question of communality; particularly in the radical form Fedorov’s utopia takes, the idea of brotherhood or kinship is so significant that it logically leads to the task of resurrecting the dead. So this already implies the connection between utopianism and love, and because that privileges other people above the self, it entails a particular conception of the person that we might see as being common to Russian thought. Another reason for the popularity of utopianism in Russia is probably the simple notion of faith in a brighter future, so that the present is not perceived in terms of the deferred happiness of the current generation for the sake of what is to come (something that, for example, Herzen repudiates, which indicates his anti-utopian position). Rather, the brighter future becomes an explanation for the torments and trials of the present, and I think the idea that the present is full of suffering, and that the Russian people have suffered greatly for a very long time, is quite a tenacious one within popular perception. The notion that Russia is precisely the place where this future transformation must happen often originates in emphasis on Russian backwardness, but one might also suggest there is an element of belief that Russia is most in need of this transformation, and its long-suffering people are most deserving of this paradise to come. I use terms like “belief,” “faith” and “paradise” deliberately, because I think there is an intrinsically religious dimension to this question, whether it is expressed in its Christian or its revolutionary form. The role of the latter in the communist experiment is another important question.

A utopia strictly speaking is the image of a perfect society, not an argument about society, which is why the literary dimension becomes so crucial (Fedorov stated: “the representation of the world will then become a project for a better world,” p. 29). But I want to start not by examining not a literary work, but by looking at a couple of utopian elements in Russian history. Leonid Heller and Michel Niqueux’s book on Russian utopianism identifies so many aspects of Russian history as utopian (from the colonization of Siberia to the Pugachev rebellion to the Decembrist uprising) that the term threatens to become meaningless. But some of their analysis is thought-provoking, and, for example, the idea of Peter the Great – and his creation, St. Petersburg – as utopian (Heller & Niqueux, pp. 61-2) has a lot of potential. One could relate this not only to the underground man’s characterization of Petersburg as “the most abstract and premeditated city in the whole world” (Notes from Underground [1864], p. 5), which emphasizes its rational origins, but also Dostoevsky’s more ambivalent and irrational image of the city rising up with the mist to disappear in the 1848 short story “A Weak Heart” and, here, in the novel A Raw Youth (1875):

I consider St. Petersburg mornings, apparently the most prosaic on earth, probably the most fantastic in the world. […] On such a St. Petersburg morning – so raw, damp and foggy – I have always thought that the wild dreams of someone like Pushkin’s Hermann in The Queen of Spades […] must be strengthened and receive endorsement. A hundred times over amid such a fog I have had the strange but persistent notion: ‘What if this fog were to disperse and rise up into the sky, wouldn’t the whole, rotten, sleazy city go up with it and vanish like smoke, and all that would remain would be the original Finnish marsh with, in the middle of it, for decoration, perhaps, a bronze horseman on a snorting, rearing steed?’ […] I’ve frequently been struck – and am still struck – by a completely senseless question: ‘Here they are, you see, all rushing and hurrying on their way, but what if this were perhaps someone’s dream, and there wasn’t a single, true, genuine human being, not a single real action among them? If the person dreaming it all were to wake up, it would all suddenly vanish. (An Accidental Family [A Raw Youth], p. 144)

Kitezh, by Konstantin Gorbatov (1913)

Kitezh, by Konstantin Gorbatov (1913)

This image of Petersburg rising from the Neva that Dostoevsky evokes more than once in his work may also have its origins (albeit with the sense reversed) in a story from popular Russian culture that represents one of the best known religious expressions of utopianism: the mythical city of Kitezh, which resisted the Mongol invasion by lowering itself into Lake Svetloyar, near Nizhnyi Novgorod, where it remains submerged, only visible to the pure in heart (the question of the seen and unseen may be a very significant aspect of the subject of Russian utopias; it reappears below in a rather different context). Kitezh is important not only because of its persistence in Russian folk memory (resulting in numerous art works and Rimsky-Korsakov’s 1907 opera The Legend of the Invisible City of Kitezh and the Maiden Fevroniia), but also because of its specifically religious dimension, which works in two ways. Kitezh represents a form of peaceful non-resistance to violence that we can relate to Tolstoi’s ideas, and which goes back to the 11th-century martyrdom of Saints Boris and Gleb, the first Russian canonized saints.

But it also plays a significant role in Russian religious history, because although the legend relates to events in the 13th century, it first appears in an 18th-century Old Believer chronicle. The Christian concept of the Kingdom of God on earth – in itself utopian – takes on a more concretely Russian dimension in the idea of Moscow as the Third Rome (Heller & Niqueux, pp. 23-4), but the schism in the Orthodox church in the 1660s entrenches utopian thinking, because the Old Believers and sectarians see the true faith as lying outside the established church, and therefore reject both church and state to seek salvation beyond this world, or attempt to realize ideal apostolic communities on earth (Heller & Niqueux, p. 33). One significant example of this idea in practice was the Vygorskaia pustyn’ Old Believers’ community in Karelia, founded in 1694, which has been seen as a realization of Charles Fourier’s idea of the phalanstery (Heller & Niqueux, pp. 34-5), the self-contained utopian working together for the mutual benefit of all (of which a little more later).

Faddei Bulgarin (1789-1859)

Faddei Bulgarin (1789-1859)

Turning to fictional Russian utopias, probably the first true representative of this theme in Russian literature, following the translation of More’s Utopia into Russian in 1789, is Untrue Un-Events, or A Voyage to the Centre of the Earth (1824), by the Faddei Bulgarin (1789-1859), the conservative writer and self-appointed champion of the autocracy, best known for editing the reactionary journal The Northern Bee. Bulgarin’s reputation for being one of the most unpleasant figures in Russian literature (a title for which there is quite a lot of competition) and his somewhat dubious merits as a writer make this a rather depressing inauguration of the utopian theme – and indeed as an early contribution to the genre of science fiction in Russian literature. His image of three underground lands satirizes the backward peasantry (the “land of Ignorance”) and the middle-classes who pretend to knowledge they do not have (the “land of Beastliness”), and in contrast exults in the self-disciplined subordination to authority of,

the smug, patriarchal country of Enlightedness [that] is an autocratic emasculation of More, silent on his basic insights about property and economics, and propagating an idealized stance popular at the Tsarist court from the times of Peter the Great. (Suvin, p. 140)

Vladimir Odoevsky (1803-1869)

Vladimir Odoevsky (1803-1869)

Of distinctly greater appeal and literary interest is the work of Vladimir Odoevsky (1803-1869), a writer and thinker associated in the 1820s with the Liubomudry (society of Wisdom Lovers), a discussion group devoted to German philosophy (above all the works of Schelling) to which both future Slavophiles and Westernizers belonged. Odoevsky’s unfinished novel The Year 4338 – set in the Petersburg of the future – contains elements of Cosmist thinking such as space exploration to exploit the resources of other planets (so in this sense Odoevsky was a precursor of Fedorov) and other futuristic ideas such as the machine authorship of novels (Suvin, p. 141). While this work belongs more firmly to science fiction, and was one of a number of Russian works at the time depicting the distant future, of more interest to us is another of his stories, from the collection Russian Nights (1844). It is often assumed that Chernyshevsky first introduced into Russian literature a utopia based on a specific ideology (rational egoism), in What is to be Done?, but in fact Odoevsky’s “A City without Name” predates this by over 20 years (it was first published in 1839). Moreover, the earlier story is based on the same philosophical foundations: Jeremy Bentham’s utilitarianism (Artem’eva’s article makes this connection but does not explore it). But this is already not a utopia but a dystopia: Odoevsky narrator – a stranger surveying the ruins of his fatherland – describes the catastrophic results of the adoption of the theory that “benefit is the essential motive power of all man’s actions! Whatever is useless is harmful, whatever is of benefit is permitted” (Odoevsky, pp. 103-4). Bentham is named as the inspiration for a new society constructed in a new place (although it is neither named nor located, one could probably make an argument that it contains allusions to Petersburg’s rational, constructed character). But gradually this society begins to go wrong. There are disputes about what (or whose) benefit is in question, but eventually it is the fact that benefit is understood solely in terms of financial interest and as only applicable to the Benthamite society that leads to disaster, as the benefit of the “city without name” overrides all others leading to exploitation, war and colonization of its neighbours, and followed by inequality and lack of cooperation at home, which also leads to bloodshed and a dog-eat-dog mentality:

One thing alone was considered necessary – to obtain a few material benefits for oneself by hook or by crook. […] Mothers knew no songs they could sing at their babies’ cradles. The natural, poetic element was long since killed by selfish calculations of profit. The death of this element contaminated all other elements of human nature; all abstract, general thoughts which unite people seemed to be madness; books, knowledge, laws of morality – useless luxury. Only one word – benefit – had remained from former glorious times, but it, too, acquired an indefinite meaning; everyone interpreted it in his own way. (Odoevsky, p. 109)

Eventually the society regresses to savagery and the city is destroyed, its people dying of starvation. It gives a very bleak picture that questions the human capacity for good and presents a strong indictment of the subordination of society to an idea (we might compare this to Herzen’s rejection of abstract principles and institutions only a few years later). And it represents quite a sophisticated view in comparison with Chernyshevsky’s blithely optimistic vision of the Benthamite future in Vera Pavlovna’s dream in What is to be Done?, in which there are no tensions, and everybody living in the Crystal Palace is happily working together in the secure knowledge that they are acting in their own best interests and everybody else’s. Inspired by Fourier’s Phalanstery, a design for collective cooperative living and working in an “balanced harmony of personal and public life” (Suvin, p. 143), and representing one of the earliest literary works to depict Fourier’s idea in practice, Chernyshevsky’s socialist utopia presents a strong, and perhaps facile, contrast to Odoevsky’s capitalist nightmare.

Fourier's Phalanstery

Fourier’s Phalanstery

Whatever its merits (or otherwise), Vera Pavlovna’s dream has significant dimensions – in particular, as we saw last term, in the idea of gender equality and the assumption that there can be no social progress or liberation without equality for women, and in establishing Joseph Paxton’s Crystal Palace as the primary image of the future utopia. The emphasis on liberty is central to Chernyshevsky’s idea, but for Dostoevsky, such attempts at social reorganization, however well intentioned they may be in their initial inception, always entail unfreedom, because of the loss of individuality. Freedom, as we will remember from Notes from Underground, is the ultimate value, because it is a prerequisite for the maintenance of the individual personality. I do not intend to revisit the arguments in that text in any more detail, but I do want to mention later incarnations of Dostoevsky’s “anthill” theory of social slavery, as he called it, in which again the question of freedom becomes central. In Demons (1872), the revolutionary Shigalev outlines a theory of social reorganization that explicitly leads to slavery:

He proposes, as a final solution of the question [of social organization], the division of mankind into two unequal parts. One-tenth is to receive personal freedom and unlimited rights over the remaining nine-tenths. The latter are to lose their individuality and turn into something like cattle, and with this unlimited obedience attain, through a series of regenerations, a primordial innocence, something like the primordial paradise, although they will have to work. (Dostoevsky, Demons, p. 447)

Beyond this rather ominous final line, one can see here the connection with Raskolnikov’s idea in Crime and Punishment (1866) of the division of people into the extraordinary one-tenth, to whom the law does not apply, and the ordinary nine tenths, who must obey the law. Also significant here is the idea of a return to the original paradise; we will need to think about how these consequences of social reorganization affect our view of the perfect world depicted in “Dream of a Ridiculous Man” (of which more below).

In his final novel The Brothers Karamazov (1880), Ivan Karamazov tells his brother Alesha about his “poem,” the story of the Grand Inquisitor, who confronts the returned Christ to argue that freedom is too heavy a burden for human beings to bear:

You want to go into the world, and you are going empty-handed, with some promise of freedom, which they in their simplicity and innate lawlessness cannot even comprehend, which they dread and fear – for nothing has ever been more insufferable for man and for human society than freedom! (Dostoevsky, The Brothers Karamazov, p. 252)

Out of love for suffering and weak humankind, he has replaced the Christian precepts of faith, love and free will with “miracle, mystery and authority,” giving his flock bread and certainty (Brothers Karamazov, p. 255). Thus he restores humanity’s happiness, by removing the burden of freedom for the majority:

Yes, we will make them work, but in the hours free from labor we will arrange their lives like a children’s game [note again the question of innocence here – SJY], with children’s songs, choruses and innocent dancing. Oh, we will allow them to sin, too; they are weak and powerless, and they will love us like children for allowing them to sin. […] And everyone will be happy, all the millions of creatures, except for the hundred thousand of those who govern them. For only we, we who keep the mystery, only we shall be unhappy. (Brothers Karamazov, p. 259)

It represents possibly the greatest literary expression of the tension between freedom and happiness, and it is important because although this is certainly a dystopian view – a warning against attempts to reorganize society on rational grounds (for the Grand Inquisitor has certainly adopted the rational perspective) – it does not in any way deny the significance or validity of the Grand Inquisitor’s argument: freedom is difficult, certainty is comforting; and in many circumstances human beings may be prepared to sacrifice the former for the latter.

We see a similar opposition between freedom and happiness presented, with perhaps just as little resolution, in Evgeny Zamyatin’s novel We (1921), which like Dostoevsky’s works is often seen as a prophetic anticipation of the totalitarian stalinist state. Probably the most fully developed image in Russian literature of the rationally constructed society where all individuality is eradicated for the sake of the collective, the novel is often viewed purely as a dystopia, but I would argue that it is slightly more ambivalent than that suggests, because of this question of happiness. As the story opens D-503 accepts the rational society and his insignificant place within it, but as he grows a “soul” and experiences new emotions (and becomes an artist through the writing of his journal), this is clearly not a route to happiness or contentment – quite the opposite. He never commits totally to this new side of life or to freedom; whatever the excitement he experiences, he remains fearful and misses his former certainty. When he is subjected to the operation to remove his imagination, we recognize horrific significance of this, but at the same time we cannot deny that the restoration of certainty also corresponds to something he craves.

Bentham's panopticon

Bentham’s panopticon

Zamiatin’s novel We is also important for containing another incarnation of the Crystal Palace, in the form of the glass construction of OneState, where everything is “clear” (ясно, D-503’s positive watch-word). The transparent city that removes all concept of privacy and allows its inhabitants’ every activity to be seen, moreover, recalls not only the Crystal Palace, but also another building: Jeremy Bentham’s panopticon, the institutional building (usually associated with prisons and asylums, but also designed with schools, hospitals and workplaces in mind) that enables total surveillance through a central inspection point, while the inmates would never know whether they were being watched or not (so the question of certainty is turned on its head here). The panopticon becomes, most famously in Michel Foucault’s Discipline and Punish (p. 205), an instrument of power, although Bentham himself also perceived it in these terms. Incidentally, Jeremy Bentham’s began writing his famous essay on the panopticon in 1786 whilst visiting his brother Samuel, who was living in Russia and working on a number of projects with Prince Grigory Potemkin. The initial idea for the panopticon or inspection house was, in fact, Samuel’s, and the first (perhaps only true) panopticon was built as a school of the arts in St. Petersburg in 1806, on the banks of the river Okhta on the Vyborg side (Werrett, p. 21); it was burned down in 1817 (see ; Steadman, pp. 5-9, for further details of the building, including plans). So from the earlier Muscovite utopia of the Third Rome, the focus seems to shift, and by the beginning of the nineteenth century, utopian (or dystopian, depending on your perspective) Petersburg seems to be where all these ideas come together.

And St. Petersburg is also the setting for Dostoevsky’s “Dream of a Ridiculous Man” (at least for the action that frames the central dream of the title), a short story published in April 1877 as part of his Writer’s Diary. This was a writing experiment Dostoevsky conducted intermittently in the 1870s, publishing a “fat journal” (Grazhdanin, The Citizen) in which, instead of containing contributions from lots of different writers, he wrote everything himself. It is a strange hotchpotch of different forms of writing, on different subjects, and is very interesting as a source of information on Russian urban and intellectual life, as many of the articles relate to contemporary events. For example, there are articles on court cases and the judicial system, on children who were the victims of violence, and on the position of women (often part of his interest in court cases). There are a large number of articles on the “Russian question” (i.e. on the destiny of Russia) which often incorporated religious questions and praise for the Orthodox church, while in 1877 there is a great deal on the Russo-Turkish war in the Balkans. This is where Dostoevsky’s nationalism and anti-Semitism come most clearly into view, revealing the most unpleasant side of his personality and ideas, but these articles are also notable for the absence of the subtlety and complexity that marks the representation of ideas in his fiction. The Writer’s Diary also contains several short stories in which death and the possibility of life after death are significant preoccupations, including “Dream of a Ridiculous Man.”

This story of a morally indifferent rationalist whose life has lost all meaning, who dreams of committing suicide and is transported in the afterlife to an earthly paradise. The paradise he visits is the fullest development of a recurring image Dostoevsky calls the “Golden Age,” inspired by the painting “Acis and Galatea” by Claude Lorrain (c. 1600-1682). In Demons and A Raw Youth, the central characters, Stavrogin and Versilov respectively, glimpse this ideal in a dream:

It was this picture I dreamed about, though not as a picture but as if it were a kind of myth. […] It was a reminder of the cradle of European humanity, and that very idea filled my heart with a loving fellow feeling. Here was humanity’s paradise on earth, the place where gods would come down from heaven and become as one with men… […] I remember that I was elated. A sensation of happiness such as I had never known filled my heart till it ached. It was a love for all humanity. (An Accidental Family [A Raw Youth], pp. 491-2)

But in both cases the ideal is immediately negated by man’s imperfections – indeed by the very imperfections of those dreaming about it (Peace, p. 62). But in “The Dream of a Ridiculous Man,” the paradise is not simply passively glimpsed; the dreamer participates in the life of its inhabitants, and has an effect on them. Peace argues that the idyll depicted in the story represents a further answer by Dostoevsky to Chernyshevsky’s utopian vision of the Crystal Palace. Certainly Dostoevsky’s story contains formal echoes of his adversary’s utopia. Both “perfect societies” appear in dreams, and, like the Ridiculous Man, Vera Pavlovna is guided through time and space to reach this world by a supernatural being. But the basis of the two utopias is very different:

[Dostoevsky’s] Utopia is based not on the progress of human reason, but on the retention of innocent primal feelings; for him the Golden Age is not in the future but in the past, and its image derives not from a construction of science but from a work of art. (Peace, p. 73)

The shift from future to past, and from reason to pre-rational knowledge, is accompanied by a transformation in the significance of love: while erotic love is central to the sexual equality envisaged in the Crystal Palace, innocent brotherly love governs Dostoevsky’s “Golden Age.”

But I would suggest that far more important than the structure of this society in comparison with the Crystal Palace, is the fact that it is corrupted by the Ridiculous Man. This not only emphasizes the impossibility of this type of perfect society, but also apparently supports the underground man’s assertion that people are more interested in the journey than its goal, and that the destructive urge originates in humanity’s dislike of perfection; the narrator portrays his actions that led to this fall as accidental, but when we compare this story to Notes from Underground, the suggestion must be that this action was on some level deliberate, the result of an unconscious impulse to destroy.

But is the society depicted in the story – prior to its fall – perfect at all? Some critics agree that it is, but one might also argue that it cannot be perfect because of the incomplete nature of the people who inhabit it, while the reduction of human beings to an innocent child-like state in the dystopias Dostoevsky depicts elsewhere should also give us pause for thought. This will be one important question for us to discuss next week. You should also consider how this society is corrupted, the significance of suffering, and where (if anywhere) religion fits into Dostoevsky’s conception. We shall also discuss what the story and its central dream suggest about human nature and the individual.

Sources

Artem’eva, T. V., “Stekliannyi dom”, in Filosofskii vek. Al’manak, No. 9: Nauka o morali: Dzh. Bentam i Rossiia (St Petersburg, 1999), 135-52

Bulgarin, Faddei, “Neveroiatnye nebylitsy ili Puteshestvie k sredotchiiu Zemli” (Untrue Un-Events, or a Journey to the Centre of the Earth, 1824)

Chernyshevsky, Nikolai, What is to be Done?, trans. Michael Katz (Ithaca: Cornell University Press, 1989) | Chto delat?

Dostoevsky, Fyodor, The Brothers Karamazov, trans. Richard Pevear and Larissa Volokhonsky (London: Vintage, 1992) | Bratia Karamazovy, chast’ 1 | chast’ 2 | chast’ 3 | chast’ 4

Dostoevsky, Fyodor, “Dream of a Ridiculous Man,” in A Writer’s Diary, trans. K. Lantz (London: Quartet, 1994), 943-961 | Son smeshnogo cheloveka

Dostoevsky, Fyodor, An Accidental Family [A Raw Youth], trans. Richard Freeborn (Oxford University Press, 1994) | Podrostok

Dostoyevsky, Fyodor, Demons, trans. Robert A. Maguire (London: Penguin, 2008) | Besy

Dostoevsky, Fyodor, Notes from Underground, trans. Michael Katz (New York: Norton, 2001) (2nd edn) | Zapiski iz podpol’ia

Fedorov, Nikolai, “The Question of Brotherhood or Relatedness,” in Russian Philosophy, ed. J. M. Edie, J.P. Scanlan and M.B. Zeldin (Chicago, 1965), 3: 16-54

Foucault, Michel, Discipline and Punish (London: Penguin, 1991)

Heller, Leonid, and Niqueux, Michel, Histoire de l’utopie en Russie (Paris: Presses Universitaires de France, 1995)

Odoevsky, Vladimir, “A City without Name,” in Russian Nights, trans. Olga Koshansky-Olienikov and Ralph Matlaw (Evanston: Northwestern University Press, 1997), 101-14 | Gorod bez imeni

Odoevskii, Vladimir, The Year 4338, trans. John Kuti | 4338-ii god (1835)

Peace, Richard, “Dostoevsky and the Golden Age,” Dostoevsky Studies, 3 (1982), 61-78

Steadman, Philip, “Samuel Bentham’s Panopticon,” Journal of Bentham Studies, 14 (2012)

Suvin, D., “The Utopian Tradition of Russian Science Fiction,” Modern Language Review, 66.1 (1971), 139-59

Werrett, Simon, “Potemkin and the Panopticon: Samuel Bentham and the Architecture of Absolutism in Eighteenth Century Russia,” Journal of Bentham Studies, 2 (1999)

Zamyatin, Evgeny, We, trans. Clarence Brown (London: Penguin, 1993)

For links to translations of Dostoevsky’s works, click here.

Russian thought lecture 9: Nikolai Fedorov and the utopia of the resurrected

Reading: “The Question of Brotherhood or Relatedness, and the Reasons for the Unbrotherly, Dis-Related, or Unpeaceful State of the World, and of the Means for the Restoration of Relatedness” (from Philosophy of the Common Task)

So we come to the penultimate lecture for this course, and turn our attention more fully to the question of utopianism that is one of our key themes. We have already seen what might be described as utopian strands in Russian thought in, for example, the Slavophiles’ notion of a golden age of pre-Petrine Russian culture. Chernyshevsky’s depiction of the Crystal Palace as the perfectly ordered society of the future is certainly utopian, although for Dostoevsky’s underground man that same reordering of society becomes dystopian. And there is certainly a heavy dose of utopianism in Vladimir Solov’ev’s idea of the syzygic union of male and female into the figure of the androgyne who returns to God, as we saw in the previous lecture. Solov’ev was, as I said last time, significantly influenced by the work of the subject of today’s lecture, Nikolai Fedorovich Fedorov (1828-1903) – in a letter to Fedorov sent in 1881, Solov’ev stated, “I accept your ‘project’ unconditionally and without any discussion […] I can only recognise in you my teacher and spiritual father.” (Young, p. 8). But they were quite different philosophers, and the utopian dimension of Fedorov’s thinking is of quite a different order.

Fedorov is, I think it is fair to say, both unique and quintessentially Russian. Nikolai Berdiaev described him as:

a characteristically Russian man, a Russian seeker after universal salvation, knowing a way to save the whole world and all mankind. […] in the person of Fedorov this Russian type found its expression with genius. This is indeed truly a characteristic feature of the Russian spirit — to seek after universal salvation, to bear within oneself a responsibility for all. Western mankind readily reconciles itself to the perishing of many. And Western mankind holds in esteem values, other than of an universal salvation. But for the Russian spirit it is difficult to become reconciled not only with the perishing of many, but even of several, or even of one. Each is responsible for the whole world and for all mankind (Berdyaev, “The Religion of Resusciative Resurrection“).

This question is significant, as it highlights an important difference between Russian and Western philosophers: the fact that Western philosophy has for a very long time primarily been concerned with questions of solipsism, or the idea that the only thing one can be sure exists is one’s mind. Although this idea goes back to the Sophists of antiquity, it is cemented in modern philosophy by Rene Decartes’ Cogito ergo sum, which takes for granted the existence of the individual and the individual’s mind, which becomes the first, and indeed only, principle from which to build a philosophical system. The primary need of Western philosophy is therefore to demonstrate the existence of the world and of other people outside the individual’s mind.

For Russian thinkers, on the other hand, this is a false problem, because of the emphasis within Russian thought on unity and community, on sobornost’ or vsetsel’nost’. Therefore we can see that the existence of the other is already established – one might even suggest that in Russian thought it is the individual existence that is questioned – so the relationship to the other, and the primacy of the other, can be seen as the starting point of Russian thought. This focus on the other may be one of the reasons why utopianism is such a persistent force in Russian thought – this is a question we’ll be discussing in our seminars on this topic. What I want to do today is to focus on Fedorov’s ideas broadly speaking, so that we can discuss the specifics of his key essay “The Question of Brotherhood or Relatedness” next week. However, first I want to locate this question within a slightly wider framework of what utopian thinking signifies.

The first aspect of that is to define precisely what we mean by “utopianism.” One of the problems with this term is that it has two meanings. In the general sense, “utopian” is used negatively to mean unrealistic or idealistic. In this sense, I think we could brand practically every thinker we’ve read for this course as utopian in one way or another. But that isn’t a particularly useful starting-point for discussion, so we’ll be concentrating on the more specific, philosophical and (perhaps) positive meaning of utopia that refers to the creation or depiction of a perfect society. This goes back to Plato’s Republic and government by “philosopher kings” that aims to bring order and remove poverty. But its most significant early modern incarnation is in Sir Thomas More’s 1516 book Utopia, which depicts an imaginary society living on an island. The word “utopia” comes from the Greek for “no-place” but may also entails suggestions of “good-place,” so the implication from this starting point is not only that it refers to the perfect society, but also that such a place cannot exist.

And that sense of the impossibility of utopia also quickly transforms into its opposite, the supposedly perfect society that turns into a nightmare of oppression. This is not the place for even a partial survey of the range of utopian and dystopian literature, because this has become a very popular theme, with particular resonances for science fiction. But among the most famous works in this genre, one could mention Swift’s Gulliver’s Travels (1726), which has has elements of both utopias and dystopias, the designer William Morris’s utopian socialist/science fiction work News from Nowhere (1890), and H. G. Wells’s optimistic Men Like Gods (1923), about a parallel universe. Aldous Huxley’s Brave New World (1932) was written in part as a critique of Wells’s simplistic utopianism, and George Orwell’s Animal Farm (1945) and 1984 (1948) are probably the most famous examples of the genre in English. Orwell has particular resonances for the study of Russian utopias because Animal Farm acts as an allegory of the Russian Revolution, and 1984 was inspired in part by the reality of the Stalinist regime and in part by the fictional totalitarian state of Evgeny Zamyatin’s novel We (1921).

So this is far from being a uniquely Russian theme, but it is nevertheless true to say that that it has been embraced by Russian thinkers and writers (not that you’d know it from the Wikipedia article on utopia, which does not refer to a single Russian author). Both the religious and the radical traditions of Russian thought contain strongly utopian and dystopian features, sometimes with both featuring in the work of a single author. I’ll examine some these, including Zamyatin, in more detail in the final lecture, but now I want to turn to Fedorov, because I think he represents the pinnacle and the most extraordinary example of Russian utopian thinking, and is able therefore to tell us a great deal about what utopianism means in the Russian context and what its particular features are; it should also become apparent how his utopianism relates to later developments, both in Russia and elsewhere, not only in science fiction, but also in actual scientific advances.

Nikolai Fedorov, by Leonid Pasternak

Nikolai Fedorov, by Leonid Pasternak

Nikolai Fedorvich Fedorov was born in 1828, and was the illegitimate son of Prince Pavel Ivanovich Gagarin and a peasant woman (information on Fedorov’s biography comes from George Young’s Nikolai F. Fedorov: An Introduction,  and from the introduction to the translation of Fedorov’s works, What was Man Created For?). He was a second cousin of the anarchist Petr Kropotkin on his father’s side. His father died when Fedorov was four years old, and this illegitimate family (there were other children) experienced great hardship during Fedorov’s childhood. He did receive a good education (he studied at a lycee in Odessa), but he was an outsider in Russian society, and it was this perspective that he brought to his writing. He taught history and geography in various provincial schools, but never stayed in one place for very long. He later became a librarian at the Rumyantsev museum in Moscow (which became the Lenin Library and is now the Russian State Library). He was extraordinarily well read, and when – as still happens in Russian libraries – readers gave him their book order forms, they would receive not only the books they had requested, but also all sorts of other materials he thought they would find useful. He was renowned for his great erudition; his reputation was for knowing more about pretty much any subject than readers or specialists on those subjects. This was probably because, by all accounts, he would never have left the library if he had been given any choice. He apparently had no personal life whatsoever, and led an ascetic, self-denying existence, for which Tolstoy admired him greatly. (Tolstoy, as we have seen, was incapable of putting his ideas into practice consistently; Fedorov was quite the opposite in this regard.) As Young puts it:

The only coat he wore was more rag than coat, and strangers easily mistook him for a beggar on the streets. He had no furniture, and each time he moved to new quarters he gave away whatever objects the room had accumulated. He spent nothing on entertainment, diversion, or any conveniences, and refused to take cabs even in the coldest winter months. He drank only tea, ate hard rolls, sometimes accompanied by a piece of cheese or salt fish, and lived for months without hot food (Young, p. 35).

The above is the only known picture of Fedorov, drawn surreptitiously by Leonid Pasternak (father of the poet) in the library. Fedorov had a small group of devoted followers, and was considered by those who knew him (including Solov’ev and Dostoevsky) as a man of great wisdom and holiness; N. O. Lossky described Fedorov as an “uncanonized saint,” while Lord notes, “It is too easy to dismiss Fyodorov as preposterous. Yet there must be few who have not been affected by his ‘moral persuasiveness’. Some of his appeal is obvious and fundamental” (p. 409).

So what were his ideas that Solov’ev “accepted unconditionally” and of which Dostoevsky wrote “rarely have I read anything more logical” (A Writer’s Diary, 1876), and how do they relate to this extraordinary lifestyle? Fedorov was not a systematic writer (and that is true to an even greater extent than some of the other writers we’ve looked at of whom this could also be said) and he never gathered his works together in a systematic fashion, or published anything in his lifetime. This was possibly because he was an opponent of copyright, which he saw as detrimental to the spread of knowledge (an important question for Fedorov), but also because he saw writing as simply a prelude to action – albeit a necessary one – and thereafter ultimately as obsolete. As Lord says, this results in a “disconnected, rambling style, with its frequent repetitions and even apparent contradictions, [that] will quickly exhaust any reader’s patience” (409). Perhaps the same could be said of many of the writers we have studied for this course; in any case, this rather ignore a poetic side to his writing that other critics emphasize (see esp. Young, pp. 81-4).

But it is certainly the case that his work was not in a publishable state. After his death, two of his followers, Nikolai Pavlovich Peterson and Vladimir Alexandrovich Kozhevnikov, sorted out his notes, drafts and essays on a wide variety of topics. The resulting book was The Philosophy of the Common Task, and everything in this work, whatever subject he is ostensibly writing about, is aimed in some way at the achievement of this idea of the “common task.” (Note that in the spirit of Fedorov’s belief in what we now call open access, the translators of this work have made it freely available on the web, for which I, for one, am very grateful.)

Put simply, Fedorov defined the “common task” as the abolition of death, and resurrection of the dead – all the dead, from all generations. I said in my last lecture that initially his ideas appear far more eccentric than Solov’ev’s, but I would suggest that is only the case at first glance. And that’s because of the way he approached this idea. The clue here is in the word “task.” Fedorov does not believe that the dead will simply start rising from their graves at some point. Rather, humanity needs to direct its work towards the sacred task of physically resurrecting the dead; this is active resuscitation, not passive resurrection (Lord, p. 410), and his meaning is not figurative, it is literal. You may well now be thinking “in what way is that less eccentric or obscure than visions in the British Library?” but I would argue that it is so, because it is practical project and not some sort of mystical vision. Berdyaev described Fedorov as a “pragmatist” rather than an idealist or mystic, and Fedorov himself was very critical of Solov’ev’s idea of syzygic transformation and reunion with God precisely because it was an infinitely deferred mystical moment, and Solov’ev had no practical plans to work towards its implementation (Young, p. 39).

For Fedorov, as for Herzen, who (perhaps surprisingly, given the latter’s anti-utopian credentials) was probably an early influence, knowledge had to lead to action – hence Fedorov’s ascetic lifestyle, which can be seen as devoted to knowledge with no distractions; Lord states, “he was actually in the first stages of his own ‘project’, according to which individual life is an inferior form of existence” (p. 410). Simply expecting or hoping something will happen without human beings working towards it is an abdication of our responsibilities towards God and ourselves, and others, in Fedorov’s view. Solov’ev envisaged immortality being achieved as the eventual result of a vaguely-defined and gradual improvement of the human spirit; Fedorov insisted that the physical world needed to be changed in order for death to be abolished, and that this could only happen by human action (Young, pp. 57-9).

Fedorov believed that the task of resurrecting the dead was the central purpose of humanity because for him the most important question facing philosophy was: why do people die? (or why does death exist?) As Young puts it:

He believed that all problems known to man have a single root in the problem of death, and that no solution to any social, economic, political, or philosophical problem will prove adequate until men have solved the problem of death (Young, p. 13).

He saw death as disintegration – and therefore a move in the opposite direction from unity (which he, like other Russian thinkers, saw as key), and therefore “the common task is to reverse the natural flow of life” towards death (Young, p. 14); he saw “the victory over death [a]s the only moral solution to the drama of history” (Walicki, p. 387). When this victory was achieved, there would be no more birth or death, and all those who had ever lived would be restored to life. The latter is a essential component of the drive towards unity; if the realization of immortality is achieved only by those who are alive, the exclusion of the previous generations will prevent unity being achieved.

As Dostoevsky asked – for clarification – in a letter to Fedorov’s follower N. P. Peterson on 24 March 1878:

does your thinker intend this to be taken directly and literally, as religion implies, and that the resurrection will be real, that the abyss that divides us from the spirits of our ancestors will be filled, will be vanquished by vanquished death, and that the dead will be resurrected not only in our minds, not allegorically, but in fact, in person, actually, in bodies (Dostoevsky, 30.1, p. 14)

The answer to Dostoevsky’s question is an emphatic “yes.” One should note the connection here with Solov’ev’s conception of sacred corporality – the transformation of the flesh implied by bodily resurrection – and that Solov’ev also saw this victory over death as the ultimate aim of mankind. But in contrast to Solov’ev’s assumption that gradual spiritual changes would eventually lead to this point, for Fedorov, inertia and the entropic forces of nature, which move towards disintegration, meant that was not the case; on the contrary, he insisted, death could only be overcome by changing nature itself. He saw,

“Death [a]s a consequence of our passive relationship to nature. Death, in man, is a manifestation of the blind force of nature that disintegrates whole entities throughout the universe” (Young, p. 94). Human beings “are not divinities,” he emphasized, “and we cannot resurrect the dead by miracles. Christ showed us what was to be done, but not how” (Young, p. 103). The world was created by God with the seeds of perfection. As God created man in his image (and therefore as potentially eternal), man must also be active, a creator himself; therefore must complete God’s work, but instead has become passive and a slave to nature and to death. The repudiation of nature and man’s animal self in order to reveal God’s image is crucial (Lukashevich, p. 213). Fedorov argues:

Our task is to assume control over everything that nature now controls, including the courses of celestial bodies, and the composition of matter. Until we make the universe our project, i.e. until we have reshaped matter to conform with our idea of the universe “as it should be”, the universe will not be a “cosmos”, that is, it will not have meaning and order, but will remain a “chaos” of large and small particles of a disintegrating whole” (Young, p. 90).

What is significant here is that he is not referring solely to spiritual work; his idea is that all branches of knowledge should be harnessed towards fulfilment of the common task, from history and museum studies (learning about our dead ancestors) to biology (understanding the physical make-up of human beings) to physics and technology (everything from controlling the weather and gravity to space exploration – of which more in a second). Walicki (who was not a great fan of Fedorov’s, and thinks his importance has been exaggerated) says on this: “he had an almost magical belief in man’s ability to master the forces of nature and to use them to find a solution to ‘ultimate issues’.” (386) Perhaps that is the case, but I would at least add that Fedorov’s contention was that knowledge/learning/technological advances had been limited in the past because of the disunified nature of society, which meant that those he called “the learned” were not focusing their energies in the right direction; therefore once they were aware of the common task and the role they had to play in it, and all learning was directed towards this aim, technological progress would be made.

The fusion of religious impetus with technological advances is one of the most striking aspects of Fedorov’s conception of the common task. Among other inventions, he envisaged rocket science and space travel as essential developments, because the means to resurrect the dead do not exist on earth due to the process of disintegration:

to recover particles of disintegrated ancestors, Fedorov imagined, research teams [would travel] to the moon, the planets, and to distant points throughout the universe. Eventually these outer points of the cosmos would be inhabited by the resurrected ancestors, whose bodies might be synthesized so as to live under conditions that could not now support human life as it is known (Young, p. 15).

And although this may have seemed rather far-fetched and more suitable for fiction than religious philosophy at the end of the nineteenth century, it is well known that one of Fedorov’s disciples was the father of Russian rocket science Konstantin Tsiolkovsky (1857-1935), who spent three years studying in the Rumyantsev museum where Fedorov worked, and who later propounded a theory of cosmism that had much in common with Fedorov’s, as it involved space colonization as a route to human perfection and immortality.

So in many ways Fedorov’s utopia contains elements we would more commonly associate with the utopias of science fiction. But it is a religious conception that envisages the restoration of man to God. And as such, it has some features in common with other religious philosophies we have examined this year; as in Slavophilism, and in Dostoevsky’s conception of the God-bearing narod, there is a nationalistic (not to say xenophobic) side that makes a virtue of Russia’s backwardness (Young, p. 137) to propose that this is precisely the place where transformation will happen, because Russian life is based on kinship and communality, and Russia has therefore not advanced so far along the (corrupt) European road that takes man away from God. His critique of capitalism has a particular moral slant that is close to Tolstoy’s ideas on both eros and violence (perhaps an indication of his influence on Tolstoy):

by producing and distributing commodities that were sensually appealing and, consequently, indispensable for the sexual attraction between sexes, capitalist industry promoted and stimulated a struggle for the possession of these commodities and, through them, for the possession of sexual mates. For this reason, it is possible to say that capitalist industry promoted and stimulated struggle for sexual selection (Lukashevich, p. 214).

Moreover, ‘capitalism fathered militarism, which was the capitalist expression of the animal struggle for natural selection.’ (ibid.)

So capitalism is viewed as a form of Darwinist survival of the fittest, but Fedorov was not a radical and did not in any way embrace socialist ideas. In fact, in his privileging of the ancestors, and repudiation of common conceptions of “progress,” he can be seen as the epitome of conservatism. But at the same time, this conservatism is combined with “the most fantastic future prospects” that distance it from other ideologies (I have borrowed that phrase from Dostoevsky, who uses it in a completely different context, in relation to his realism, but it seems most appropriate). It suggests that utopianism in not confined to one ideological position within Russian thought, but is rather connected to the universal significance of particular ideas within the Russian tradition, namely unity and love.

But if you are inclined to dismiss Fedorov as a fantasist because his technological utopia seems rather far-fetched, one should remember not only that some of his ideas, such as space exploration, have already been achieved, but also look at what he says will happen if technology is not directed towards the “common task.” He describes a future “pornocracy” in which people live according to their animal instincts, driven by lust (he wasn’t a great fan of women, and saw sex as counter to our true purpose; Young, p. 69). The goal of technology if this happened will not be not to restore life but to create maximum satisfaction and comfort for the living (Young, pp. 117-8). And even if one disagrees with his judgement on the morality of this, it would be hard to argue that there is not an element of this in the situation we live in today.

So the questions we shall discuss in next week’s seminar are, relating to Fedorov’s ideas as a whole: is his view that death is the most important matter facing humankind a valid one? What counter-arguments can be made? And in relation to the text “The Question of Brotherhood or Relatedness” (one of Fedorov’s most coherent and complete texts, written in response to Dostoevsky’s request for clarification, but not finished before Dostoevsky’s death) we’ll examine the way he constructs his argument, including what he means by “relatedness” and what role the family plays in that, his definition of “progress” (also a significant term for other thinkers), and the oppositions he employs (such as the “learned” and “unlearned”).

Sources

N. A. Berdyaev, “The Religion of Resusciative Resurrection: The Philosophy of the Common Task [Philosophiya obschego dela] of N. F. Fedorov” (1915)

Dostoevskii, F. M., Polnoe sobranie sochinenii v tridtsati tomakh (Moscow-Leningrad: Nauka, 1972-90)

Nikolai Fedorov, What was Man Created for? The Philosophy of the Common Task, trans. Elizabeth Koutaissoff and Marilyn Minto (Honeyglen Publishing, 1990)

Lord, Robert, “Dostoyevsky and N. F. Fyodorov,” Slavonic and East European Review, 40 (1962), 409-30

Stephen Lukashevich, N. F. Fedorov (1828-1903): A Study in Russian Eupsychian and Utopian Thought (Newark: Delaware University Press, 1977)

Walicki, Andrzej, A History of Russian Thought from the Enlightenment to Marxism (Stanford University Press, 1979)

George M. Young, Nikolai F. Fedorov: An Introduction (Belmont, MA: Norland, 1979)

Russian thought lecture 8: Vladimir Solov’ev: Godmanhood, Sophia, and erotic utopianism

Readings: Solov’ev, “The Meaning of Love”

Vladimir Solov'ev (1853-1900)

Vladimir Solov’ev (1853-1900)

Vladimir Solov’ev (1853-1900) is a very significant figure in the history of Russian thought as well as being a very prominent poet, but in terms of his ideas, he is also a very challenging figure, whose work many people find difficult to understand.The text on which we are going to focus in next week’s seminar, “The Meaning of Love,” is a good deal more accessible than many of his other philosophical works, but it may give a somewhat limited impression of him, or even worse, suggest that he is significant primarily for getting involved in an argument with Tolstoy about the merits, or otherwise, of sex. That is certainly not the case, but I think in order to understand why “The Meaning of Love” is so important, it is necessary to know something about the background to his thinking, and to introduce some of his fundamental ideas. So for this lecture I’m going to start off with a few words about why he was so significant, give a biographical sketch, and then look at some of the ideas we see in his work generally.

Solov’ev was a religious philosopher, who is largely credited with inspiring the turn towards religious and spiritual ideas by many members of the Russian intelligentsia at the end of the 19th and beginning of the 20th century. This took place parallel to the development of revolutionary ideologies in Russia, and Solov’ev effectively set out the questions and terms of the debate that became central to the concerns of this next generation of thinkers, which included people like Nikolai Berdiaev, author of The Russian Idea, who became the most famous representative of popular émigré Russian thought after the revolution.

Solov’ev’s influence was so great, I think, for a couple of reasons. Firstly, he was, unlike the writers we have studied so far in this course, a professional philosopher, and he was therefore, in theory at least, more rigorous in his methods than many of his predecessors. The fact that he was using more rigorous methods to explore religious ideas (examining both spiritual and institutional questions) showed this group of younger philosophers that there were alternatives to the socialist/atheist models they had been working with. However, one might also question just how rigorous Solov’ev really was – there is also a mystical side to his work, and certainly at times he seems to use the same terms in different ways without properly defining them.

But these caveats perhaps also relate to the second reason for his significance, which is the fact that he was a poet, who was very influential in the foundation of the symbolist movement (most closely associated with the writers Aleksandr Blok and Andrei Belyi) that emphasized mystical and spiritual ideas. So he had a profound involvement in Russian culture that cemented his position. Furthermore, Solov’ev’s friendship with Dostoevsky, which began in 1877, was very important, and in particular we see the influence of some of his ideas on Dostoevsky’s final novel The Brothers Karamazov, in which he has been identified as the inspiration for both Alesha and Ivan Karamazov. Thus Solov’ev’s philosophy reached a wider audience than otherwise might have been expected. He also played a role in popularizing the ideas of others through his lectures. In particular, as we shall see in the next lecture, he was influenced by the thinking of Nikolai Fedorov, whose ideas about resurrection and bodily transformation we shall be examining in the next lecture.

So who was Vladimir Solov’ev? Born in 1853, he was the son of the famous historian Sergei Solov’ev (1820-1879), who was a professor of history at Moscow University and renowned for his monumental History of Russia. Vladimir Solov’ev’s grandfather was an Orthodox priest, and he was brought up in the Orthodox faith. In his early teens he embraced atheism and became interested in the radical ideas of the day — this is the mid-1860s, so we’re talking about nihilist/populist/socialist ideas — but this was only a brief phase, and by the age of 18 he had returned to the Christian faith. His faith was rather mystically inclined, but on the other hand he maintained a concern with social questions, and was interested in ideas about the transformation of society and the regeneration of humankind.

From 1869 to 1873 he studied natural sciences, and then history and philology at Moscow University. He was very widely read in European philosophy, and after his graduation from university, in quite an unusual move, he spent a year at the theological academy at Sergiev Posad near Moscow, the spiritual centre of the Russian Orthodox church. So he also became very knowledgeable about theological and mystical literature. After this he began teaching at Moscow University. In 1875 Solov’ev came to London to work in the British Library, to do research on Cabalistic and mystical literature. (You can read more about this episode in Solov’ev’s life here.) While he was working in the reading room, he had the second of three visions of the personification of divine wisdom, which he called “Sophia” – the first had occurred during a church service when he was nine years old. But this second vision in the British Library was also a voice, telling him he had to go to Egypt, where he would be granted a fuller vision. So he immediately packed his bags and set off for Egypt. There, still wearing the heavy hat and coat he had struggled to get used to in London, he was robbed by the Bedouin in the desert (Mochul’skii, p. 69), but he did have a further vision. He described this as a vision of universal harmony and the simultaneous experience of past, present and future, which he saw as affirmation of his faith. (He wrote a poem about these visions called “Tri svidaniia,” translated by Ivan M. Granger as or “Three meetings”.)

Solov'ev, by Nikolai Yarochenko (1892)

Solov’ev, by Nikolai Yarochenko (1892)

After his vision, Solov’ev returned to Russia. He spent the years 1877 to 1881 lecturing, including his famous series of twelve “Lectures on Godmanhood,” which established his reputation. This was where he first met Dostoevsky (Tolstoy also attended some of these). He resigned from the university in 1881 following the assassination of Alexander II; he had called upon the new tsar to show Christian love and mercy, and not execute the revolutionaries from Narodnaia volia who had committed the crime. His view was widely misinterpreted, and he was accused of supporting tsaricide, which left him in an untenable position. From then on concentrated on his writing alone, and in later life became increasingly pessimistic and somewhat apocalyptic. Towards the end of his life (he died at 47), views varied on whether he was simply getting more and more eccentric, or was in fact insane. He certainly cultivated an extraordinary self-image, and I do not think it is by accident that he looked increasingly like an Old Testament prophet.

When it comes to his visions and the more enigmatic aspects of his thinking, some people find Solov’ev a bit hard to take (though his ideas at fist glance are less eccentric than those of Fedorov). It is certainly not easy for everyone to reconcile this spiritual side of his experience with the claims that he is a more rigorous type of philosopher than we are used to seeing on this course. But it it is important to understand that he was attempting to marry philosophy and faith, and was driven, following his visions, by a “desire to transcend the fundamental opposition of intuition and intellect” (Kornblatt annd Gustafson, p. 10).

Although the mystical side was very important to him personally – and it did inform some of his most important ideas – he was trying to get away from the idea of blind faith, and move towards a more informed faith and insight into divine truth. He saw this as only possible through questioning received ideas and using philosophical inquiry to arrive at a conscious faith. So ultimately he viewed philosophy as bridge between scientific fact and revealed or divine truth; philosophy for him becomes a means by which the person becomes an individual thinking self. Nevertheless, he is a very challenging writer, and many people find him very difficult. I find that when I’m reading it, adopting the sort of mind-frame I have when I’m reading poetry helps to make sense of it, although that may raise questions about just how rigorous and philosophical he therefore is.

Because he is quite problematic, I want to focus first on outlining in as straightforward terms as I can some of the fundamental categories that underlie the particular questions we will be examining in “The Meaning of Love,” so that we can look in more detail at the ideas in that text in the seminar.

We have seen that the idea of unity is central to the work of a lot of different Russian thinkers, and certainly, this question is fundamental to Solov’ev philosophy. The Russian term he uses is vsetsel’nost’, and this is usually translated as “wholeness,” “integrality” or “total-unity.” Sutton – probably the clearest critic on Solov’ev’s main ideas – describes it as Solov’ev’s “requirement that man should use all his faculties in his service of the truth” (p. 16). For Solov’ev this has implications for everything from ethics to universal institutions. On the latter question, the striving for unity saw Solov’ev espouse the reunion of the Orthodox and Catholic churches (much to the displeasure of the late Slavophiles and pan-Slavists). This was the logical extension of his version of Sobornost’, which he called vsetserkovnost’, or community of all within the church, which was necessary for the realization of the Kingdom of God on earth.

On the ethical question, closely related to the conception of wholeness or total-unity for Solov’ev is the idea of universal principles; crucial to his thinking is Kant’s Categorical Imperative, the testing of the validity of ideas by examining the possibility of their universal application; if idea can become universally binding or elevated into a universal principle and give beneficial results, then it can be approved, but if it fails this test it cannot. Solov’ev, as Sutton states,

taught that Christian values should be implemented throughout society, but in such a way as to preserve the worth and autonomy of the individual [in this sense he resembles Dostoevsky — and I would suggest that this is one of things that distances them both from Slavophilism – SJY]; he further taught that Christian teaching is concerned with active love. (Sutton, p. 39)

Note that active love is the key principle for the Christian life espoused by the Elder Zosima in Dostoevsky’s final novel.

So Solov’ev felt that the application to life for everyone of ethics derived from the Gospels was crucial in enabling the welfare of all and maintaining the autonomy of the individual (whilst balancing this with the needs of the collective). He saw a contrast between Christianity and other (i.e. secular) sources of ethics, and for example he compared Christian ethics to the ideals brought in by the French revolution, which promised freedom and equality, but were ultimately unable to guarantee human welfare. Essentially he suggests that the secular origins of revolutionary ethics led to an imbalance which meant they could not fulfil their goals, and even ended up going in the opposite direction.

This is one example of an attitude that holds a very important place in Solov’ev’ thinking: the rejection of one-sided views. Quite frequently he focuses on the negative impact of the tendency to adhere to a one-sided philosophy or views. He believed that in order to be objective, it was important to see things comprehensively and holistically, and this obviously relates to what I said moment ago about his emphasis on wholeness — this is the underlying imperative that drives development of his ideas and it is this that makes his philosophy significant.

The rejection of one-sidedness had a profound impact on all areas of his thinking. So, for example, he rejected a one-sided devotion to rationalism or empiricism within philosophy, seeing the first as pure thought without content, and the second as sensation without subject and specific content. (Because of this he rejected both leading forms of Western philosophy, and for this reason was appreciated by the late Slavophiles.) Synthesis was therefore always important to him, giving him an organic view of knowledge, in which different subjects and areas of knowledge are all linked to each other. The rejection of one-sidedness was also significant in relation to his views about the person and relationships between people, underlying his belief that one always has to take into account the feelings and needs of the other, which cannot be discounted in favour of one’s own desires and needs. So his ethics (on both the individual and communal level) derives from this basic belief in unity and the rejection of one-sidedness as well.

The most important dimension of this drive to wholeness can be found in his critique of different types of religion, which underlies his ideas in the “Lectures on Godmanhood.” In his conception there are deist religions and pantheistic religions. Deist religions such as Islam have a God that is transcendent, but not immanent (i.e. God is is in heaven, but not on earth and is wholly separated from man; God has no human aspect). Pantheistic religions, on the other hand, in which he includes Hinduism and Buddhism, have a God or gods that are in the world (i.e. immanent), but are not transcendent. One might dispute this, on the grounds that gods in Buddhism are a very peripheral issue, and both Nirvana and Karma can be seen as transcendent aspects of Buddhism, but that is another matter.

In essence the idea that this is a faith that focuses on material existence is correct, and in that sense Buddhism is very different from faiths that have a transcendent God. As Solov’ev sees it, the problem of deistic religions is that by separating God from his creatures, there are benefits for the spiritual life, such as the sense of awe in God and his creation, but there is little possibility of redemption or salvation, or of advancing beyond the condition of being one of God’s creatures. On the other hand, Hinduism and Buddhism, he suggests, express very well the dilemmas, tensions and obstacles of earthly existence, such as disease, pain, death, so they have a profound understanding of the human condition. This provides a reason for making progress with the spiritual life, but does not advance beyond diagnosing what is wrong with the world and human life, and offering remedies in ascetic or contemplative disciplines that lead to the idea of non-being. In other words, the only outcome of this type of religion for Solov’ev is renouncing the world.

In contrast to these faiths, Christianity has both transcendence and immanence. It is worth noting here that Solov’ev had a positive view of Judaism, which was quite unusual at the time, because he saw it as having same combination of immanence and transcendence; Judaism established this doctrine, which Christianity then fulfilled. The reason Christianity has this combination of immanence and transcendence is the figure of Christ, who is both divine and human. And this is the concept of Godmanhood (bogochelovechestvo). Solov’ev certainly did not invent this concept – it is, after all, central to the Gospels, but he did develop a specific theory in relation to it, based on the Trinitarian idea of the amalgamation of God, man and matter (Kornblatt and Gustafson, p. 11).

In essence one might suggest that this theory of Godmanhood is in fact a rewriting in theological language of his philosophy of all-unity (Gustafson, p. 31). The starting point for this theory is that because God is both transcendent and immanent, Christ is not simply a miracle-worker or prophet (Sutton, p. 60), or indeed an ordinary being of any kind; he is God made flesh, and the fact of his appearance on earth as a human being leads to a profound qualitative change in humanity and the natural order. In relation to the natural order, in the person of Christ, the historical process is fused with the cosmic one; as Christ enters the world and the historical process, he gives divine purpose to both (see Copleston, p. 63 on this). This suggests that history may have been entirely random before that moment – indeed it is tempting to say that according to this conception, history cannot really exist before the arrival of Christ on Earth (so we have a rather different role for religion in directing the course of history than we saw in Chaadaev’s conception, for example).

But more importantly, Christ’s appearance changes humanity, because His transfiguration, according to Solov’ev, anticipates and makes possible the transfiguration of all beings (Sutton, p. 60); it actually changes the nature of human life and the human body. Prior to Christ, corporal nature is purely physical, and therefore impenetrable (by this he means that the body has a sort of physical solidity that cannot incorporate anything else or occupy the same space as anything else – it is an object of resistance against other objects, and is closed off from all outside forces). The person is therefore also alienated (a term Solov’ev associates with evil) by the body’s earthly condition. As Sutton puts it:

The Incarnation of the God-man, Jesus Christ, among men, can alone counteract the effects of this alienation, [and] is the eminent means of salvation from creaturely existence. (Sutton, p. 47)

This is because after Christ, the human body contains an element of God’s transcendence, i.e., it is composed not only of physical matter, but also of spiritual matter, and these two cannot be separated.

This combination of physical and spiritual matter can be seen as another aspects of Solov’ev’s holistic thinking and rejection of one-sidedness, but it has a couple of other very important implications. The first is that it overcomes the idea – common to the Gnostic tradition of early Christianity thought and some other branches of the church – of the flesh (or the material world) as evil. Instead the flesh becomes spiritualized, so to speak, which is,

a universal process whereby eventually all material nature is “redeemed”; a spiritual aspect inheres in all forms of material being, and through divine action and the cooperative agency of conscious man, this spiritual aspect of matter will become fully manifest. (Sutton, p. 53)

Thus Solov’ev arrives at the idea of sacred corporality, which he also sees as an important part of Judaism’s emphasis on purification. It is this sacred aspect of the flesh that gives human beings the potential to be perfected, ultimately leading to the Kingdom of God on earth, moved by the collective spirit of Christian love (agape), which frees humankind from the natural (or animal) level of existence. The essence of sacred corporality is that the human being is now capable of penetration, i.e., the body loses its closed and resistant nature, and instead becomes receptive to outside (i.e. spiritual) forces. And this different quality of the transformed flesh is fundamental to the idea of resurrection, which is not a metaphor, but involves the raising of the physical body from the dead. This is what happened to Christ, so ultimately, human beings transformed by Christ must also gain this capacity. This question is central to the work of Nikolai Fedorov, as we shall see in our next lecture.

This question of the penetrability and potentially resurrectable nature of sacred flesh is one important aspect of the thinking underlying “The Meaning of Love.” The other important concept that animates Solov’ev’s thinking is the personification of divine wisdom, which he saw as having female form and named Sophia. Sophia, you may recall, was the subject of his visions, and I have to say from my reading, this is one area in which I find Solov’ev rather confusing. Perhaps this is not surprising, as this question very much relates to his religious experiences and his tendency towards mysticism. Like Godmanhood, Sophia is not an idea unique to Solov’ev. “Sophia” is the Greek word for “Wisdom; in the Bible there is a tendency to personify wisdom in female form; the Orthodox church tends to identify Mary Mother of God with divine wisdom; and Sophia was seen as the eternal feminine in the medieval Russian church. However, it was through Solov’ev’s emphasis on Sophia that “Sophiology” became a notable philosophical concept in the Russian tradition (see in particular, Sergei Bulgakov on this question).

Sophia is seen a vision of the beauty of the transfigured world and the divine cosmos, so she represents eternal rather than earthly beauty and is therefore an important aspect of total-unity. But it seems to be rather more complicated than this. Solov’ev also introduces two types of unity, the producing and the produced. The producing unity is logos, or God as an active force; the produced unity is Sophia, who represents the principle of humanity – not as an earthly phenomenon but as an archetypal, eternal idea – but who is also, as the opposition with logos suggests, a passive force. However, Sophia also appears in Solov’ev’s thinking as the active soul of the world and ideal humanity, and becomes a sort of bridge between God and humanity. As Copleston, who gives the clearest interpretation of the concept, puts it, Sophia is conceived within Godmanhood:

as the eternal ideal archetype of humanity, as the world-soul considered as actively engaged in realizing this archetypal idea, and finally as the fully developed divine-human organism. Sophia is depicted both as the active principle of the creative process and as its realized goal, the kingdom of God, the society of those participating in Godmanhood. (Copleston, p. 85)

So if Godmanhood is the principle of transformed flesh, becoming spirit, then Sophia is Solov’ev’s “attempt to embody the spiritual” (Matich, p. 64). Both sides of the equation therefore represent aspects of the principle of unity, but also indicate the role of the male-female opposition in his thinking. It should therefore come as no surprise that, guided by the spirit of total-unity, Solov’ev view the male and female as incomplete, and attempted to theorize their coming together as syzygy, which essentially means “conjoining”, and in the religious sense is a concept deriving from Gnostic mysticism. In Solov’ev’s conception signifies “close union.” As Hooper puts it, “his vision of ideal love is grounded in the reconciliation of body with soul” (p. 362), while Matich states: “Solov’ev viewed life’s task as reassembling the sundered body into a whole by reuniting male and female in a collective gender that is beyond sexual difference, a state that he affiliated with the figure of the androgyne.” (Matich, p. 71)

And this is the subject of “The Meaning of Love,” which attempts to rescue erotic love from its rejection by the church (and Tolstoy!) and place it above procreative love. He proclaims the power of the male-female pairing as a transfigurative force that will restore humankind in God’s image and overcome death (Matich, p. 73).

As Hooper puts it:

Divine in origin, eros can, in its most perfect manifestations, bind two separate people together into a single individuality, restoring them each to wholeness and propelling them towards ever-closer harmony with the cosmic all-unity (vseedinstvo), which is God. (Hooper, p. 361)

So in our seminar, we shall focus on how he constructs that argument, and compare his view to that of Tolstoy in the “Postface to The Kreutzer Sonata.”

Sources
Bulgakov, Sergei, Sophia, the Wisdom of God: An Outline of Sophiology (Lindisfarne Books, 1993).

Copleston, Frederick, Russian Religious Philosophy: Selected Aspects (Notre Dame: Search Press, 1988)

Hooper, Cynthia, “Forms of Love: Vladimir Solov’ev and Lev Tolstoi on Eros and Ego,” Russian Review, 60.3 (2001), 360-80

Gustafson, Richard F., “Soloviev’s Doctrine of Salvation,” in Russian Religious Thought, ed. Judith Deutch Kornblatt and Richard F. Gustafson (Madison: University of Wisconsin Press, 1996), pp. 31-48

Kornblatt, Judith Deutch, and Gustafson, Richard F., “Introduction,” in Russian Religious Thought, ed. Kornblatt and Gustafson (Madison: University of Wisconsin Press, 1996), pp. 3-24

Matich, Olga, Erotic Utopia: The Decadent Imagination in Russia’s Fin de Siècle (Madison: University of Wisconsin Press, 2005)

Mochul’skii, Konstantin, Vladimir Solov’ev: Zihzn’ i uchenie (Paris: YMCA Press, 1951)

Solov’ev, Vladimir, “The Meaning of Love” (1892-4), in J. M. Edie, J.P. Scanlan and M.B. Zeldin, eds., Russian Philosophy, 3 vols (Chicago, 1965), III: 85-98 | Smysl liubvi [Russian text]

Sutton, Jonathan, The Religious Philosophy of Vladimir Solovyov: Towards a Reassessment (Basingstoke: MacMillan, 1988)

Tolstoy, Leo, “Postface to The Kreutzer Sonata,” in The Kreutzer Sonata and Other Stories, trans. David McDuff (London: Penguin, 1985), pp. 267-82

Russian Thought lecture 7: Tolstoy: from Christian love to Christian anarchism

Readings: L. N. Tolstoy, “A Confession” (1879), “The Law of Violence and the Law of Love” (1908), “Postface to The Kreutzer Sonata” (1889)

Lev Nikolaevich Tolstoy, 1828-1910

Lev Nikolaevich Tolstoy, 1828-1910

We now move onto Lev Tolstoy (1828-1910) who was not only one of the most important novelists in the nineteenth century, but also one of Russia’s most important thinkers. But while nobody would dispute his literary contribution, his position as a thinker has always been more questionable. On the one hand, his philosophy was very influential, inspiring doctrines of non-violence from Mahatma Gandhi to Martin Luther King, and leading to the establishment of religious communities that aimed to lived according to his teachings. On the other hand, the idea that he was “an outstandingly good writer of fiction and a bad thinker,” as Mikhailovsky put it (cited in Berlin, p. 238 – both were criticizing this idea) often remains unchallenged. I think this is probably because when he discusses his ideas directly in his fiction – as in the long philosophical chapters in War and Peace – they seem very laboured in comparison with much of his fictional writing. I have to admit am one of many people who get impatient with Tolstoy on such occasions. I understand fully why such sections are there and the role they play in Tolstoy’s overall conception, but I can’t help thinking that most of the ideas themselves are much better conveyed in the course of the narrative than they are in the philosophical digressions, and I suspect that the latter are included because Tolstoy does not trust his reader to get the point merely from reading the story (the more common explanation is perhaps that Tolstoy did not trust himself to convey the ideas through their fictional representation alone). I will also admit that I’m prejudiced, as I’m definitely on the Dostoevsky side of the “Dostoevsky or Tolstoy?” debate (in fact, I’m not convinced there’s much of a debate to be had). Nevertheless I do believe Tolstoy was a significant thinker, and I think in many ways his philosophical writing is far better when he dissociates it completely from his fiction.

Tolstoy is not only an important but also a wide-ranging thinker contributed to many subjects, from history to art to education to religion. It is impossible to cover all aspects of his thinking in one lecture, so I will barely touch on important questions such as his philosophy of history or his educational theory, and instead will be focusing on questions that relate to the main topics we are studying this year. In particular, the question of love will therefore be central, but I’ll also touch on aspects of his thinking that relate to the work of other thinkers, including the question of the narod, the form of anarchism he develops, and the role of rationalism in his thinking. However, it is important to note that Tolstoy was very much on his own as a thinker, and did not fit into any of the groupings we have discussed so far, so it is a question of identifying both similarities and differences between his work and those of other thinkers.

I’m not going to go into Tolstoy’s biography from birth to death, but I think it is necessary to address in detail one question about his life: his so-called conversion, usually dated to 1878, when he finally rejected the material world and his role as an artistic writer, and turned to moral and didactic works. The notion of a conversion implies a sudden change, but for Tolstoy it was really a life-long process. His life was much like that of any man of his class, but from an early age there were signs of his ambivalence about his behaviour, and a sense of the need to reform himself morally. His diaries give a very good picture of this tension. On the one hand he tries to adhere to rules for his moral and intellectual development, as a few extracts from 1851 show:

8 March 1851. Keep a journal of my weaknesses (a Franklin journal). [See Dvoichenko-Markov on the connections between Tolstoy and Benjamin Franklin – SJY.]
22 March. Worked quite well except for a lack of firmness and a desire to show off. Dined at home. […] Self delusion. Wrote extracts, notes and my diary, all too hurriedly. […] Gymnastics is necessary for the development of all faculties. Learn something by heart every day. English.
23 March. […] Rule. Try to form a style: (1) in conversation, (2) in writing. […]
24 March […] Occupations for the 25th. From 10 to 11 – yesterday’s diary and reading. From 11 to 12 – gymnastics. From 12 to 1 – English. Beklemishev and Beer from 1 to 2. From 2 to 4 – riding. From 4 to 6 – dinner. From 6 to 8 – reading. From 8 to 10 – writing. Translate something from a foreign language into Russian to develop memory and style. Write an account of today with all the impressions and thoughts it gives rise to. (Tolstoi’s Diaries¸ pp. 19-20)

However, contrary impulses are never far away:

27 March. […] Marya called for her passport. I feel I refrained from … only out of shame and the fact that she had pimples on her face. So I must note down sensuality.
6 April. Got nothing done. Lied and bragged a lot, was casual and absent-minded in my preparation for communion. […]
18 April. [Following a casual sexual encounter] It was vile and repulsive, I even hate her because I’ve broken my rules on her account. […] Terrible remorse; I’ve never felt it so strongly before. That’s a step forward. (Tolstoi’s Diaries, pp. 20-21)

So there’s always a strong sense of dissatisfaction with his own behaviour, and this gradually also included dissatisfaction with society that he viewed as encouraging that immoral behaviour. “A Confession” (1879) describes this process, as he comes to understand what is wrong with society, Those of you that have read Anna Karenina will also recognize that the figure of Levin goes through a similar process and arrives at a similar crisis about the meaning of life. Tolstoy was writing the novel as his sense of crisis was building, so it is unsurprising that it features so strongly in that novel, but the fact that more or less the same thing happens to the central character of Pierre Bezukhov in War and Peace, written in the previous decade, shows that this was not a sudden change in Tolstoi’s thinking.

Moreover, his conversion apparently did not stop him impregnating peasant girls, eating meat in front of the vegetarian followers he had inspired, or writing an adventure story, Khadzhi-Murat, that went against everything he advocated about the moral and didactic purpose of literature. So one could suggest that on the level of behaviour at least, his life was characterized by continuity rather than change. There certainly seems to have been a considerable degree of inner conflict that let to his crisis and the attempt to change his life, but that never disappeared despite his best efforts. And this is something we see repeatedly in his fictional works, where the epiphanies his characters experience, and the decisions they make about transforming their lives, never seem to make any difference whatsoever (Pierre in War and Peace is a case in point, while in his later work, the eponymous protagonist of “Father Sergius,” who remains full of pride and individualism to the end, is a good example). It’s the gradual, imperceptible changes that count in his fiction, and I think it’s quite telling that what he intuits in his fiction, on this absolutely crucial point, seems to go against what he attempted to do in his own life, and what he espoused in his theoretical writing. Again, this may be one of the reasons why his reputation as a thinker is somewhat mixed.

Even if Tolstoy’s “vivid tale of a repentant sinner” in “A Confession” was “a piece of artistic literature intended to shock readers into abandoning their own evil ways” that “undoubtedly exaggerated the suddenness and violence of the changes in his outlook” (Walicki, p. 328), it remains an important text, in that it allows us to set out some of the fundamental categories and approaches that inform Tolstoy’s thinking on every subject. In describing his loss of faith in this text he reveals a critique of society and human behaviour that underlies many of his ideas.

What he describes in this text is his growing disillusionment with the Western and rationalistic basis of society and education imposed on Russians from the upper classes. The rationalism of his education means that he can no longer believe in God, with the result that life loses its meaning. Attempts to replace this gap with faith in progress and learning fail and, he even realizes, are the cause of the problem in the first place. He identifies the simple life and faith of the peasantry as being more fulfilling, and is particularly impressed by the peasants’ instinctive understanding of the world that does not depend on learning, and their absence of individualism. We already see this ideal in Tolstoy’s fiction before “A Confession,” most notably in the figure of the peasant Platon Karataev in War and Peace, who inspires Pierre with his simple acceptance of life and death after their capture by the French. This again indicates that Tolstoy did not arrive at these ideas suddenly or dramatically, but rather that they evolved gradually as part of his world view.

But for all that Tolstoy admired the peasants’ simple, hard-working and non-individualistic way of life and tried to emulate it – a process we also see Levin undergo in Anna Karenina, as he goes out to work in the fields – his education rendered him incapable of fully embracing their beliefs, in particular on spiritual questions. So he accepted the idea of Christian faith, precisely because it ran counter to reason, but then found he could not accept anything supernatural or contrary to reason, and went through a process of stripping out anything that belongs to those categories, including the Holy Spirit, the divinity of Christ, and the miracles described in the Gospels.

He saw this as a process of returning Christianity to its fundamentals, but it is valid to question whether what remains is sufficient to continue to characterize it as Christianity (and he was excommunicated from the Russian Orthodox church in 1901 for his radical beliefs and departure from canonical Christianity, as well as his criticism of the Church). In particular, one might well question whether there is any room for God in this conception of Christianity. It is hard to see in many ways what is left beyond love and compassion, and this is surely a problem. On the one hand, these qualities are hardly unique to Christianity – Tolstoy was heavily influenced by Buddhist teachings as well, and compassion plays a very important role there – and on the other, one could question the extent to which they conform to his idea of affirming the rational side of faith. In some ways love is surely the most irrational aspect of Christianity.

Whatever one’s answer to that question, the fact remains that Tolstoy’s entire conception represents quite a radical programme of transforming Christian faith: “He submitted his teachings on the church to rational examination in order to eliminate from them everything that was inconsistent with reason and had been imposed on it artificially.” (Walicki, p. 330), so reason retains an important place in his thinking on faith. There is, obviously, a tension here: “first reason capitulates before faith, and then it is set up as the arbiter in matters of faith,” as Walicki states (p. 331), but he notes that as Tolstoy’s thinking on this is dialectical, faith and reason are therefore not mutually contradictory, but part of the same process. There is also an opposition of individual and universal reason at work in Tolstoi’s thinking, so what is being rejected is individual reason (as part of the individualism he denounced), while universal reason is brought back into the equation.

This relates to an important aspect of his metaphysics. As Walicki puts it:

True life is not the world of phenomena but an invisible and impersonal “reasonable consciousness,” a universal force not bounded by space or time. Individuality is evil, an illusion that cuts man off from true life, imprisons him in the world of phenomena and condemns him to suffering and death. The way to transcend individuality is through love – love not as an emotional impulse, but as total submission to the tranquil clarity of the “reasonable consciousness” that enjoins men to renounce their individual welfare. (Walicki, p. 333)

This conception is very much developed under the influence of Schopenhauer’s philosophy, but Tolstoy took it a lot further; for Schopenhauer is remained a philosophical construct that did not in fact have any particular impact on his everyday life whatever he advocated. For Tolstoy, on the other hand, the consequences of this philosophy meant the transformation of his personal existence and the adoption of an ascetic lifestyle. This led him to reject life as a nobleman, to some extent at least, and emulate the peasants’ simple life in order to come closer to the experience of life governed by the principle of non-individualism.

So while Tolstoy superficially resembles both the Slavophiles and the narodniki in basing a great deal of his thinking on faith in the peasantry, their role is in fact very different for Tolstoy, and it would be fair to say that for all different political perspectives, the narodniki and the Slavophiles more closely resemble each other on this question than either group does Tolstoy.

Tolstoy’s asceticism – which formed a very important part of his thinking and his wider influence – may have been inspired in part by the un-materialistic, un-individualistic lives of the peasantry, but this led to a broader philosophy of abstinence derived initially from Schopenhauer as a route to a spiritual life for the upper classes. As he describes it in the key essay “Why do men stupefy themselves?” (1890), man has two natures: the physical, which is blind, and the spiritual, which sees. The former relates to man’s animal side – eating, sleeping, procreation etc – while in relation to this:

The seeing, spiritual being that is bound up with the animal does nothing of itself, but only appraises the activity of the animal being; coinciding with it when approving its activity, and diverging from it when disapproving. (Tolstoy, “Why do men stupefy themselves?”, part 1)

Tolstoy describes the observing being as the

manifestation we commonly call conscience [which] always points with one end towards right and with the other towards wrong, […] one need only do something contrary to the indication of conscience to become aware of this spiritual being, which then shows how the animal activity has diverged from the direction indicated by conscience. (ibid.)

Thus he describes all human activity as either:

1. bringing one’s activities into harmony with conscience, or
2. hiding from oneself the indications of conscience in order to be able to continue to live as before. (ibid.)

The first is moral enlightenment, the second “to hide from oneself the indications of conscience” by external or internal means. The former involves amusements and occupations that divert the attention, the latter consists of darkening the consciousness itself, poisoning it temporarily by stopping brain activity. Both are wrong, in Tolstoy’s view, but while the external occupations will suffice for people of dull intellect or feelings, for people with more moral sensitivity it is the internal means of hiding from the conscience that dominate. So he states that,

The cause of the world-wide consumption of hashish, opium, wine, and tobacco, lies not in the taste, nor in any pleasure, recreation, or mirth they afford, but simply in man’s need to hide from himself the demands of conscience” (“Why do men stupefy themselves?”, part 2),

and that if people want to do things that go against their consciousness, they blind themselves with these intoxicants. He sees these substances as increasing crime, and preventing useful activity and relations between people.

The terms of Tolstoyan abstinence grow wider, showing how different intoxicants (which are viewed quite broadly) act upon people. Thus eating meat is wrong because killing animals violates the spirit by reducing sympathy towards living creatures, making man more cruel and liable to behave cruelly in other ways. Even thinking becomes an intoxicant. For example, he cites Crime and Punishment, stating that Raskolnikov acts almost like an automaton when committing the murders; the damage to his consciousness was done before he actually went to commit the crime, when he was lying in his room thinking.

Sexual abstinence, meanwhile, was necessary because all sexual relations (including those within marriage) were based on lust, which distracted people from the higher purpose of life. The story The Kreutzer Sonata (1889) depicts a marriage based solely on the satisfaction of animal appetites, and offers a view of human relations governed purely by the material and the physical. Individualism is rampant, and the spiritual and inner life are ignored. This, he states quite openly, is what society demands – it is not simply the result of an accident or misunderstanding, but is the essence of the values society promotes – and ultimately it leads to destruction. As Hooper states,

In Kreutzer Sonata, Tolstoy links eros not only to the baseness of physical lust but also to the clouding of the vision. Romantic love in this novel is thus doubly suspect, for it suggests a combination of both carnal desire and self-deception. (Hooper, “Forms of Love,” pp. 360-1).

Although Tolstoy (rather grudgingly) allowed that sex for the purposes of procreation was admissible, as becomes clear in the notorious “Afterword” (or Postface) to The Kreutzer Sonata, he in fact viewed absolute abstinence as the ideal, whilst conceding that in practice (as indeed he found in his own life) this might be unattainable. But his views on chastity also indicate that while in some ways Tolstoy’s religion, by stripping out the supernatural and spiritual elements, seems to have a very practical emphasis, in fact his overall doctrine is one of renunciation of the flesh. And this is also important because of the contrast it represents to the ideas of Vladimir Solov’ev, who will be the subject of our next lecture. Solov’ev’s ideas about erotic love were formulated in part in response to Tolstoy’s rejection of sex, and involved transfiguration of the flesh instead of its denial (Hooper, p. 365).

I’ll discuss that in more detail in my next lecture, and we will examine Tolstoy’s critique of society in next week’s seminar. But for the last part of this lecture I want to return to the other dimension of love, the agape he emphasized as he rejected eros entirely, and outline some of the ways in which that principle developed.

Love, as we have seen, is what underlies Tolstoy’s advocacy of vegetarianism, because killing any living being undermines man’s conscience and increases the likelihood of further violence and cruelty towards others. The logical extrapolation of this is Tolstoy’s doctrine of pacifism, rejecting all violence, including as a form of self-defence or retaliation – hence its designation as a form of nonresistance. And it was this idea that inspired the hugely important Tolstoyan movement – this wasn’t a movement that Tolstoy started himself, but he gained many followers not only in Russia but internationally, who attempted to set up communities to live according to his ideals (you can read more about this in an article by Charlotte Alston in History Today). A central aspect of this doctrine was rejection of the state and all the institutions associated with it, because they inherently operated through violence and oppression. This involved not only institutions such as the police and army, but also, for example, tax authorities, because they entrenched inequalities and placed some in a position of power over others. The church was included as well, because it supported the other functions of the state (we will look at Tolstoy’s critique of these institutions in “The Law of Violence and the Law of Love” next week).

So Tolstoy’s advocacy of love necessarily – because he is so consistent in following ideas to their logical conclusion – becomes an anarchist doctrine. Again we can see a parallel between this logical conclusion Tolstoy reached and the ideas of the narodniki, but as in the case of the role of the peasantry in his thinking, the route by which Tolstoy arrived at this conclusion and his reasons for it differed markedly from the reasoning behind the Populists’ anarchism. Even though Tolstoy’s brand of Christianity is very far removed from our usual understanding of that religion, he is usually called a Christian anarchist. Perhaps that designation is one of the things we should discuss next week in the seminar, as part of the question of whether there is sufficient remaining within his form of faith to describe it as Christianity at all. We’ll also consider the role of reason in his thinking, and examine aspects of his critique of society (including the official church and the state) in more detail.

Sources

Alston, Charlotte, “Tolstoy’s Guiding Light,” History Today, 60/10 (2010)

Berlin, Isaiah, Russian Thinkers (London: Penguin, 1978)

Dvoichenko-Markov, Eufrosina, “Benjamin Franklin and Leo Tolstoy,” Proceedings of the American Philosophical Society, Vol. 96, No. 2 (Apr. 21, 1952), pp.119-128

Emerson, Caryl, Solov’ev, “Solov’ev, The Late Tolstoi and the Early Bakhtin on the Problem of Shame and Love,” Slavic Review, 50.3 (1991), 663-71

Gustafson, Richard, Leo Tolstoy: Resident and Stranger. A Study in Fiction and Theology (Princeton University Press, 1986)

Hooper, Cynthia, “Vladimir Solov’ev and Lev Tolstoi on Eros and Ego,” Russian Review, 60.3 (2001), 360-80

Tolstoy, Leo, A Confession and other religious writings, trans. Jane Kentish (Harmondsworth: Penguin, 1987) | Ispoved’ [Russian text]

Tolstoi, Leo, “The Law of Violence and the Law of Love,” (1908) in Edie, Scanlan, Zeldin | Zakon nasiliia i zakon liubvi [Russian text]

Tolstoy, Leo, “Postlude to the Kreutzer Sonata” in The Kreutzer Sonata, trans. David McDuff (London: Penguin, 1985)

Tolstoy, Leo, “Why do men stupefy themselves?” (1890) trans. Louise and Aylmer Maud  | Dlia chego liudi odurmanchivaiutsia? [Russian text]

Tolstoi’s Diaries, ed. and trans. R. F. Christian (London: Flamingo, 1994)

Walicki, Andrzej, A History of Russian Thought: From the Enlightenment to Marxism (Stanford University Press, 1979)

Russian Thought lecture 6: Populism: the Intelligentsia and the People

Readings: Alexander Herzen, “The Russian People and Socialism” (1851); Petr Lavrov, “Historical Letters” (1868-9); Nikolai Mikhailovskii, “What is Progress?” (1869); Mikhail Bakunin, “Statism and Anarchy, Appendix A” (1873)

Unlike the other movements we have studied in this course so far, which have been purely theoretical, the subject of today’s lecture – Populism (narodnichestvo), and related varieties of Russian anarchism – is somewhat different, because there is both a theoretical and a practical or active side. Our interest for this course remains primarily on the theoretical dimension, but it is important to understand how this theory related to action, and where the theoreticians stood in relation to the revolutionary movement that developed out of Populism (which will be the main focus of today’s lecture), so I’m going to begin with the theory of Populism, and then look at how that theory related to the actions of the Populists and the development of the revolutionary movement.

Populism had many varieties, but as a distinctive movement it developed mainly out of the radical Enlighteners or Nihilists of the 1860s – Chernyshevsky’s work was an important factor in this development. The different factions within Populism were united by a common faith in the Russian people or narod (hence narodnichestvo – relating to the population, not popularity) and in particular in the institution of the village commune. This was seen an alternative to the capitalist development that the radicals perceived not only in Europe, but rapidly taking hold in Russia as well. This idea is first apparent in radical thought in Herzen’s “The Russian People and Socialism” (1851), and in later guises was seen as a possible means of bypassing the capitalist stage of development and moving straight onto socialism.

It should be remembered, however, that the concept of the intrinsic value of the narod is far from being an exclusively radical idea (although the idea of the narod as rebellious is only found in radical thought – and not even universally there). We see similar ideas about the Russian peasantry, for example, in Dostoevsky’s writing (albeit placed in a Christian context of the narod as a God-bearing people who will bring salvation to Russia and the world), and, more generally, in Slavophile thinking, which resembles Populism in some ways, but is very different in others:

both the Slavophiles and the populists or narodniki cherished a sincere love for the Russian peasant masses, as well as for such of their time-honored institutions as the obshchina or mir (the village commune) on the one hand and the Russian artel (the artisan co-operative) on the other. In the obshchina in particular, with its collective ownership of land, they both saw an institution of a unique social and moral significance. But while the Slavophiles were looking for their ideal in the pre-Petrine past, the Populists kept turning their eyes towards a future which, in their opinion, had much to do with the obshchina but very little with the sentimentalized paternal monarchism of the Slavophiles. (Janko Lavrin, p. 307)

Populism, moreover, rejected the Orthodox dimension that was central to Slavophile thinking; this was a secular doctrine of radicals who rejected traditions of church because (like Herzen) they saw it as an institution of authority that supported the state and therefore denied freedom to individuals.

Their emphasis was on liberty and democracy, but the Populists’ primary goals (in the early stages at least) were generally social rather than political, focused on the welfare of the peasantry. This changed later with the development of the revolutionary movement and terrorist organizations (about which more later), and indeed even as a starting point their political convictions were essentially revolutionary: they followed Herzen, Bakunin and Chernyshevsky in viewing the autocracy as the main source of evil and suffering because it entrenched inequality and the absence of freedom, and they advocated the abolition of the state as the only possible solution to this (and this is where they overlap significantly with anarchist philosophy, which influenced many of the Populists). The idea was that following the destruction of the state, a federation of communes would emerge as ideal autonomous social structures (Ulam, p. 21). The extract from “Statism and Anarchy” (1873) by Mikhail Bakunin (1814-1876) that we will be looking at next week is a good example of the conception of the village mir as an autonomous institution based on communal self-government that has the potential to oppose, and ultimately destroy, the state. Unlike Herzen, Bakunin sees the narod as a primarily rebellious force – albeit one hampered by traditional beliefs – and he proposes that the main task of revolutionaries should be to forge links between communes in order to create a common ideal that will enable the many separate peasant revolts to come together in a more powerful and sustained movement.

Bakunin’s aims were always primarily political (unlike the early Populists), and in fact it’s safe to say the welfare of the peasantry was not particularly high on his list of priorities. Nor was he a consistent theoretical writer; action was always far more important to him. So while his conception of the peasant commune was an important influence on the Populists’ general idea of the narod, Populist theory itself developed in a rather different, and often more abstract, way. With that in mind, I want to focus on the theoretical underpinnings of the Populists’ faith in the narod and in the peasant commune as a social structure, by looking at the work of Petr Lavrov and Nikolai Mikhailovsky.

Pyotr Lavrov (1823-1900)

Pyotr Lavrov (1823-1900)

Pyotr Lavrov (1823-1900) has been described as “one of the most attractive figures in the nineteenth-century Russian revolutionary movement” who was “universally respected by socialists regardless of theoretical differences or political viewpoints” (Walicki, p. 235) – which was extremely rare in a movement characterized by factionalism, division and in-fighting. He was from a family of wealthy landowners and was educated at the military academy in Petersburg, thereafter teaching mathematics at various military academies. He was made a colonel in 1858, and became interested in philosophy around this time. Among his early writing, Sketches in the Domain of Practical Philosophy (1860) outlined a theory of anthropologism, to which Chernyshevsky’s “Anthropological Principle in Philosophy” was a response. Lavrov started out as a liberal, but became more radical, and was in touch with the leadership of the first Zemlia i volia (Land and Freedom) group. In 1866 he was arrested in the aftermath of Karakozov’s assassination attempt on the tsar, and was exiled to Vologda province. His “Historical Letters” were written and published while he was still in exile in 1868-9, and in 1870 the revolutionary German Lopatin (the first Russian translator of Marx’s Capital) helped him to escape abroad. In Europe Lavrov made contact with the International Workingmen’s Association (the First International) and participated in the Paris commune, before being sent to organize help in Belgium and England. It was then that he met Marx and Engels, which was the start of a lasting friendship (see Pomper, pp. 122-3 on this) – again this was unusual, as ironically Marx generally had very little time for Russian revolutionaries. Whilst in London he published the revolutionary journal Vpered (Forward) from 1873-6 – like Herzen’s Kolokol earlier, this became a very important forum for émigré revolutionary writing (you can read more about his activities in London here). Lavrov was more radical than many of his supporters at home in Russia, and did not just advocate peaceful propaganda; he thought the education of the peasantry was important, but saw the future in the Russian commune and agrarian socialism, and may well have influenced Marx on this question. Nevertheless,

he condemned the Nechaev line that all means were permissible in the revolutionary struggle, warned against revolutionary adventurism, and emphasized the need for a lengthy and careful preparatory struggle. He shared the general Populist belief in the priority of social over political goals and agreed with Bakunin that the introduction of socialism could not be reconciled with the retention of the state apparatus. (Walicki, p. 236)

The reference here is to Sergei Nechaev (1847-1882), a notoriously opportunist revolutionary, author of the “Revolutionary Catechism” that espoused the use of any means, including violence, in the political struggle. He was famous for duping Bakunin into believing he had a large, secret revolutionary organization in Russia, and for arranging the murder of a student to bind a group of radicals together in a conspiratorial organization – Dostoevsky used these events as the inspiration for his novel Demons (Besy, 1871-2).

After the assassination of Alexander II in 1881, Lavrov joined Narodnaya volya and edited the party journal in Geneva, but when this movement fell apart he went back more to scholarly work, before his death in Paris.

What is notable about Lavrov’s thinking is the way in which he connects everything to ideas of social justice, and tries to create a theory that encompasses both history and the need for contemporary action, and which give impetus to changes in society. Lavrov was not a materialist — his conception of knowledge was confined to phenomena and the relations between them — but he saw different types of phenomena: sensory phenomena (possible objects of sense-experience), as well as phenomena of consciousness, which are accessible to introspection and give rise to psychology. He viewed the physical sciences as dealing with the concrete phenomena of what exists, but proposed that human beings also strive to realize things that do not yet exist, and insists that this is also part of life that must be studied and taken into account. However, he rejected religion and metaphysics as unprovable.

Like Chernyshevsky, he had an anthropological conception of world, a focus on the human which led him to advance a “subjective method” based on the understanding of man as the studying subject as well as, frequently, the object of study:

Though there are various distinct sciences, there would be no science at all without the human being as an active subject. Man can, of course, objectify himself as an object of scientific study, in physiology, for example, or anthropology or psychology. But it is man who performs the objectifying of himself and who constructs science. In spite, therefore, of their heterogeneity the sciences have a common integrating factor, namely the human being. Obviously, in astronomy the human being is not the object of study, but there would be no astronomy without the human being. The modern world-view should therefore be “anthropological,” in the sense that the human being should be recognized as the creator of and common integrating factor in all the sciences. (Copleston, p. 127).

So how does Lavrov get from this point to a Populist philosophy? As Pozefsky states, from Lavrov’s earliest writing,

By offering his countrymen a more authentic model of the personality, he hoped to facilitate their efforts at social reform. […] he preached an anthropological philosophy that placed physical man at the foundation of morality.
His model of the personality had not two parts (body and spirit) but three: consciousness (the higher forms of culture), tradition (the lower forms of culture), and nature. Of these, he privileged consciousness, which allowed human to shape their own lives and distinguished them from other animals. (Pozefsky, p. 28)

We see a similar conception in the “Historical Letters,” where nature is unconscious and tradition is semi-conscious, but it is only in the fully conscious being that ideas of betterment for oneself and society can develop, resulting in a desire for social revolution. Thus the human being is an active subject who conceives goals and pursues them. In doing so he perceives himself as free, even if he acknowledges that according to science he is subject to determining laws (the laws of nature); he still considers himself to be freely acting from the subjective point of view, and this feeling is ineradicable (here we see a very different view from that of Chernyshevsky). Freedom is in fact the crucial concept:

Lavrov […] was a social reformer. He did not believe in the inevitability of progress. Social advances depended on human choice and human action, and the human being, Lavrov was convinced, could not choose and pursue social goals except with the idea of freedom. Social activism and belief in freedom were inseparable. (Copleston, p. 130)

For Lavrov there were two types of philosophy: the theoretical and the practical. The former was concerned with questions such as “what is the case?” and the latter with the question of “what ought to be the case?” or “what ought to exist?” The idea of freedom for Lavrov lies at the base of “practical” philosophy (i.e. moral philosophy) as what ought to be, but this seems to create a contradiction between the theoretical and practical points of view: he describes freedom as (from the theoretical point of view) an “illusion,” but also as (from the practical standpoint) inescapable and ineradicable. So it is unclear whether he is saying that the human being is a free agent or just perceives himself as such. Possibly he is asserting that man cannot choose without the idea of being free, but there is clearly an unresolved tension here. Nevertheless, the subjective point of view is manifested in thought directed towards the attainment of social ideals, and this involves treating people as free agents pursuing goals and evaluating those goals. This forms the basis of Lavrov’s conception of progress, but it also relates to how he viewed many subjects of study. History, in particular, is “a science which treats of human beings pursuing ends or goals” (Copleston, p. 129), and the historian reflects on history in relation to his own values and ideals, and the extent to which historical events approximate to or diverge from them.

So it is important to understand that Lavrov was not only developing a theory; the practical side of his thinking was equally, if not more, important, and his thinking was constantly directed towards that practical aspect. Thus his denial (however contradictory) of historical laws as inhibiting freedom can be related to his refusal to accept the Marxists’ view of the iron law of historical determinism which said a country had to go through the capitalist phase of development before it could arrive at socialist revolution; Lavrov, like Chernyshevsky, saw the possibility of Russia bypassing this – and this is a central tenet of Populist thinking. His aim was socialism, and he believed in the power of people – an elite group at first who help prepare the minds of the narod for revolution – to achieve that:

His “critically thinking individuals” represented, for him, the conscience of society, and his emphasis on the orientation of critical inquiry to practice, to action, was an expression of his conviction that human reason and will could influence history and determine its course. (Copleston, p. 138)

There are inconsistencies in Lavrov’s ideas, but he was trying to deal with real problems on both philosophical and practical levels: the conflict between freedom and necessity; the problem of reconciling the individual’s good to common good of society; and the arrangement of society to allow individual to develop.

Nikolai Mikhailovsky (1842-1904)

Nikolai Mikhailovsky (1842-1904)

Nikolai Mikhailovsky (1842-1904) in contrast was not a revolutionary, although he had contacts with revolutionary groups, but was a prominent sociologist, publicist and theoretician of the populist movement. The key idea to discuss here is his definition of progress, and how this relates to populist thinking. Mikhailovsky emphasizes the opposing forces of society and the individual, and perceives their “progress” as a movement in opposite directions, so that the homogeneity of one is balanced by the heterogeneity of the other, and movement towards heterogeneity in society, for example, will lead to greater homogeneity of the individual within that society. He discusses interesting implications of this for the position of women, for example, but in terms of the purely Populist dimension of his thinking, it is the idea of the abolition of the division of labour that is important:

It expresses the very essence of the backward-looking Populist utopia, with its idealization of the self-sufficient primitive peasant economy. Mikhailovsky frequently reaffirmed that the interests of the integral individual coincided with the interests of ‘undivided’ nonspecialized labor, or, in other words, with the interests of the Russian peasantry. The Russian peasant, like primitive man, lived a life that was poor but full; he was economically self-sufficient; and he could therefore be called an example of an all-around and independent personality. He satisfied all his needs by his own efforts, making use of all his capacities, so that he was farmer and fisherman, shepherd and artist in one person. The peasant community was egalitarian and homogeneous, but its members had differentiated and many-sided personalities. The low level of complex cooperation enabled them to preserve their independence, whereas simple cooperation united them in mutual sympathy and understanding. This moral unity was expressed in the common ownership of the land and the self-government of the Russian mir. (Walicki, p. 256)

There was little agreement on such subjects, and certainly, Lavrov objected to Mikhailovsky’s conception of progress:

Abolishing the division of labour […] would obstruct technological and scientific advance, and absolute social “homogeneity” would prevent the emergence of “critically thinking individuals,” who were to be the carriers of new ideas. The implementation of Mikhailovsky’s “formula of progress” would result in a stagnating, non-progressive society; indeed, if this view of progress was accepted, it would be tantamount to proclaiming that history had always been a retrogressive progress. (Walicki, p. 257)

But the two authors did agree that “the welfare of the people—this is the welfare of the individual laborer—must be regarded as the only yardstick of progress” (Walicki, p. 261), and that the high price of capitalism they understood from their reading of Marx should not be paid in Russia.

So although they disagreed on some subjects, Lavrov and Mikhailovsky in many ways represent the moderate wing of populism. Both agreed that the autocracy had to be overthrown in order for equality and the welfare of the people to be achieved, but neither of them advocated violence. And their ideas were instrumental in instigating the first manifestation of Populist ideas in action.

The idea of the peasant as a multi-skilled, heterogeneous, independent being in Mikhailovsky’s conception, and, in particular, Lavrov’s proposition that the educated minority in society had a debt to the majority of workers whose labour underpinned their own lives of comfort and privilege, inspired the “Going to the People” movement (Khozhdenie k narodu), which began in 1874. This was essentially a spontaneous movement – it was not organized, and nobody was really openly propagandizing for it – but nevertheless it was a very important moment when large numbers (at least hundreds, probably thousands) of mainly young people went into the Russian countryside to meet the people. There were different aims in the movement: some wished to educate the narod and spread propaganda, to enlighten the peasants and create the conditions necessary for a later revolution, while others were intent on stirring up revolt immediately. Neither was successful. Although many of the young people did have practical skills – there were a good number of doctors, for instance – they often ended up learning skills from the peasants rather than teaching them, while the more radical elements found the peasants very conservative and unreceptive to revolutionary ideas – many of the narodniki were indeed handed over to the police by the very peasants they were attempting to help. Hundreds were arrested and tried – in particular there were two famous trials in 1877. The first, “the trial of the fifty,” resulted in many of the defendants receiving long prison sentences, but they impressed many people with their courage and honesty. The “trial of the 193” which followed saw greater sympathy for the defendants. Some were acquitted, and others received lighter sentences, although they were deported to Siberia.

These events were important because they led to a change in tactics among the radicals. Even many who had previously rejected violence came to the conclusion that nothing in Russia would change through peaceful activity alone, there would be no mass movement among the peasantry, and revolution would have to come from above. (The memoirs of Vera Figner (1852-1942) give a good account of the sort of change of heart many experienced at this point – having spent several years working as a doctor in the countryside, she realized that only violent actions would change anything.)

As a result, the second, secret “Land and Freedom” society was formed 1876, and was very broadly based, including figures we would not normally associate with Populism, such as the anarchist Pyotr Kropotkin (1842-1921), and the Marxist theoretician (and later founder of the Social Democrats), Georgi Plekhanov (1856-1918). This society had a moderate wing generally known as the “Lavrovites,” who still wanted to focus on spreading revolutionary propaganda, and a radical wing influenced by Bakunin, which did advocate violence. Some factions turned to terrorism, leading to the attempt by Vera Zasulich (1849-1919) on life of governor of Petersburg in 1878, Sergei Kravchinsky (Stepniak, 1851-1895) killing the chief of the secret police in the same year, and Alexander Solov’ev making an unsuccessful attempt on life of tsar in 1879. This disturbed orthodox populists, leading to a split in that year. The moderate section was known as Chernyi peredel (Black Repartition), named after the popular dream of the just distribution of the land among the ‘black’ people, i.e. peasants. It was led by Plekhanov and joined by Zasulich, but only lasted a year before Plekhanov fled to Switzerland.

The “innovators” meanwhile formed Narodnaya volya (meaning the People’s will and/or freedom), and their programme was based on overthrowing autocracy and establishing government in accordance with the people’s will. The difference between this group and traditional populists was the rejection of the priority of social over political goals, advocating the overthrowing of the state as an instrument of and creator of the social classes that entrench inequality in Russian life. A primary mover here was Lev Tikhomirov (1852-1923), a member of the Executive Committee of Narodnaia volia, who later became disenchanted with revolution and became a leading conservative thinker:

Tikhomirov used this […] theory in support of his own thesis that in Russia the struggle against the possessing classes must necessarily turn into a political struggle against the state that had called these classes (including the bourgeoisie) into being and was their main source of strength. (Walicki, p. 233)

At the most extreme end of Populism, the ideas of Pyotr Tkachev (1844-1886) had some influence. He perceived the possibility of revolution in Russia – because of the communal tendencies of Russia and the weak grip of capitalism – through violent means, but also advocated the seizure of power by conspiracy (Hardy, pp. 29-30) and its maintenance through a revolutionary dictatorship:

the “leveling of individuality” was a task that would fall to the revolutionary vanguard who, after seizing power, would organize a national system of child-rearing and education, and would deliberately restrain the development of outstanding individuals who threatened the accepted level of social equality. (Walicki, p. 248)

In this guise we can see his distance from Populism, despite his apparent sympathy with the movement. Tkachev, contra Mikhailovsky, advocated the homogeneity of both society and the individual, and, even more significantly, rejected the abolition of the state – quite the opposite. In this sense, while he often seems like the caricature revolutionaries from Dostoevsky’s Demons, he in fact probably represents the strongest link between the Populists and the Bolsheviks.

Within the ranks of Narodnaya volya, therefore, there were still differences of opinion about the idea of political struggle, but basically by the end of the 1870s everyone in the organization agreed that the most effective way of forcing change was to assassinate the tsar. They succeeded on the third attempt, but the result was far from what they had hoped:

the assassination of the tsar was followed not by chaos and revolutionary disturbances but by the consolidation of autocracy. Instead of political freedom, there arose an even more reactionary government; and instead of the tremendous increase in the strength and popularity of the party, the arrest of its most important leaders put an effective end to its activities. (Walicki, p. 234)

In the 1880s and 1890s, increased industrialization meant that the idea of bypassing the capitalist phase of development in Russia – the centre of Populist ideology – looked increasingly unlikely. As a result, some of the early Populists, such as Plekhanov, converted to Marxism, while the more extreme Bakuninite wing of Populism later found expression in the Socialist Revolutionary party.

Sources

Bakunin, Mikhail, Statism and Anarchy, Appendix A (1873), in A Documentary History of Russian Thought From the Enlightenment to Marxism, ed. W. J. Leatherbarrow and D. C. Offord (Ardis, 1987)

Copleston, Frederick C., Philosophy in Russia: from Herzen to Lenin and Berdyaev (University of Notre Dame, 1986)

Figner, Vera, Memoirs of a Revolutionist, authorized translation (DeKalb, IL: Northern Illinois University Press, 1991)

Hardy, Deborah, “Tkachev and the Marxists,” Slavic Review, 29.1 (1970), 22-34

Herzen, Alexander, ‘The Russian People and Socialism: An Open Letter to Jules Michelet’ (1851), in Herzen, Alexander, From the Other Shore and The Russian People and Socialism, trans. Moura Budberg and Richard Wollheim (Oxford University Press, 1979)

Lavrin, Janko, “Populists and Slavophiles,” Russian Review, 24/4 (1962), 307-317

Lavrov, Petr, “Historical Letters” (1868-9), in Edie, J.M., J.P. Scanlan and M.B. Zeldin, eds., Russian Philosophy, 3 vols. (University of Chicago Press, 1965), 2: 134-47

Mikhailovskii, Nikolai, “What is Progress?” (1869), in Edie, J.M., J.P. Scanlan and M.B. Zeldin, eds., Russian Philosophy, 3 vols. (University of Chicago Press, 1965), 2: 177-87

Pomper, Philip, Peter Lavrov and the Russian Revolutionary Movement (Chicago and London: Chicago University Press, 1972)

Pozefsky, Peter C., The Nihilist Imagination: Dmitrii Pisarev and the Cultural Origins of Russian Radicalism (1860–1868) (New York and Oxford: Peter Lang, 2003)

Ulam, Adam B., Ideologies and Illusions: revolutionary thought from Herzen to Solzhenitsyn (Harvard University Press, 1976)

Walicki, Andrzej, A History of Russian Thought from the Enlightenment to Marxism (Stanford University Press, 1980)

Russian thought lecture 5: Dostoevsky and the anti-rationalist argument

Reading: Dostoevsky, Notes from Underground (1864)

This week we turn to the main response to the Nihilists’ ideas of rational egoism and social reorganization, in the form of Dostoevsky’s 1864 novel, Notes from Underground. Dostoevsky is the only writer whose fictional texts we are examining in any detail, but I think this is justified in a course on intellectual history in part because of the philosophical nature of Dostoevsky’s writing, but also because the literary context of the Nihilists’ writings. The appearance of Chernyshevsky’s What is to be Done? in particular, demanded a literary response; as we shall see, the form Dostoevsky’s work takes is an important part of his answer to his opponents’ theories.

F M Dostoevsky, 1821-1881

Dostoevsky’s biography is very well known, but I will go over the important elements for those of you who do not know it, and also because I want to emphasize a couple of things in particular (for more details, see Joseph Frank’s five-volume biography, or the one-volume abridged edition, or for a concise work on Dostoevsky’s life, Robert Bird’s recent study is useful). Dostoevsky was born in Moscow in 1821 to a quite religious family from the impoverished nobility. His father was a retired army doctor who worked at a hospital for the poor. He was sent to St Petersburg – the city with which he became so strongly connected – in his teens to study at the military engineering school housed in the Mikhailovskii zamok (where Tsar Paul I had been murdered in 1801) and on graduation joined the engineering department of the war ministry in 1843, but in the following year he resigned his commission in the army and began his literary career.

Mikhailovsky zamok, St Petersburg

This, you will remember, was the time when “natural school” aesthetics and social or critical realism were at their most popular (Gogol’s “Overcoat” was published in 1842) and when Belinsky was very much the key figure on the literary scene. His praise for Dostoevsky’s first original literary work, the epistolary novel Poor Folk (1846), about that stock figure the “poor clerk,” oppressed by the Petersburg bureaucracy, turned it into an overnight success. But this was short-lived; Belinsky derided Dostoevsky’s next work, The Double(1846), as a sub-Gogolian fantasy. Indeed Dostoevsky’s works in this early period are of mixed quality, but this not really the point; I mention Belinsky to indicate the overlap of the different generations, and to emphasize the fact that Dostoevsky was moving in similar circles and was very much involved in philosophical debate at the time. (Frank is particularly good on this background.)

The particular group to which Dostoevsky was connected was the Petrashevsky circle, named after Mikhail Petrashevsky (1821-1866), in whose apartment the group met. Socialist and democratic ideas were very much on the agenda (on their ideas, see Walicki, pp. 152-61), but this was not a particularly extreme group. There were more radical members, notably the off-shoot group surrounding Sergei Durov (1815-1869) and Alexander Palm (1822-1885), who went as far as trying to acquire a printing press – a necessary condition for radical activity – and Dostoevsky was involved with them to some extent. The Petrashevtsy were certainly radical enough to come under suspicion, and in the end they were arrested in late 1848, ostensibly because of Dostoevsky’s reading of Belinsky’s “Letter to Gogol” to the group. Dostoevsky, along with other members, was incarcerated in the Peter and Paul fortress, and eventually sentenced to death.

The Mock Execution of the Petrashevtsy, Semenovsky square, 1849, by B. Pokrovsky

The group underwent a mock execution in Semenovsky square in Petersburg in November 1849, reprieved moments before they were supposed to be shot, and were sentenced to hard labour instead. Dostoevsky spent four years in a prison camp in Omsk, and then was exiled to Semipalatinsk as a ordinary soldier. He was allowed to return to European Russia at the end of the 1850s and resumed his literary career, his first really notable work being the fictionalized account of his imprisonment, Notes from the House of the Dead (1861).

The experience of the prison camp, and in particular of being incarcerated alongside peasant convicts, unsurprisingly had a profound effect on Dostoevsky, and began what he called the “rebirth of [his] convictions.” This ultimately led to him adopting a very conservative position, praising the Orthodox church (and the autocracy) and seeing the Russian peasantry as a uniquely holy “God-bearing people” that would bring salvation to mankind. His arrival at that worldview was gradual (see Jones, p. 46), and in the early 1860s, when he wrote Notes from Underground, I would contend that it was not fully in place, or, at least, not being expressed in the dogmatic (not to say xenophobic and anti-semitic) form his views took in the 1870s. Relating to this question, there is also a distinction to be made between Dostoevsky’s fiction and his journalistic writings, as it is almost solely in the latter that his most intemperate and ugly pronouncements appear; his fiction very seldom exhibits the same sort of nationalistic tendencies, and one can even say that a quite ambivalent picture of his most sacred beliefs, including the Orthodox church, emerges in his novels. So although he is very frequently nowadays described as an Orthodox Christian novelist, I think this is a limiting definition that does not fully acknowledge the scope of his work (it also makes him sound incredibly dull and worthy, and he is anything but). My own view is that questions of religious faith – like other “accursed questions” – are central to his thinking, but that encompasses all sides of the question, including (perhaps even privileging) doubt and non-belief. In a letter of 1854, shortly after his release from prison, he described himself as “a child of the age, a child of unbelief and doubt,” who would, however, rather “remain with Christ” even if it were shown that Christ lay outside the truth (Dostoevskii, Polnoe sobranie sochinenii, 28/1:176). I suspect that sense he had of both the need for an ideal and the uncertainty inherent in living in an age in which God was no longer a given, remained with him throughout his life.

Despite these very significant ambiguities – which are, after all, what make Dostoevsky such a complex and interesting writer – it is true to say that when he arrived back in St Petersburg he was a changed man, and had left his youthful dabbling with socialism way behind him. And the literary and philosophical milieu to which he returned was transformed as well; as I said in my last lecture, a new generation of thinkers had taken over, with much more radical ideas – ideas with which Dostoevsky not only disagreed, but which he found profoundly dangerous. And this is the context in which he wrote Notes from Underground, which can be seen primarily as a response to Chernyshevsky’s What is to be Done? and the ideas of rational egoism developed in “The Anthropological Principle in Philosophy.” It is also frequently seen as an example of early existentialist philosophy.

The underground man, as the narrator of Dostoevsky’s novel is habitually called, bases his argument on the question of human nature. Contrary to the Nihilists’ view of human nature as rational, because of the absence of dualism they assert, the underground man states that human beings are full of contradictions and dualities, ir-rational, and do not always act for their own benefit:

Oh, tell me who was first to announce, first to proclaim that man does nasty things because he doesn’t know his own true interest; and that if he were enlightened, if his eyes were opened to his true, normal interests, he would stop doing nasty things at once and would immediately become good and noble, because, being so enlightened and understanding his real advantage, he would realise that his own advantage really did lie in the good. […] when was it […] that man has ever acted only in his own self interest. […] And what if it turns out that man’s advantage sometimes not only may, but even must in certain circumstances, consist precisely in his desiring something harmful to himself instead of something advantageous. (Dostoevsky, Notes from Underground, p. 15; pt 1, ch 7; page numbers refer to the Norton Critical Edition, translated by Michael Katz)

He acknowledges that reason is one aspect of human nature (Notes, p. 20), but is far from being all of life, and he suggests that if human beings did always act rationally, and science were able to uncover the laws governing human activity to the extent of being able to define man’s best interest – as Chernyshevsky claimed would happen – man, far from being able to act for the benefit of society as a whole would have no autonomy and therefore no responsibility for his actions:

science itself will teach man […] that he in fact possesses neither a will nor any whim of his own, and that he himself is nothing more than a kind of piano key or an organ stop. […] we need only discover these laws of nature and man will no longer have to answer for his own actions. (Notes, p. 16; pt 1, ch 7)

The underground man, like his rationalist opponent, equates this imaginary situation where everything in human life is accounted for, with the Crystal Palace:

new economic relations will be established, all ready-made, also calculated with mathematical precision, so that all possible questions will disappear in a single instant, simply because all possible answers have been provided. Then the crystal palace will be built. (Notes, p. 16)

The Crystal Palace, Hyde Park, 1851

So the Crystal Palace becomes a symbol of the rational, utopian future. But the narrator questions this idea of future perfection: won’t it just be ‘terribly boring’, he asks (Notes, p. 16). (It’s interesting that in later works by Dostoevsky, such as Demons, the idea of the ‘anthill’ of social reorganization for the benefit of all mankind leads to slavery; one could suggest that the idea of boredom advanced here is somewhat more subtle.) In Winter Notes on Summer Impressions (written shortly before Notes from Underground, as a response to his first visit to Europe), Dostoevsky characterizes the Crystal Palace as monolithic and unanswerable:

you feel a terrible force that has united all the people here, who come from all over the world, into a single herd; you become aware of a gigantic idea; you feel that here something has already been achieved, that here there is victory and triumph. […] “Hasn’t the ideal in fact been achieved here?” you think. “Isn’t this the ultimate, isn’t it in fact the ‘one fold’? Isn’t it in fact necessary to accept this as the truth fulfilled and grow dumb once and for all?” […] You feel that it would require a great deal of eternal spiritual resistance and denial not to succumb… (Winter Notes, p. 37)

That sense of unanswerability is still present in Notes from Underground: the narrator states that suffering “is inconceivable in the crystal palace; suffering is doubt and negation. What sort of crystal palace would it be if any doubt were allowed?” (p. 25) (I discuss Dostoevsky’s response to the Crystal Palace in more detail here.)

But the underground man does now propose an answer, or rather, two answers, even if he is not sure either is entirely possible in practice. In the face of this rational perfection, you can behave gratuitously, i.e. perform a pointlessly irrational act: you can stick your tongue out (Notes, p. 25). Or you can destroy it – throw stones at it. What is wrong with perfection, he states, is that it leaves people with nothing to do. ‘Man is a creative animal’, he states, ‘destined to strive consciously towards a goal’ (Notes, p. 23), but it is the process rather than the goal itself that attracts man, and he claims man will turn to destruction, even – perhaps especially – of his own creations, rather than fulfil the goal.

Both these possible responses to the Crystal Palace – the randomly gratuitous and the violently destructive – point to the irrational nature the underground man ascribes to man. Far from being happy to accept organized perfection for the benefit of all, he claims,

man, always and everywhere, whoever he is, has preferred to act as he wished and not at all as reason and advantage have dictated; one might even desire something opposed to one’s own advantage, and sometimes […] one positively must do so. (Notes, p. 19)

Why is this so? Because he states that man’s primary interest – what he calls “the most advantageous advantage” (Notes, pp. 16, 19) – is in asserting his personality and individuality, for which ‘a man may intentionally, seriously desire even something harmful to himself, something stupid, even very stupid’ (Notes, p. 21). And this is a question of freedom, of man proving that he is still a man and not a ‘piano key’ (Notes, p. 22), that he is not at the mercy of the laws of nature, and that his will has some meaning.

We could link this idea of freedom, and its opposition to the necessity it ascribes to the Nihilists’ principle of rational egoism, to Khomiakov’s “Iranian” and “Kushite” principles (see Hudspith, pp. 99-101). The importance of freedom to Dostoevsky derives from the perspective he gained in prison, where he sees that the peasant convicts, deprived of their will, will do anything to assert their sense of freedom (see, e.g. Notes, pp. 108-10), even actions that will result in their punishment or which objectively harm them in other ways, in order to show that they retain their individuality, their personality. And this is significant because the Russian peasantry becomes such a moral force in Dostoevsky’s later thinking. So this idea of the necessity of individual freedom is an essential component of Dostoevsky’s moral world.

But Notes from Underground is not quite as simple as that, and this is where its construction as a work of art rather than philosophy comes into play. The first thing to note is that this conception of irrationality and freedom is is being advanced not by Dostoevsky, but by his narrator; Dostoevsky may agree with some of the things the underground man says, but the fact that he has constructed a character to express these ideas should give us pause for thought. Because although we might happily concur with some of the underground man’s pronouncements in part 1 – about man’s irrational side, and the importance of maintaining the freedom to assert one’s own personality – most sane readers would not see his actions or personality in part 2 as any sort of model to emulate (and this is important because the characters in What is to be Done? were perceived precisely in those terms). His life is isolated, as he is unable to build or maintain any meaningful relationships, and he is bitter, spiteful, perverse, sadistic and aggressive – in other words, thoroughly unlikeable, and difficult to sympathize with (indeed, he would not want his reader’s sympathy, and part of the problem is that a lot of his aggression is directed at the reader).

So what does this mean? To what extent does his personality engender his ideas, and does this thereby undermine them? As Vasily Rozanov states:

The man from the underground is a person who has withdrawn deep within himself. He hates life and spitefully criticizes the ideal of the rational utopians on the basis of a precise knowledge of human nature, which he has acquired through a long and lonely observation of himself and of history. (Rozanov, p. 48)

On the one hand, the underground man’s ideas affirm the subjective nature of human experience, which in itself reasserts humanity as dualistic, and rejects the possibility that human beings are knowable. But on the other hand, is his own experience, and knowledge of his own personality, sufficient to develop an all-encompassing theory of human nature? Surely he is not typical; his behaviour is certainly skewed, so should we not also assume his views are? His very isolation implies that he does not understand “normal” people.

So what is the point? The underground man’s polemic in part 1 has been taken in isolation as a complete philosophy, but that only examines half of the story; his memoiristic, confessional text in part 2 is there for a reason, and that must be to shed further light on the ideas of part 1, or to change them in some way. In which case we have to look at his personality and actions in more detail and consider them in relation to his ideas.

The fact that part 1 of the novel begins “I am a sick man… I am a spiteful man. I am an unattractive man” (p. 3) indicates immediately how important the underground man’s personality is. It is evident that he is driven by spite, directed at both himself and others; he would not visit a dentist if he had toothache, out of spite towards himself and a desire to irritate others, proving his irrationality by harming himself and others.

But this aspect of the novel is fully developed in part 2, “A propos of wet snow,” when we see the underground man as he was twenty years ago, before his retreat from the world. In a series of real and aborted encounters – with an officer who has no idea he even exists (for a very good analysis of this scene in relation to What is to be Done?, see Berman, pp. 221-228), his old school acquaintances, and a prostitute – the underground man reveals the full extent of his capacity to harm himself, and thereby act against his own self-interest. We see, for example, how he imposes himself on the school friends who do not like him and whom he does not like, apparently out of sheer perversity, thereby creating a situation that can only result in his own humiliation. But does acting against his own self-interest in this way assert his freedom, and his personality, as his discourse claims? It appears not; far from proving his freedom, these irrational acts become necessary. As examples of this, we can point to the fact that he tells himself he will not be late for the dinner, but is then – inevitably – the first to arrive, or the way he rejects Liza the prostitute, when she offers him the chance of happiness and a way out of his isolation. In such circumstances there is only one way he can logically act: irrationally, and self-damagingly. So the underground man becomes trapped in a vicious circle, and is forced to act against his own self-interest, thereby showing not his freedom, but his non-freedom. Moreover, the fact that his irrationality is the product of his logic also indicates the trap he has created for himself, and that he is not as irrational as he thinks (or, perhaps, would like us to think). As Joseph Frank states, his ideas

do not arise, as has been commonly thought, because of his rejection of reason; on the contrary, they result from his acceptance of all the implications of reason in its then-current Russian incarnation – and particularly, all those consequences that advocates of reason such as Chernyshevsky blithely chose to disregard. (Frank, p. 416)

Beyond implying that the application of reason may not – contra Chernyshevsky – lead to actions for the benefit of all, and beyond the underground man’s own perception (whether erroneous or misleading) of his irrationality, another aspect of the question of whether he is able to act freely relates to his interactions with others in a different way. Unable to relate to others properly in part 2, he consciously rejects human contact and isolates himself in the ‘underground’ (as we see in part 1). But in neither part of the novel does he actually prove capable of managing without another person. His notes are supposedly written for himself alone, with no public audience in mind, and yet he constantly addresses (and tries to provoke) his readers (“that’s something you probably won’t understand”, p. 3), and polemicizes with the “gentlemen” who are evidently those people who follow the precepts of rational egoism (“after all, two times two makes four is no longer life, gentlemen but the beginning of death”, p. 24). And in part 2 we see this even more acutely at the dinner party; the narrator describes the scene thus:

I smiled contemptuously and paced up and down the other side of the room, directly behind the sofa, along the wall from the table to the stove and back again. I wanted to show them with all my might that I could get along without them; meanwhile, I deliberately stomped my boots, thumping my heels. But all this was in vain. They paid me no attention. I had the forebearance to pace like that, right in front of them, from eight o’clock until eleven […] It was impossible to humiliate myself more shamelessly and more willingly, and I fully understood that, fully; nevertheless I continued to pace from the table to the stove and back again. “Oh, if you only knew what thoughts and feelings I’m capable of, and how cultured I really am!” I thought at moments […] But my enemies behaved as if I weren’t even in the room. Once, and only once, they turned to me, precisely when Zverkov started talking about Shakespeare, and I suddenly burst into contemptuous laughter. I snorted so affectedly and repulsively that they broke off their conversation immediately and stared at me in silence for about two minutes, in earnest, without laughing, as I paced up and down, from the table to the stove, while I paid not the slightest bit of attention to them. But nothing came of it; they didn’t speak to me. (Notes, pp. 55-56)

The paradox he finds himself in is quite apparent here: he wants to manage without the other, or perhaps even more than this to demonstrate his ability to manage without the other, and yet that only works if the other pays attention to the fact that he is ignoring them, i.e. he in fact needs the other to affirm his own stance (see Bakhtin, pp. 227-36 on this process). So he cannot remain in isolation from the world and assert his own freedom outside that of the other, and his freedom is therefore illusory. But this also subverts his aim of acting against his own self-interest, as this too cannot be entirely separated from the other. In the scene with the prostitute, the line between masochism and sadism is crossed; his ultimate aim may be to hurt himself, but because he needs the other to affirm him, he can only do that by hurting Liza.

The question that remains is: how much does the underground man understand what is going on here? He makes a great deal of the fact that he is acutely self-conscious, that he sees, understands and feels everything about himself and his actions. Thus, like Chernyshevsky’s rational egoists, he comprehends the entirety of his life. But unlike the Nihilists’ “new men,” for whom this leads automatically to action unencumbered by doubt or dualism, for the underground man the consequences of this consciousness are negative: “being overly conscious is a disease” (p. 5), because it leads to “inertia” (p. 7) – self-consciousness prevents one from acting, as one is filled with all the hesitations, doubts and anxieties that such knowledge brings (pp. 8-9). And certainly, his narrative in part 2 of the novel appears to be the product of that self-awareness, as he looks unflinchingly at his past and understands what he has done to himself and to Liza. But can we really trust this? Are we expected to believe that this cynical, manipulative character is entirely straightforward in his narrative self-presentation? What is his text for? Is he seeking redemption? There are perhaps suggestions that this is the case, vague allusions to another ideal besides that of the Crystal Palace, and originally the novel contained a short passage that pointed to Christianity as that ideal. However, this was removed by the censorship, and has been lost, so beyond a few references in letters, we do not know precisely what it contained. In any case Dostoevsky, although annoyed that it had been cut, wrote the remainder of the novel in the knowledge that this passage had been removed (Bird, p. 83), so one should not overplay the significance of this possibility; we can, in the end, only interpret the text we have. And I would suggest that another factor is potentially more important in assessing the narrator’s motives: the form of the text as a type of confession. Distanced from the religious context, first-person confessional narratives that detail the writer’s or speaker’s crimes or misdemeanours inevitably raise questions about the reliability and honesty of the narrator. Ever since Rousseau’s Confessions (1769) – a work Dostoevsky knew well – the genre has been associated with parading one’s own faults for dubious reasons (see Coetzee for more on confessions in Dostoevsky and Rousseau). So the form can be seen as part of his continuing self-humiliation, but if it is this, can it also be an honest self-examination?

So Notes from Underground is a complex and multi-layered work, and I’ve barely scratched the surface today, but I hope I’ve given you some pointers to focus on, thinking in particular about how the narrator responds to the concept of rational egoism, and the interaction of his personality and his ideas. We will examine further aspects of those in next week’s seminar.

Sources

Bakhtin, Mikhail, Problems of Dostoevsky’s Poetics, trans. Caryl Emerson (Minneapolis: Minnesota University Press, 1984)

Berman, Marshall, All that is solid melts into air: the experience of modernity (Verso, 1982)

Bird, Robert, Dostoevsky (Reaktion Books, 2012)

Coetzee, J. M., “Confession and Double Thoughts: Tolstoy, Rousseau, Dostoevsky,” Comparative Literature, 37.3 (1985), 193-232

Dostoevskii, F. M., Polnoe sobranie sochinenii v tridtsati tomakh (Moscow-Leningrad: Nauka, 1972-90) | Dostoevsky’s texts in Russian | Dostoevsky in English

Dostoevsky, Fyodor, The House of the Dead, trans. David McDuff (London: Penguin, 2003) | Russian text | English translation

Dostoevsky, Fyodor, Notes from Underground, trans. Michael Katz (New York: Norton, 2001) (2nd edn) | Russian text | English translation

Dostoevsky, Fyodor, Winter Notes on Summer Impressions, trans. David Patterson (Northwestern University Press, 1988) | Russian text

Frank, Joseph, Dostoevsky: A Writer in His Time (Princeton University Press, 2010)

Hudspith, Sarah, Dostoevsky and the Idea of Russianness (London and New York: Routledge, 2004)

Jones, Malcolm, Dostoevsky and the Dynamics of Religious Experience (London: Anthem, 2005)

Rozanov, Vasily, Dostoevsky and the Legend of the Grand Inquisitor, trans. Spencer E. Roberts (Cornell University Press, 1972)

Walicki, Andrzej, A History of Russian Thought from the Enlightenment to Marxism (Stanford University Press, 1980)

Review: St Petersburg city-pick

City-pick St Petersburg, ed. Heather Reyes, Marina Samsonova and James Rann (Oxygen Books, 2012)

The city-pick series of anthologies of city writing has turned its attention to St Petersburg, producing a thoroughly enjoyable collection that made me want to revisit old favourites and seek out some very interesting-looking texts (particularly non-Russian ones) that I hadn’t encountered before. Beginning, as any good work on Petersburg should, with the city’s founding myth, there are then sections on the waters that define it, the streets and buildings that make the city so memorable, the extremes of its climate and the strangeness of the White Nights, the characters who spawned the city, and whom it has spawned, the art associated with Petersburg, its soviet identity, the blockade, and its post-soviet renaissance. So the volume works both thematically and as a stroll through Petersburg’s history, and includes extracts from historical works as well as memoirs and literary texts that do not simply confirm the stereotypes, myths and popular ideas about the city (although many of these are present), but also offer some interesting alternative views and non-standard works.

Criticisms first, made in the understanding that anthologies always require difficult choices, and these are inevitably dictated by the individual preferences of editors, and practicalities such as copyright and space, so there are always going to be criticisms of the selection included. For me, there is slightly too much material written originally in English. This does show the extent to which the hold St Petersburg has on the imagination reaches beyond Russia – perhaps the city for many people represents the side of Russia that is both fascinating and comprehensible – but a small number of recent English novels and memoirs appears repeatedly (13 extracts from one work seems slightly excessive!), at the expense of a wider variety of material from different sources. And there are some notable omissions on the Russian side of things. In particular, the section on the siege (which alone has inspired a remarkable amount of fiction in recent years, much of it very moving) does not include an extract from Lydia Ginzburg’s Blockade Diary. I was also slightly surprised not to see any Zoshchenko, and given the emphasis on the idea of St Petersburg reflecting (upon) itself, it’s a pity there is nothing from Nekrasov’s 1845 almanac The Physiology of Petersburg, where Belinsky’s articles formulate that very process. Moreover (and I say this as someone who is firmly wedded to Russian prose), this is specifically an anthology of prose writing, but Petersburg’s poetic tradition is so important to its self-image that it seems self-defeating not to include, if not an extract from Pushkin’s Bronze Horseman or Akhmatova’s Requiem (both of which could be said to represent the hackneyed view of the city that the editors wished to avoid reproducing), then at least one of Blok’s city lyrics, or Olga Berggolts’ poems about the blockade.

Such grumbles aside, there is much to admire here. Extracts from Joseph Brodsky’s wonderful essay “A Guide to a Renamed City” are judiciously used to shape our journey. Alongside the authors one would anticipate, such as Gogol and Dostoevsky, there are real unexpected delights, such as Truman Capote’s account of accompanying an American opera company to the city in the 1950s, Dmitry Likhachev’s exploration of the city’s horizontals (pp. 39-41), and some fascinating descriptions of the city’s less photogenic areas by Andrei Astvatsaturov, Ivan Chechot and Nikita Eliseev (pp. 65-9). I was particularly pleased to see extracts from Victor Serge’s Conquered City – of all his literary works, it’s the one I find most difficult, but his descriptions of elemental Petersburg (pp. 85-6, 88-9) and of the death of industry in the city (p. 183) reminded me what a powerful evocation of the turmoil of revolution it is. We see a different side of the revolution in John Reed’s laconic account of the “storming” of the winter palace (pp. 173-8). There are some excellent selections from the recent collection Peterburg kak kino (St Petersburg as Cinema), edited by Lubov Arkus, that probably represent the best of recent city writing in Russian. Here and elsewhere, translations are sound, and transitions between materials originally written in different languages are seamless.

The considerable number of pages devoted to the ballet makes sense as this is, I suspect, the starting point for many a young girl’s fascination with Petersburg, but also because it acts as an important reminder of the city’s view of itself. However, these for me were not the most interesting passages (despite once upon a time being one of those young girls who was obsessed with the ballet, though in my case Petersburg came somewhat later), and I was very glad to see Andrei Bitov’s sardonic and demystifying corrective to the breathless eulogies, in perhaps my favourite passage of the entire book:

… and into this snow a naked ballerina in a ballet skirt – also snow-white – would flit onstage to our applause … She “expressed” the sorrow of encountering her beloved through her leaps across the stage, a sorrow we’d all had the chance to read about during the intermission; so we sat there with bated breath, overlaying what we’d just read with what we’d just seen, and at the right moment, we would know when to applaud by the prima ballerina’s facial expression … (p. 142, from “Why I Don’t Like Ballet At All,” in Life in Windy Weather, 1991, trans. Maya Vinokur).

Such moments cut through the standard views of both the beautiful, museum-like city and its literary underbelly, but this sort of counter-narrative could perhaps have been made a little more prominent, for example with reference to the recent work on the city by the collective Chto delat?.

But we each have our own Petersburg, and the fact that mine does not coincide entirely with that of the editors in no way prevents this being a worthwhile and very readable book that successfully evokes the multifaceted nature of the city and conveys a strong sense of the many stories it tells about itself. It has plenty to offer to both old hands and newcomers, though for the latter at least, a map of the city indicating the sites that appear would be very welcome – I know all the places, but I imagine a lot of readers will not, and if it is to function in part as a guidebook, that would be a useful addition. That’s certainly how I will be using it next time I visit the city, and in the mean time I will definitely be checking out other volumes in the series.

Russian thought lecture 4: Nihilism and the birth of Russian radicalism: from science to art

Readings: Nikolai Chernyshevsky, extracts from “The Anthropological Principle in Philosophy” (1860); Dmitry Pisarev, “The Realists” (1864) and “The Thinking Proletariat” (1865)

We’re now moving away from the debate that arose initially out of Chaadaev’s “First Philosophical Letter” and dominated Russian intellectual life in the 1830s and 1840s. In the next generation a different set of questions and ideas dominated, although we can still in many ways characterize their main preoccupation as being with “the person” – one of our key themes. For the Westernizers, the question of the person had taken its most prominent form in Herzen’s emphasis on freedom, while for the Slavophiles, the individual was subordinated to the collective, so here we can perhaps refer to the context in which the human being lives. For the next generation, the question of human nature itself comes to the foreground, but this also leads to ideas about the collective, and in particular the possibility of social reorganization for the sake of the human being. And in this latter question you can see that we are moving more firmly into approaches to changing the world, rather than just discussing it.

As we enter the 1850s, the intellectual landscape already looks very different; the Slavophiles were still around, but the Westernizers no longer existed as a group: Belinsky died in 1848, Herzen was living in exile in Europe, and Bakunin, after taking part of the revolutions of 1848, was arrested in Dresden in 1849, deported to Russia, and imprisoned in the Peter and Paul Fortress in Petersburg. Gogol’s death in 1852, and Dostoevsky’s imprisonment, heralded significant changes in the literary scene as well, with the newer prose writers Ivan Goncharov (1812-1891), Ivan Turgenev (1818-18883), and Lev Tolstoi (1826-1910) coming to prominence, alongside the playwright Alexander Ostrovsky (1823-1886) – firmly establishing the age of realism. The political environment was also very much in the process of transition in this period. Following the oppressive reign of Nicholas I, the accession of Alexander II in 1855 ushered in an era of reform, spurred on, in particular, by defeat in the Crimean war. This led, most significantly, to the emancipation of the serfs in 1861, but also to judicial and local government reforms.

It was in this context that a new generation of radicals emerged. They are often referred to as the shestidesiatniki (generation of the 1860s), although in fact the important years here are 1855-1866, their ascendency ending with attempted assassination of the Tsar by Dmitry Karakozov in 1866, which resulted in greater radicalization of the left and the end of government reforms. The radicals from this period called themselves the “Enlighteners” (prosvetiteli), to indicate their links with the eighteenth-century rationalists. But they are perhaps best known as the Nihilists, the term popularized by Ivan Turgenev in his novel Fathers and Sons, whose main character Bazarov, is a young doctor devoted to scientific experimentation and empirical evidence as the only basis for knowledge. He rejects received ideas, traditions and standards of behaviour, and states that “a good chemist is twenty times as useful as any poet” (Turgenev, p. 42). As Copleston (p. 102) states:

the term [Nihilist] referred to those who claimed to accept nothing on authority or faith, neither religious beliefs nor moral ideas nor social and political theories, unless they could be proved by reason or verified in terms of social utility. In other words, Nihilism was a negative attitude to tradition, to authority, whether ecclesiastical or political, and to uncriticized custom, coupled with a belief in the power and utility of scientific knowledge.

So the Nihilists were thinkers who, like Herzen, emphasized knowledge. They were therefore not revolutionaries as such – none of them was directly involved in revolutionary activity – but they rejected what they saw as the timidity and liberalism of the previous generation in favour of a much more radical position. Their success in articulating a new radicalism can be judged by the fact that their writing became very important in kick-starting the revolutionary movement, and this is also reflected in the fact that the term “Nihilism” became synonymous with “revolutionary” way beyond Russia’s borders in the second half of the nineteenth century. For a very curious example that indicates the level of interest in Russian Nihilists in British culture in the late nineteenth century, see here.

Nikolai Chernyshevsky (1828-1889)

The leading figure of the original group of Nihilists was Nikolai Chernyshevsky (1828-1889), a priest’s son from Saratov, who attended his local theological seminary prior to studying philosophy and history at Petersburg university, where he became influenced by Belinsky and the French Utopian socialists, and gradually lost his Christian faith. His main philosophical works were “The Aesthetic Relationship of Art to Reality” (1855) and “The Anthropological Principle in Philosophy” (1860), but his radicalism precluded a university career, and after a stint working in a high school, he began working for the most prominent radical journal, Sovremennik (The Contemporary), and shifted towards more polemical and literary-critical writing. The Nihilists can be seen as the original source of Bolshevism (Ulam, p. 28), but a lot of their writing concerned literature and used ostensibly literary topics to debate radical ideas (thereby following in the footsteps of Belinsky, whose heirs they proclaimed themselves; Venturi, p. 143). This was certainly true of the two other main figures in this movement, Nikolai Dobrolyubov (1836-1861) – like Chernyshevsky the son of a priest – and Dmitry Pisarev (1840-1868), who was from a noble family fallen on hard times. Both Chernyshevsky and Pisarev were arrested in 1862 – the former for connections to the first revolutionary organization Zemlia i volia (Land and Will) and to Herzen, the latter for trying to publish a proclamation defending Herzen and calling for the destruction of the monarchy. Pisarev spent four and a half years in the Peter and Paul Fortress, and drowned shortly after his release (this was possibly suicide). Chernyshevsky was sentenced to hard labour and spent most of the rest of his life in Siberia, returning to European Russia only in 1883; because of his treatment he became a revolutionary martyr. So they were viewed as dangerous figures. For this lecture, focusing mainly on Chernyshevsky, I want to examine what it was about their thinking that was so radical, and the role of the artistic debate in that. I will touch on how they influenced subsequent generations of revolutionaries, but I am going to deal solely with the philosophical/literary origins of this movement and not on Chernyshevsky’s political writings on Populism and the Russian commune, where he was also very influential (Populism will be the subject of the first lecture next term).

The starting point for the Nihilists’ thinking may not seem particularly revolutionary:

The Nihilists […] sought the liberation of human beings from shackles imposed on them by social convention, the family and religion, but they believed that this goal would be attained through the spread of a scientific outlook (Copleston, p. 103; my emphasis).

But this emphasis on science certainly was revolutionary, because advances in science in the nineteenth century, such as the development of evolutionary theory and discoveries in biochemistry, were overturning traditional views of the world and of human existence. In “The Anthropological Principle in Philosophy,”

Chernyshevskii discusses what were in his time the most recent and thrilling discoveries of the chemists […]. He outlines the findings that plant, animal and human tissues are complex chemical substances, “organic compounds,” “carbon compounds,” in no way different from the organic compounds of metal and rocks. (Randall, p. 76).

The implications of these findings are crucial, as they allow Chernyshevsky to assert the material basis of human nature:

The idea, formulated by the natural sciences, of the unity of the human organism serves as a principle of the philosophical view of human life and all its phenomena; the observations of physiologists, zoologists and physicians have removed any idea of dualism in man. Philosophy sees in man what medicine, physiology and chemistry see in him; these sciences demonstrate that no dualism is apparent in man and philosophy adds that if man did have another nature, beside his real one, then this nature would necessarily reveal itself in some way, and since it does not reveal itself in any way, since everything that occurs and manifests itself in man occurs in accordance with his real nature alone, he has no other nature.’ (Chernyshevsky, “Anthropological Principle,” p. 213)

In his dismissal of “dualism” here, Chernyshevsky is rejecting the idea of a body/soul or body/spirit dichotomy. The implication of this could not be mentioned openly because of the censorship, but is quite plain: in proclaiming that no spirit or soul exists, he is also proclaiming that God does not exist (one of the reasons he refers frequently to Greek myths in this text is in order to allude covertly to what he views as the mythical basis of Christianity). The religious view of humanity is therefore replaced by a scientific one of “bodies that functioned as physiological machines.” (Pozefsky, p. 29)

As well as defining his position in opposition to tradition and conservative thinking, Chernyshevsky’s atheism has significant implications for his view of human behaviour and morality; as there is nothing beyond material being, ethical behaviour cannot be contingent on God. Abandoning faith in God meant relying on man to change society (Frede, p. 135), so a material basis had to be found for both ethical action and its evaluation. This, indeed, advances humanity and society; as Pozefsky states, Chernyshevsky, “believed that a reigning ethos which subordinated corporeal needs to religious piety hindered the development of the individual and society.” To counter this, “he preached an anthropological philosophy that placed physical man at the foundation of morality.” (Pozefsky, p. 28)

It is the impulse to find a material basis for ethics that leads to the development of Chernyshevsky’s philosophy of rational egoism. Based on a version of utilitarianism that equates the good with the pleasant, and assuming that the physical environment or circumstances determine behaviour, rational egoism claims that human beings are guided purely by self-interest:

a man is good when in order to gain pleasure for himself he has to do what is pleasant for others; he is bad when he is forced to derive his pleasure from the infliction of what is unpleasant for others (Chernyshevsky, “Anthropological Principle”, p. 217).

Behaviour is “rational” insofar as people are purely physiological beings who perceive their own interests and, without any internal conflict (because there is no spirit potentially at odds with the body’s impulses), act in such a way as to fulfil them. To counter the argument that the outcome of human actions are not knowable, and that it is therefore impossible to behave perfectly rationally in one’s own (or anyone else’s best interest), Chernyshevsky again invokes scientific advancement to insist this will soon be possible:

Chernyshevsky’s concern [is] to persuade the reader of the general applicability of the scientific method […]. Iron laws as rigid as those employed in the study of nature’s chemical composition could be applied to the study of history, society and man’s behaviour. […] The “alliance of the exact sciences, under the direction of mathematics, that is counting, weights and measures,” extended every year to new areas of knowledge, and even the moral sciences were now entering it. Once the new method had conquered so much territory there seemed to be no reason why man’s future history could not be regulated with its assistance: it ought to be possible, if one gathered enough information beforehand, to predict “with mathematical exactitude” the results of contemplated change (Offord, p. 518).

Much of Chernyshevsky’s reasoning involves taking examples from the animal world to compare to human behaviour, or extrapolating from very straightforward moral dilemmas, to prove his points. He can be criticized for this – the examples he uses often seem trivial, there are frequently holes in his reasoning, and he often seems to over-egg the pudding of physiological reductionism. But for all the faults in his reasoning, what he is trying to do is significant: to apply the scientific method consistently, in order to show how it can be used to enhance the study of mankind, and to suggest that such methods will ultimately become commonplace. The reason we find it difficult to accept his examples, his argument implies, is that we are simply unused to this new type of reasoning and are judging it in the light of old-fashioned beliefs in God and human duality. Nevertheless, a lot of his reasoning now looks very facile and suspect.

Another criticism is that rational egoism appears to advocate individual self-assertion, and therefore be very far from a civilized or social ethical system. Chernyshevsky gets round this by stating that the same principle applies on a larger scale, with society standing above individual interests, and mankind as a whole above society. He claims that acting against the interests either of the individual or these broader groups results in self-destruction; if individuals do not behave socially, therefore, “their individual pleasure-seeking will be thwarted and [they] will be destroyed” (Randall, p. 85). Thus what is in the best interests of society is in the best interests of the individual, and the enlightened person will see this and act accordingly, fulfilling both at the same time. This concept of selfishness in the service of others is developed in Pisarev’s 1865 essay “The Thinking Proletariat,” which we’ll discuss in our seminar.

Thus far from being individualistic, this philosophy is aimed at transforming society, and is implicitly revolutionary (such things can never be stated openly) because it suggests that it is only by removing the inequalities of life (the circumstances that cause some people to behave badly and harm others), that a situation will be reached where nobody will need to harm others because and everybody’s interests will be the same, and their pleasure-seeking will not conflict with anybody else’s (Randall, p. 81). Given then entrenched inequalities and conflicts of life, such a situation could only come about through a revolution.

The philosophy of rational egoism that Chernyshevsky expounded in his essay “The Anthropological Principle in Philosophy” found its clearest expression in his 1863 novel What is to be Done? (Chto delat’?), which he wrote in prison and which was published in Sovremennik after a comedy of errors involving the police, the publishers and the censors (see Katz and Wagner, pp. 22-3). What is to be Done? was an absolute hit, and it is no exaggeration to describe it as the most influential novel of its time in Russia; certainly, in terms of its social and ideological impact it was much more significant than the other major works of the decade, which, let us not forget, included Crime and Punishment, War and Peace, and Fathers and Sons. It is also overlong, tendentious, poorly written, with wooden characters behaving improbably in improbable situations. It describes a group of young people from Petersburg, who arrange their lives on rational principles. There are marriages of convenience to escape tyrannical parents and enable prostitutes to reform, and a sewing co-operative is formed to pool resources and profits for the benefit of all: “enlightened individuals recognized that the maximization of society’s interests also best served their personal interests because their welfare depended directly on society’s general level of prosperity.” (Katz and Wagner, pp. 17-18).

There is a steadfast revolutionary, Rakhmetov, a superhuman figure who eat unfeasible amount of raw meat and sleeps on a bed of nails to strengthen his mind and body, but the main characters are essentially ordinary – the implication being that anyone can follow their example. And people did indeed try to emulate the book, setting up communes and co-operatives to live according to the same rational principles – although these attempts were largely unsuccessful. Nevertheless, What is to be Done? became almost a handbook for revolutionary activity, and was so important to Lenin that he named his 1902 treatise on party organization in its honour.

In the depiction of the “new people” who illustrate the idea of rational egoism, the novel exemplifies one of the bases of Chernyshevsky’s aesthetics (which I’ll discuss in more detail later), that art can project a desirable future situation that does not exist yet (see Scanlan, p. 10), and as such in addition to its contemporary influence, it also acts as a precursor to one of the central tenets of socialist realism, of depicting what Andrei Zhdanov, in his speech to the congress of the union of Soviet writers in 1934, described as, “reality in its revolutionary development.”

The Crystal Palace in Sydenham

But the novel goes further than this, because it also contains an image of society transformed, after the revolution. Vera Pavlovna’s Fourth Dream portrays a socialist utopia of equality, communal life, pleasurable work for the good of all, and joyful leisure – including references to free love (which were racy enough to lead to this chapter of the book being removed from an early translation into English). We will return to the utopian aspects of this dream in more detail next term, but in terms of the immediate debates in the 1860s, its depiction is significant for two particular reasons. The first is that this dream in the novel describes the Crystal Palace as the only present-day building that resembles the glass and steel palace that future generations will live in. Built in Hyde Park for the 1851 Great Exhibition, and then relocated to Sydenham in South London, the Crystal Palace was seen as an extraordinary symbol of modernity and progress. It was widely discussed in the Russian press in the 1850s, and Chernyshevsky wrote a review of its building, contents and grounds for Sovremennik after the reopening in Sydenham in 1854 (I discuss this here). But it was in the 1860s that it became a very prominent literary image, through Chernyshevsky’s utopian vision and Dostoevsky’s counter-argument, in Notes from Underground and elsewhere, that the Crystal Palace represents not humankind’s freedom, but its enslavement (which I will discuss in more detail in the next lecture). Through that debate, the Crystal Palace achieved iconic status in Russian literature, and its utopian and dystopian associations continue into the twentieth century with Evgeny Zamyatin’s 1921 novel We, where the buildings of OneState are made of glass and enable permanent surveillance. So while one might criticize the literary merits of What is to be Done?, it certainly had a lasting effect on literature beyond its social impact.

The second reason why the dream is significant is that it presents an image of gender equality; the heroine, Vera Pavlovna, dreams of the progress of society towards the emancipation of women, and the novel throughout advocates women’s rights as an essential component of the liberation of society as a whole – indeed, the main plot revolves around Vera Pavlovna’s journey towards social and personal emancipation:

Chernyshevsky believed […] that if this revolution was to succeed, it would need to overturn the patriarchal relations that existed within the family as well as between social groups and between the state and society. Thus he became an ardent advocate of women’s rights as a means to pursue social revolution generally, and thereby helped to raise the “women’s question” in mid-nineteenth-century Russia. (Katz and Wagner, p. 14)

From the 1860s onwards, a significant number of women became actively involved in the revolutionary movement – in particular in Narodnaya volya (The People’s Will) and subsequently the Socialist Revolutionaries (SRs) and Mensheviks (Cathy Porter’s study Fathers and Daughters is a very readable account of women revolutionaries), and the role of Chernyshevsky’s novel in initiating that process and providing a model for young women to emulate should not be underestimated.

The effect What is to be Done? had on literature and society is all the more remarkable given what a bad book it is, but it does indicate the importance of literature and art in the development of ideas in Russia, confirming Belinsky’s notion of the social role of literature. Central to Chernyshevsky’s aim was educating readers through his fiction and journalism to participate in the transformation of society (Frede, p. 135). And his aesthetic theory ultimately contributes to that; “The Aesthetic Relationship of Art to Reality” has more to do with changing reality than with aesthetics, as it is aimed at introducing a mode of thinking that will lead to revolutionary activity:

under the disguise of an aesthetic treatise he wanted to encourage man to abandon romantic dreams which always accompany “a man in a false position” […] he urged the reader not to be deceived by useless perfection, but rather to create a realistic mentality (Venturi, p. 142).

Built, like his rational egoism, on a scientific outlook, “the crux of [Chernyshevsky’s] materialist aesthetics was the assertion that since it is not possible for the mind to conceive of anything that cannot be perceived by the senses, nothing can be more beautiful than what is in nature” (Pereira, p. 40).

As man is, in Chernyshevsky’s theory, the only absolute value, material existence is privileged over (non-existent) abstractions such as the spirit. Therefore he has a much more concrete view of reality – hence also of realism – than was the case for earlier thinkers:

The most general thing of all that is dear to man, and the thing most dear to him on earth is life; in the most immediate way the life he would like to lead; then any life, because it is better in any case to be alive than not to be alive […] And it seems that the definition “the beautiful is life”; “beautiful is that being in which we see life as it should be according to our concepts; beautiful is that object which manifests life in itself or brings life to our minds” – it seems that this definition satisfactorily explains all instances that arouse in us a sense of the beautiful (Chernyshevsky, “The Aesthetic Relation of Art to Reality,”, pp. 286-7; in Leatherbarrow and Offord, p. 199).

Moreover the notion of beauty he establishes is clearly socially constructed, as we see in his comparison of the robust beauty of the peasant girl and the pallid, weak ideal of aristocratic beauty that proclaims the woman’s unfitness for work (Chernyshevsky, “Aesthetic Relation,” pp. 287-8; in Leatherbarrow and Offord,  p. 199). Again we can see here the revolutionary subtext of challenging élite notions of art (and life) and replacing them with down-to-earth, realistic conceptions.

Placing this form of realism in the context of previous theories of art, Offord notes (p. 515) that:

Chernyshevsky proceeds to attack the Hegelian aesthetic which postulates the existence of a beauty superior to that in everyday reality and accessible through art. His rejection of this aesthetic involves inversion of the relationship it describes between beauty and reality. Beauty for Chernyshevsky is inferior to reality. It is redefined as that which is most suggestive of life in its healthy manifestations. The pursuit of beauty conceived in the Hegelian way is for him a quest divorced from contemporary reality. The function of art becomes correspondingly menial: art should merely reproduce reality, introduce people to concepts unfamiliar to them, serve as a “handbook for the person beginning to study life,” and, Chernyshevsky adds, contribute by its examination of reality to the improvement of man’s condition.

Art’s only role, therefore, is in relation to the reality it reproduces or represents:

an object or an event may be more intelligible in a poetical work than in reality, but the only merit we recognize in that is the clear and vivid allusion to reality; we do not attach independent significance to it as something that could compete with the fullness of real life (Chernyshevskii, “Aestheitc Relationship,” p. 374).

The realist basis of Chernyshevsky’s aesthetic theory links it to Belinsky’s, but he subordinates art to life, so that art becomes little more than an aid to studying life, and therefore is a somewhat inferior substitute for life; reality is always seen as superior to the reproduction. His views have for this reason come in for a good deal of criticism, and are not seen as comparable with his predecessor’s more rounded view; Victor Terras (p. 237) rather snottily asserts that Chernyshevsky’s “argument is that of a man who is not only uninterested in art, but who actually has never bothered to find out what art is. It is the argument of a man unfamiliar with aesthetic experience.” When faced with a writer who viewed Nekrasov as a greater poet than Pushkin, because the former wrote for the people, while the latter did not (Ulam, p. 32), or one who apparently saw no difference between appreciation of the female form and appreciation of a work of art (as his frequent recourse to examples of female beauty suggests), we may be forced to agree. And such a view may perhaps be applied even more readily to Pisarev. He may be caricatured in the statements falsely accredited to him about boots being more useful than Pushkin, and a real apple being more beautiful than a picture of an apple, but in many ways his real views are hardly less utilitarian. It is hard sometimes to see beyond his apparently philistine dismissal of art.

But the fact that these thinkers worked primarily in the field of literary criticism suggests that they did see some use for art, and that there is more to their outlook than initially meets the eye. James Scanlan (pp. 6-9) shows the nuances in their theories by examining them in context. Thus he argues that Chernyshevsky’s idea that art has to have human significance, that realism must be employed in the service of human needs, that art has a didactic duty to explain reality and moral duty to evaluate it, should be viewed in the context of the reality of the time that could not be mentioned openly, the Crimean war. Although we may question whether this explaining and evaluating function is a sufficient definition of art, or whether the content of art should be found in real life alone, Scanlan notes that is can be seen in this light, and that, for example, the realist art of the Peredvizhniki (The Wanderers) takes its cue from Chernyshevsky’s ideas.

Ilya Repin, Barge Haulers on the River Volga (1870-1873)

Moreover Scanlan notes that Pisarev’s call for the destruction of aesthetics emphasizes precisely aesthetics, by which he meant,

art that was frivolous or merely routine – something that is a product of sheer caprice, habituation, or inertia and that consequently has no enduring foundation in human life. Aesthetics for Pisarev is the sphere of what pleases people for no good reason (Scanlan p. 2).

So in effect Pisarev’s attack, for all his radical statements, is on art that is not socially conscious, and like Chernyshevsky, he emphasized the social and scientific value of art, viewing the true artist as a thinker who contributes to debates about the development of society, and ultimately changes that society.

Thus when confronted with criticisms such as, “in Černyševskij, in Dobroljubov […] one finds only too often statements to the effect that the moral and ideological merits of a given work allow one to overlook its stylistic deficiencies” (Terras, p. 176), we should be cautious. On the one hand Terras has a point, but on the other, this is judging socialist art (and art criticism) according to the criteria of bourgeois art, and therefore misses the point entirely; one of the most significant problems of bourgeois art, in the view of critics like Chernyshevsky and Pisarev, is its petty concern with stylistics, which diverts attention from the burning questions of society and leaves the status quo undisturbed. By definition, works which do not exhibit this failing but instead emphasize the social context and content are, for the nihilist critics, inevitably superior, because they provide necessary components for the improvement of society.

That does not, however, mean that their theories were without flaws. They tend to look rather naïve, because their treatment of literary texts as essentially sociological documents leads to them discussing fictional characters as though they are real people in real situations. And frequently their sociological analysis cannot account for any complexity or nuance in a text; thus Dobrolyubov’s very famous article on Goncharov’s novel Oblomov, “What is Oblomovitis?” (1859), may be very perceptive in establishing the connections between Oblomov and earlier “superfluous men” such as Evgeny Onegin and Pechorin from A Hero of our Time, but in in suggesting this shows the need for action and change, Dobrolyubov ignores the fact that the idle dreamer Oblomov is far a far more attractive and vivid character than the active, practical realist Stolz. Such criticism frequently cannot take account of the whole text, and therefore can be accused of presenting a distorted view. (However, one should note that all literary criticism is selective in this way; perhaps Nihilist criticism is just more open about its tendentious aims!)

Nevertheless, sociologically-focused essays like Dobrolyubov’s study of Oblomov, and Pisarev’s discussions of Bazarov from Fathers and Sons, Rakhmetov from What is to be Done?, and Raskolnikov from Crime and Punishment, did have an important impact in their time. It is significant that the focus of these literary-critical works was characters, emphasizing their view of the foundation of literature in human life and its role in providing models (positive and negative) for behaviour. And it’s the connection of those two questions, of human life and literature, that will form the basis of our discussion next week; we will use the seminar to explore: 1) the validity of Chernyshevsky’s view of human nature in “The Anthropological Principle”; and 2) the ways in which Pisarev develops Chernyshevsky’s ideas and places them within a literary context.

Sources

Chernyshevsky, Nikolai, “The Aesthetic Relation of Art to Reality,” in N. G. Chernyshevsky, Selected Philosophical Essays (Moscow: Foreign Languages Publishing House, 1952), pp. 281-381 | “The Aesthetic Relationship of Art to Reality” [extracts] in A Documentary History of Russian Thought From the Enlightenment to Marxism, ed. W. J. Leatherbarrow and D. C. Offord (Ann Arbor: Ardis, 1987), pp. 199-202  | Russian text

Chernyshevsky, Nikolai, “The Anthropological Principle in Philosophy” [extracts], in A Documentary History of Russian Thought From the Enlightenment to Marxism, ed. W. J. Leatherbarrow and D. C. Offord (Ann Arbor: Ardis, 1987), pp. 213-222 | Russian text

Chernyshevsky, Nikolai, What is to be Done? [A Vital Question]  | Russian text

Chernyshevsky, N. G., other texts in Russian

Copleston, Frederick, Philosophy in Russia: From Herzen to Lenin and Berdyaev (Notre Dame: Search Press, 1986)

Dobrolyubov, Nikolai, “What is Oblomovism?” | Russian text

Dobroliubov, Nikolai, other texts in Russian

Frede, Victoria, Doubt, Atheism, and the Nineteenth-Century Russian Intelligentsia (Madison: University of Wisconsin Press, 2011)

Katz, Michael R., and Wagner, William G., “Introduction: Chernyshevsky, What is to be Done? and the Russian Intelligentsia,” in What is to be Done?, trans. Michael Katz (Ithaca: Cornell University Press, 1989), pp. 1-36

Offord, D., “Dostoyevsky and Chernyshevsky,” Slavonic and East European Review, 57 (1979), pp. 509-30

Pereira, N. G. O., The Thought and Teaching of N. G. Chernyshevskii (The Hague: Mouton, 1975)

Pisarev, Dmitrii, texts in Russian

Porter, Cathy, Fathers and Daughters: Russian Women in Revolution (London: Virago, 1976)

Pozefsky, Peter C., The Nihilist Imagination: Dmitrii Pisarev and the Cultural Origins of Russian Radicalism (1860–1868) (New York and Oxford: Peter Lang, 2003)

Randall, Francis B., Chernyshevskii (New York: Twayne, 1967)

Scanlan, J.P., “Nikolaj Chernyshevsky and the philosophy of realism in nineteenth century Russian aesthetics,” Studies in Soviet Thought, 30 (1985), pp. 1-14

Terras, Victor, Belinskij and Russian literary criticism: the heritage of organic aesthetics (Madison: University of Wisconsin Press, 1974)

Turgenev, Ivan, Fathers and Children, trans. Constance Garnett (New York: Macmillan, 1895)  | Russian text

Ulam, Adam B., Ideologies and Illusions: revolutionary thought from Herzen to Solzhenitsyn (Cambridge, MA: Harvard University Press, 1976)

Venturi, Franco, The Roots of Revolution: A History of the Populist and Socialist Movements in Nineteenth-Century Russia (London: Weidenfeld and Nicolson, 1960)

Russian thought lecture 3: The Westernizers and concepts of the self: from reconciliation to action

Readings: Vissarion Belinsky, “Society and the Individual” (1839) extracts from “Letters to Botkin” (1840-1841) and “Letter to Gogol” (1847); Alexander Herzen, extracts from “Dilettantism in Science” (1843) “From the Other Shore” (1848-9) and “Robert Owen” (1861).

Having examined the Slavophiles and the development of the idea of communality as a specifically Russian phenomenon, we now move onto their opponents, the Westernizers, who were a far less cohesive group. They didn’t share all the same ideas, and didn’t identify with a single ideology. And while it would be fair to say that the Slavophiles were proponents of all things traditionally Russian, it would be wrong to assume that the Westernizers were simply fans of all things Western – this was certainly not the case, particularly for Alexander Herzen, whose critique of the European bourgeoisie in works like From the Other Shore actually echoes some aspects of Slavophile thinking, as well as Dostoevsky’s attack on Europe after his first visit, in his Winter Notes on Summer Impressions. Westernism did involve a critique of the oppressive aspects of Russian life about which the Slavophiles were often equivocal: the autocracy, serfdom, and the Orthodox church as an institution of power that supported both (rather than the spiritual community the Slavophiles saw), which made them radicals in opposition to the Slavophiles’ conservatism. And the corollary of that was their emphasis on questions of freedom (which they perceived Russia as lacking) and the significance of the personality (Walicki, p. 135). But perhaps the main feature was that this involved embracing and debating European philosophy. As Isaiah Berlin states, these Russians were,

“liberated” by the great German metaphysical writers, who freed them on the one hand from the dogmas of the Orthodox Church, and on the other from the dry formulas of the eighteenth-century rationalists (Berlin 1978, p. 127).

So even when they’re discussing current events and literature, they tend to do so within a philosophical framework that can at times make it hard to see what the relevance of their writings was to their contemporary situation. Moreover, they often appear to be talking in code, in part because they were participating in debates amongst what was in fact a very small circle of friends and acquaintances who would have all known the implicit subject-matter (Malia, p. 237), but also because they were very aware of the censorship and of the need to disguise the overtly political aspects of their discussions. So the aim of this lecture is to introduce the most important figures and discuss the development of the central ideas that characterized Westernism.

Nikolai Stankevich (1813-1840)

The Westernizers were initially formed of two philosophical circles in the 1830s, who came together in the 1840s. The first was known as the Stankevich circle, after its leader Nikolai Stankevich (1813-1840), a very charismatic and much-loved figure who even while still a student at Moscow University attracted a number of followers, to whom he introduced German philosophy. Berlin describes his philosophy thus:

He taught that a proper understanding of Kant and Schelling (and later Hegel) led one to realise that beneath the apparent disorder and the cruelty, the injustice and the ugliness of daily life, it was possible to discern eternal beauty, peace and harmony. Artists and scientists were travelling their different roads to the selfsame goal […] of communion with this inner harmony. Art (and this included philosophical and scientific truth) alone was immortal, stood up unscathed against the chaos of the empirical world, against the unintelligible and shapeless flow of political, social, economic events which would soon vanish and be forgotten. […] Stankevich believed […] that in the place of social reforms, which merely affected the outer texture of life, men should seek rather to reform themselves from within […]. Study, endless study alone could afford a glimpse into th[e] Elysian world [of philosophers and artists], the sole reality in which the broken fragments came together again into their original unity.’ (Berlin 1978, p. 142).

So Stankevich saw art and philosophy almost as a substitute for religious faith (which was being questioned and to a great extent rejected by these circles). Despite their incipient atheism, there’s a reluctance to abandon the idea of a higher realm altogether, but instead of being perceived as God or spirit, it relates more to human endeavour, in the cultural, intellectual, or moral spheres, so becomes accessible through art and philosophy offering access to a higher realm – and this is one the reasons why literary criticism becomes so important to the Westernizers, in particular in the writings of Vissarion Belinsky (1811-1848), who was one of the key figures in this circle (to whom I will return later); the other very significant figure here is Mikhail Bakunin (1814-1876), who, after he left Russia in the early 1840s, became very involved in the European revolutionary movement and was one of the most prominent theoreticians of anarchism; we will be looking at one of his texts next term when we examine populism and anarchism.

The other circle exploring similar ideas revolved around Alexander Herzen (1812-70) and his best friend, Nikolai Ogarev (1813-1877). Stankevich did see the faults of present-day reality, as the previous quotation suggested, but this group had a more overtly political perspective, embracing the politics of equality and rejecting the autocracy and the Orthodox church as a institution that supported the oppressive state, which resulted in its members being exiled for criticizing the monarchy. But there was also a strong sense amongst this group of their ability to show humanity its future, which entailed developing high moral standards (again, this is their means of accessing and even representing the higher realm) and separating themselves from what they saw as the corruption of Russian life (see Frede, pp. 54-66, for a good description of their ideas and background).

It was members of these two circles who formed the group we now call the Westernizers, and we’re going to focus on the work of two central figures, Belinsky and Herzen, whose texts we will be examining in detail after reading week.

Vissarion Belinsky (1811-1848)

A little background first: Vissarion Belinsky (1811-1848) was an unusual figure in the philosophical discussion circles of the time as he was not from the nobility – in this sense he was ahead of his time, as it was not until the next generation that this background became common for members of the intelligentsia. His father was a provincial doctor and a drunk, and his mother was largely uneducated, and by all accounts he had a very unhappy childhood; the family was very poor, and he was rather neglected. His environment was very dull, but he went to the local gymnazium and there began to discover Russian literature and history, and, although it is something of a cliché, books became his refuge. In 1829 he entered Moscow University on a state stipend (one of the ways in which Russia was progressive at the time) but got into trouble for writing a play about the evils of serfdom. He then missed much of his second year through illness, and was expelled from the university in 1831. He was very poor, but became involved in literary and philosophical circles, and from 1833 helped run the journal Teleskop (The Telescope, where Chaadaev’s First Philosophical Letter was published, although by this time Belinsky was not working there). He joined the Stankevich circle and was introduced to German philosophy, which transformed his views – more than once. I think one of the great things about Belinsky is that he was incredibly passionate about ideas, and they meant real, personal struggles for him at times as he rejected one idea and accepted another. You can see this process in his letters to Botkin in particular, and I’ll return to the question of what that particular change involved later.

Belinsky’s breakthrough as a writer came in 1834 with a piece of literary criticism called Literary Reveries, which discussed whether Russia had its own literature, and what role literature should play in national life. As a literary critic, he was able to gain a much wider audience for the philosophical questions that were discussed in the Stankevich circle, and because of this he became extremely influential in two ways. Firstly, as Berlin affirms, Belinsky is “the father of the social criticism of literature, not only in Russia but perhaps even in Europe” (Berlin 1978, p. 152). Rejecting earlier ideas of art for art’s sake, and moving beyond the notion of art as therapeutic (Berlin 1996, 197-9), he ultimately (after various shifts of opinion) emphasized the social duty of artists to reveal the reality in which they lived:

every intelligent man has the right to demand that a poet’s poetry either give him answers to the question of the time or at least be filled with the sorrow of those weighty, indissoluble questions. (PSS, VII, 345, cited in Berlin, 1996, p. 202)

As Berlin states, this entails “a morality of art, the notion of the artist as in some sense responsible – as being on oath to tell the truth” (Berlin 1996, p. 212). It was this that led to the conception of Russian literature as being more than “just” literature. Belinsky’s idea of artistic commitment to the truth is nowhere more evident than in his famous letter to Gogol (1847) in which he condemns the author for (supposedly) betraying the social principles of his earlier work and supporting the autocracy and serfdom in his Selected Passages from Correspondence with Friends. This view of the writer as having a duty to social commentary and critique became a standard conception in radical and revolutionary thought, and enabled the development of the tradition of revolutionary literature from Chernyshevsky to Gorky and into the Soviet period. Therefore, “In a very real sense he was one of the founders of the movement which culminated in 1917 in the overthrow of the social order which towards the end of his life he increasingly denounced” (Berlin 1978, p. 152). But at the same time, one should not blame Belinsky for the feeble artistic ideas and achievements that movement sometimes engendered (and which will be one of the topics of the next lecture, on Nihilism); unlike some of his ideological descendants, Belinsky himself always affirmed the necessity of artistry:

No matter how beautiful the ideas in a poem, how powerfully it echoes the problems of the hour, if it lacks poetry, there can be no beautiful thought in it, and no problems either, and all one may say about it is that it is a fine intention badly executed. (PSS, X, 303, cited in Berlin 1996, p. 207)

Thus although he celebrated the ideas in Herzen’s 1845 social novel Who is to Blame?, he recognized the novelist (and government censor) Ivan Goncharov – with whose ideas he most definitely disagreed – as the greater artist.

And this relates to the second reason why he is so important: his critical judgement was (with a few notable lapses) very well developed, so despite his modest background, he became a figure of great authority, and almost a spokesman for Russian literature in this period; his every published word was scrutinized in educated circles, and his opinion could make or break careers (as his different responses to Dostoevsky’s first two published works, Poor Folk and The Double, showed).

Belinsky died aged 37 in 1848, having suffered from tuberculosis for many years, which makes his impact all the more remarkable.

Alexander Herzen (1812-1870), with his son Sasha (1840)

Alexander Herzen (1812-1870) also had an extraordinary impact on Russian intellectual life. He was the illegitimate son of a wealthy nobleman, Ivan Yakovlev, and a German woman, Luisa Haag; his surname indicates that he was a “child of the heart.” Imbued with revolutionary ideals at an early age, and rejecting the autocracy, he was arrested and exiled (although to provincial towns in European Russia, not to Siberia) twice (in 1835 and 1841), and left Russia in 1847, never to return. He was in Europe at the time of the revolutions of 1848, but was disillusioned by their failure (this is the subject of his philosophical dialogue From the other Shore). He moved to London in 1852, and it was here, in his work as a writer and publisher, that his greatest impact came. In 1853 he set up the Free Russian Press (the first independent premises were on Judd Street in Bloomsbury, and the offices and print shop later moved to Caledonian Road – read more about this here) and from 1855 published the literary-political almanac Poliarnaia zvezda (Polar Star), most of which he wrote himself at first, and then from 1857 Kolokol (The Bell), an uncensored weekly newspaper that among other things campaigned for the emancipation of the serfs and freedom of speech in Russia. To give a flavour of his campaigning writing, this is from a pamphlet he wrote in 1853 on serfdom:

We are slaves because our forefathers sold their human dignity for inhuman rights, and we enjoy these rights. We are slaves because we are masters. We are servants because we are landowners, and landowners without faith in our rightness. We are serfs because we keep in bondage our brothers, who are like us by birth, by blood, and by language. There is no freedom for us while the curse of serfdom hangs over us, while in our midst there continue to exist the vile, shameful, completely unjustified slavery of the peasants. […] It is impossible to be a free person and have servants bought like a product and sold like a herd. It is impossible to be a free person and have the right to flog peasants and send servants to jail. It is impossible even to speak of human rights as the owner of human souls. [From ‘St George’s Day! St George’s Day!’ 1853]

Large numbers of Kolokol were smuggled back into Russia and for several years its influence was enormous. It was read by intellectuals of all persuasions, not just radicals; apparently the Tsar read it, and in his memoirs My Past and Thoughts – a wonderful depiction of Russian intellectual life – Herzen records with some glee Mikhail Katkov, a conservative journalist and publisher (and later editor of the journal in which Dostoevsky’s novels were published, Russkii vestnik), admitting Herzen’s enormous authority in Russia because of Kolokol (Herzen, My Past and Thoughts, p. 533).

So these are two very interesting figures who hold highly significant positions in the development of the Russian intelligentsia and Russian radicalism. I wanted to dwell on this context because, unlike with the Slavophiles, where it’s easy to see where they’re coming from and what their intellectual aims are, in contrast in the Westernizers’ writings it’s not always apparent how their writing relates to debates about Russia’s direction, or even what their preoccupations have to do with the development of Russian radicalism. For the rest of the lecture, I want to explore probably the most important strand in the development of the Westernizers’ philosophy, and show how it sows the seeds of revolutionary ideas.

The Westernizers are frequently also called the Russian Hegelians, because it was their encounter with Hegel that was the defining and most dramatic moment in their exploration of German philosophy.

In the late 1830s, the naturally radical Westernizers were in the grip of Fichte’s notion of an all-powerful ego, which they saw as a sanction for rebellion. But in the context of the failure of the Decembrist uprising and the lack of a political outlet for educated Russians, their preoccupations with the meaning of history, Russia’s place in universal history, and the role of individuals, brought Hegel to their attention. In particular, they were interested in his philosophy of mind, which proposed 3 divisions of mind or spirit [geist] that relate to different spheres of human knowledge and indicate the three stages of the mind’s relationship to the world. The first stage is the subjective mind/spirit, which is related in terms of human scientific endeavour to the sphere of psychology; this human spirit as subjectivity, or for itself, and is seen as a potential force. The second stage is objective mind/spirit, which is related to the study of law and moral philosophy; this is human spirit as it expresses itself in the world, the human spirit in action and transforming nature or the world. Without this, the subjective spirit remains just an abstraction. The third stage is absolute mind/spirit, which is expressed in the spheres of art, religion, and philosophy; this is the structure of reflection on the spirit’s expression/action on the world.

But then they encountered Hegel’s dictum, from the introduction to his 1820 work The Philosophy of Right, that “the real is rational, and the rational is real.” For Hegel an important attribute of reality is that it is not only what is, but it is also necessary (i.e. what is real is in fact determined; it could not be any other way). Therefore not only is the real rational, but what is necessary is also rational. Perhaps the most important implication of this for the Russians is that the state in Hegel’s thinking corresponds to reason (the rational), insofar as it is necessary. As Walicki puts it:

According to this thesis, the “reason” of social reality is the law governing the movement of the Absolute, a law that is unaffected by the subjective pretensions of individuals.The individual’s revolt against historical Reason is inevitably motivated by a partial – and therefore merely apparent – understanding, by subjective and ultimately irrational notions. (Walicki, p. 122)

Considering where this leaves the philosophical commentator on human affairs, Copleston states:

The task of the philosopher is to show how the idea of the rational state is progressively exemplified in human history, and thus to illustrate the onward march of reason. If man understood the rational processes at work in history, a process lying at the heart of all contingent events, he would be at home in his world, reconciled with it, instead of being in state of revolt against reality. (Copleston, p. 79)

For Belinsky and Bakunin, as for the other Westernizers, philosophy was not simply a question of abstract ideas, but of how to live life, so this question was experienced as a huge challenge to their rebellious spirit, and they came to the conclusion that they had to submit to Hegel’s conception of the real, and accept the status quo. Thus began the period for the Hegelians known as the “reconciliation with reality.” It can be traced to Bakunin’s 1838 Foreword to Hegel’s School Addresses, in which he described separation from reality as a disease (Walicki 119). We also see it in a number of Belinsky’s articles, for example “Menzel, Critic of Goethe,” which praises Goethe as an “objective” writer who does not try to challenge reality; he states: “intelligence does not create reality but perceives it, having previously taken cognizance of the axiom that all that exists is necessary, legitimate and rational.” (Belinsky, “Menzel,” p. 122). Martin Malia describes such articles by Belinsky as being “shameless apologias for autocracy and Russian nationalism” (Malia, p. 205). Other critics suggest that the reconciliation was a welcome relief, an opportunity that was accepted eagerly:

For Belinsky this argument was a dispensation from the moral duty to protest—something that enabled him to reject the heavy burden of responsibility. (Walicki, p. 122)

Copleston’s formulation is even more telling:

[This] provided them with a way of converting a sense of isolation (from the regime on the one hand and the people on the other) and of practical ineffectiveness into a popular acceptance of the self-manifestation of Reason in the actual, including Russian actuality. (Copleston, p. 79-80).

The references to isolation and ineffectiveness indicate the connections between this idea and the figure of the superfluous man, who is unable to act and now finds philosophical justification for his inaction. But that casts Belinsky as a superfluous man himself, whereas I would suggest that he was more active than that, and therefore the reconciliation was far more of a struggle than these views imply. He may have said in one letter to Bakunin: “a person who lives by their senses in reality is superior to one who lives by thought in illusoriness (that is, outside reality).” (12-24 October 1838, PSS, XI, p.315). But consider this characterization of reality, from another letter written shortly before, which suggests, even if there is a way out, that it is a very painful process:

reality is a monster [chudovishche] armed with iron talons and a huge mouth with iron jaws. Sooner or later she will devour anyone who does not live in harmony with her and goes against her. To free yourself from her and instead of a terrible monster to see in her the source of happiness, there’s only one way of doing that – to acknowledge her. (Belinsky, letter to Mikhail Bakunin, 10 September 1838, PSS, XI, p.288)

And if you look forward to his subsequent repudiation of the “reconciliation with reality” – it was a short phase, lasting less than a couple of years – Belinsky’s letters to Botkin (which we will examine in the next class) indicate to me not only the horror he now feels at the ideas he subscribed to in that period, but also, in the stark language he uses, and the very fact that he turns completely in the other direction, the sense of trauma he felt whilst holding those views, which were against his nature. So I see this Belinsky’s writings in this period not so much as “shameless apologias for autocracy,” but rather as shameful. Victoria Frede (pp. 74-5) discusses a sense within members of Herzen’s circle of a loss of faith in life and in the self provoked by this philosophy, and I would suggest that although because his passionate nature Belinsky proclaimed the “reconciliation with reality” more strongly than anybody else, he too was probably assailed by these sorts of doubts long before he abandoned the doctrine altogether.

So the “reconciliation with reality” was really quite a short period in the story of the Westernizers, but it was important in various ways. It had a lasting effect on Belinsky’s literary criticism, because although he soon repudiated his praise for “objective” or uncommitted writers, he retained the adherence to realism that this period prioritized. As he states in “Menzel, Critic of Goethe”:

Art is a reproduction of reality. Consequently its task is not to correct or embellish life, but to show it as it really is. Only under these conditions are poetry and morality at one…

He goes on to relate realism with reconciliation:

A truly artistic work elevates and opens the soul of man to the contemplation of the infinite; it reconciles him with reality rather than setting him against it, and it strengthens him for his unselfish struggle with the adversities and storms of life. Art achieves this only when it uses particular instances to reveal what is general and rationally necessary, and portrays them in their subjective fullness, wholeness and completeness, as something self-contained. (Belinsky, “Menzel,” p. 123)

But in his later work it is precisely the realistic depiction of the injustices and cruelty of life that makes one challenge that reality and attempt to change it. (One should note that his definition of realism, which encompasses Gogol, refers to the true – critical – essence of reality, so is already an act of interpretation and does not suggest mere verisimilitude.)

The other reason why the reconciliation with reality is important is that it is a key stage in the development of a new set of ideas, and this is where Herzen comes into it. During the period of the “reconciliation with reality” he was in exile in Viatka, and on his return to Petersburg in 1840, he discovered that the whole terms of the debate he had been involved in before his absence had transformed, and he – to his shame – knew nothing of the Hegelianism that was now being bandied around. So he set about remedying the situation and reading as much as he could on the subject, and he came to the conclusion that Belinsky and Bakunin were wrong, and that no such “reconciliation with reality” was called for. As a result, he began to develop his own philosophy of action that liberates the personality from history (as well, implicitly, as other systems and abstract forces), and in fact moves away from pure philosophy towards politics.

Herzen developed this idea primarily in one of his most important early works, which we will be looking at next week, Dilettantism in Science (1843). His starting point in this set of essays is the idea of knowledge, and the way that incorrect attitudes to knowledge result in an inability or unwillingness to act. He criticizes the “Dilettantes” who never look beyond the surface, the narrow specialists who cannot see the bigger picture, and the “Romantics” who live in a fantasy version of the past (a direct swipe at the Slavophiles), but his main criticism is reserved for those he calls the “Buddhists.” He views this group as having the broad knowledge and understanding of “science” (by which he means philosophy, and in particular Hegelian philosophy) that separates them from, the other groups, but then (incorrectly) choosing quietism and a withdrawal from life as a response to that knowledge. The “Buddhists” are, of course, those who espouse the “reconciliation with reality.” For Herzen, on the contrary, the only correct response to such knowledge can be action, stating,

Only in intelligent, morally free and passionately energetic action does man attain the actuality of his personality and immortalize himself in the world of phenomena. […] Man’s vocation is not logic alone, but also the socio-historical world of moral freedom and positive activity. […] Man cannot refuse to participate in the human affairs which go on around him. He must act in his own place and time. (Herzen, Dilettantism, p. 144)

Knowledge, therefore, must be a springboard to action, rather than an end to it, and in this action the personality is fulfilled. Moreover, as Malia states,

Herzen also hints at this revolutionary message in reiterated calls to overcome philosophy by action. […] ‘Action’ which meets these standards can only be revolutionary. (Malia, p. 149; my emphasis)

Behind this emphasis on action emanating from knowledge lies a conception of history as divided into three epochs that mark the dialectical moments in the evolution of the mind: the age of natural immediacy, the age of thought and the age of action (Walicki pp. 129-30 gives a good description of this development). In the first epoch (the thesis), people cannot attain universality but remain in the realm of individual existence and particular interests; the second epoch (antithesis) negates this with advances in the sciences leading to the idea of impersonal truth that does attain the level of the universal (note the recurrence of this key term we encountered in the work of both Chaadaev and the Slavophiles); finally in the third epoch (synthesis), the emphasis on knowledge is negated by conscious action that transcends immediacy and enables realization of the self, bringing rationality and freedom into the historical process. Thus personality is the ultimate aim of historical development, and stopping before this point has been reached means withdrawing from history itself.

The freedom of the individual personality, rather than the imprisoning effect of an impersonal, deterministic historical force, therefore lies at the centre of Herzen’s thinking. A consciously acting person is not helplessly at the mercy of history forces; as the ultimate goal of all development, he or she instead has the possibility of acting upon history. History, therefore, has no plan or pattern (as we see in the essay “Robert Owen” from My Past and Thoughts), and action in the present takes over from the end-goal of history as the determining factor. As Malia states:

Subordination of the present to the future was simply another form of the subordination of man to transcendent ends outside himself – that source of all tyranny for Herzen. But since man’s end is man himself, and not some beyond, either heaven or the future, his goal must be self-realization in the here and now. (Malia, p. 244)

So Herzen’s philosophy retrieves man from the the position of being a mere historical stooge, and returns freedom and agency – the ability to act here and now – to him. If the individual personality is the ultimate source of value to Herzen, then the freedom that allows realization of the personality cannot be deferred:

The purpose of the struggle for liberty is not liberty tomorrow, it is liberty today, the liberty of living individuals with their own individual ends, the ends for which they move and fight and perhaps die, ends which are sacred to them. To crush their freedom, their pursuits, to ruin their ends for the sake of some vague felicity in the future which cannot be guaranteed, about which we know nothing […] is in the first place blind, because the future is uncertain; and in the second place vicious, because it offends against the only moral values we know; because it tramples on human demands in the face of abstractions.’ (Berlin, “Herzen and Bakunin,” p. 197; see also Kelly, Views from the Other Shore, pp. 116-29 on Herzen’s conception of liberty)

So the “reconciliation with reality” was brought to an end by this emphasis on the personality and its capacity for action in the present in the name of freedom, values that remain crucial to Herzen’s thinking throughout his career, and mark out the Westernizers from the Slavophiles with their emphasis on communality. But for Herzen, the primacy of the personality does not imply rampant individualism:

For all his emphasis on the individual, Herzen had always […] been deeply conscious of the social commitment and involvement necessary to the individual. […] the apparently self-centred, individualistic life he recommended derived its validity in his eyes primarily from its affirmation of a social principle. (Acton, pp. 56, 58)

So he saw the realization of the individual as a driver of social change, which he viewed as necessary, but this also explains his change of heart about revolutionary action in the face of the failure of the 1848 revolutions in Europe. This is the subject of one of our set texts, From the Other Shore,which can be quite confusing, as it is constructed as “a dialogue opposing a believer in humanity and progress to a skeptic and iconoclast” (Malia, p. 376), the latter voice roughly corresponding to Herzen’s point of view (Kelly, “Irony and Utopia,” p. 309). But it is important as an affirmation of the personality, as here “Herzen set out the condemnation of centralised government which his emphasis on the nonsubordination of the individual had always implied” (Acton, p. 42). He sees that revolutions that begin with notions of liberating people achieve the absolute opposite and end up worse than the systems they have replaced:

Democracy for Herzen no longer meant something so simple as a centralized republic based on universal suffrage; this was no better than the most absolute of monarchies. In such a state the people in their ignorance and slavery to past prejudices delegated their power – that is, surrendered their liberty – to an absolute assembly, which then assumed all the sovereign rights of the old monarchy. The new republic, like the monarchy, represented a body of law, a system of property rights, and a power of coercion above and outside the individual. Indeed, the political republic must be considered worse than a monarchy, because it masks its authority with such slogans as universal suffrage, liberty, equality, and fraternity. A monarchy frankly proclaims it is an authority over and above individuals; the centralized republic, with its pseudo-democratic trappings, dupes the people, and thus retards their real liberation. (Malia, p. 372)

When faced with the incompatible claims of the individual and society, the individual always comes first for Herzen, and he was quite unusual in maintaining this emphasis over and above his desire to change society. It’s not a tension he’s ever fully able to resolve, but he is consistent in expressing the profound nature of the dilemma of the individual and society. In personal terms this meant disillusionment, and abandoning revolutionary action. He continued to fulfil (and express) his sense of social commitment in his writing and publishing activities – perhaps this can be seen as returning to the primary stage of knowledge as a necessary forerunner to revolutionary action, the correct form of which (to maintain the integrity of the personality) society has not yet discovered.

In the next seminar (after reading week), we’ll discuss the different elements I’ve mentioned today, looking in particular at evidence for Belinsky’s “reconciliation with reality,” how he repudiates that and the notion of the individual he replaces it with; Herzen’s conception of history, the interaction of these key terms of knowledge and action, and how he characterizes the significance of the individual.

Sources

Acton, Edward, Alexander Herzen and the Role of the Intellectual Revolutionary (Cambridge University Press, 1979)

Belinsky, Vissarion, “Menzel, Critic of Goethe,” [extracts] in A Documentary History of Russian Thought From the Enlightenment to Marxism, ed. W. J. Leatherbarrow and D. C. Offord (Ardis, 1987), 117-23 | Belinsky’s works in Russian

Berlin, Isaiah, Russian Thinkers, ed. Henry Hardy (Penguin 1978)

Berlin, Isaiah, “Artistic Commitment: A Russian Legacy,” in The Sense of Reality: Studies in Ideas and their History (Chatto & Windus, 1996), 194-231

Copleston, Frederick, Philosophy in Russia: From Herzen to Lenin and Berdyaev (Search Press, 1986)

Frede, Victoria, Doubt, Atheism, and the Nineteenth-Century Russian Intelligentsia (University of Wisconsin Press, 2011)

Gertsen, A. I., Polnoe sobranie sochinenii v tridtsati tomakh (Nauka, 1954-65)

Herzen, Alexander, From the Other Shore and The Russian People and Socialism, trans. Moura Budberg and Richard Wollheim (Oxford University Press, 1979)

Herzen, Alexander, My Past and Thoughts, trans. Constance Garnett (University of California Press, 1982)

Herzen, Alexander, “Dilettantism in Science” [extracts], in A Documentary History of Russian Thought From the Enlightenment to Marxism, ed. W. J. Leatherbarrow and D. C. Offord (Ardis, 1987), 136-46

Kelly, Aileen, Views from the Other Shore: Essays on Herzen, Chekhov, and Bakhtin (Yale University Press, 1999)

Kelly, Aileen, ‘Irony and Utopia in Herzen and Dostoevsky’, in Towards Another Shore: Russian Thinkers between Necessity and Chance (Yale University Press, 1998), 307-25

Malia, Martin, Alexander Herzen and the Birth of Russian Socialism, 1812-1855 (Harvard University Press, 1961)

Walicki, Andrzej, A History of Russian Thought from the Enlightenment to Marxism (Stanford University Press, 1980)

Russian thought lecture 2: the Slavophiles and Russian communality

Readings: Aleksei Khomiakov, “On Humboldt” (1849) and “On the Church” (1855); Ivan Kireevskii, “A Reply to A. S. Khomiakov” (1839) and “On the Nature of European Culture and its Relation to the Culture of Russia” (1852); Konstantin Aksakov, “Memorandum to Alexander II on the Internal State of Russia” (1855)

The Slavophiles were a group of thinkers who formulated their common outlook in the late 1830s and 1840s in opposition to the group who became known as the Westernizers (who will be the subject of our next lecture). Their ideas grew from a sense of a crisis of identity engendered in Russia by the process of westernization (see Rabow-Edling 2004, pp. 444-7), a crisis that was also very clearly expressed in the literature of this period, for example in the figure of Evgeny Onegin from Pushkin’s 1833 poem, whose western clothes, attitudes and learning barely mask an empty shell, and the isolated individualist Chatsky from Griboedov’s 1824 comedy Woe from Wit, who returns from Europe to speak out against all the faults and corruption of europeanized Russia. So this was not just the minority concern of a few conservatives, but was a major question for educated Russians more generally. But as we saw, attention was drawn to the subject particularly by Chaadaev’s First Philosophical Letter.

The Slavophiles’ philosophy developed as a response to Chaadaev’s Letter in both a positive and a negative sense. On the one hand, their attempt to construct a religious philosophy continued Chaadaev’s project to unite faith and reason or to find a philosophical basis for faith. As Michelson states:

[Chaadaev’s] letters laid the rhetorical and conceptual foundation for all subsequent philosophies of history in Russia, including the historiosophy of early Slavophilism, that made religion and religious consciousness the sine qua non of moral and historical progress. (Michelson, p. 256)

But on the other hand, the Slavophiles rejected Chaadaev’s contention that Russia lacked any value and in particular any history. Despite their common starting point of a religious conception of history, they came to a very different conclusion of Russia’s position in relation to Europe, and even questioned the very basis of rationalism in their attempt to define a specifically Russian philosophy based on intuitive, non-rational knowledge (Bird, p. 9) for the first time.

Aleksei Khomiakov, self portrait, 1842

Our aim is to examine the early theoretical basis of Slavophilism, not its later political off-shoots such as pan-Slavism. Therefore the writers we will be focusing on are the main theologian of Slavophilism, Aleksei Khomiakov (1804-1860), its primary philosopher, Ivan Kireevsky (1806-1856), and Konstantin Aksakov (1817-1860), who was more political and less philosophical than the other two, as well as being somewhat less nuanced in his ideas. The other figures who made a significant contribution to early Slavophilism are Yuri Samarin (1819-1876), perhaps the most practical of the Slavophiles, who worked on the reforms to emancipate of the serfs, Petr Kireevsky (1808-1856), younger brother of Ivan and a renowned folklorist, and Ivan Aksakov (1823-1886), brother of Konstantin and a famous journalist.

Ivan Kireevsky

Our main figures all came from remarkably similar backgrounds in old gentry families, and indeed their family ties (as demonstrated by the presence of siblings in the group) were important; the idea of kinship played a significant role in their thinking (Riasanovsky, p. 29; pp. 28-59 of this book gives a useful description of the Slavophiles’ backgrounds). They all had strong ties to Moscow, but also to their family estates, where, in contrast to their theoretical work, they were quite progressive. To a great extent their ideas were based on their own experiences of traditional Russian life. Konstantin Aksakov’s father, Sergei Aksakov (1791-1859), wrote a very famous series of semi-autobiographical works depicting life on his estate, including A Family Chronicle (also known as A Russian Gentleman | Russian text). They are a fascinating portrait of the life of the part of the Russian gentry from which the Slavophiles came, as well as being a very enjoyable read.

Konstantin Aksakov

Konstantin Aksakov had rather limited horizons; he studied at Moscow University, but never married and lived with his father throughout his life, and died shortly after Sergei. Kireevsky and Khomiakov, in contrast, had a more cosmopolitan experience – Khomiakov was an inventor and served as a cavalry officer, and Kireevsky started out in the same philosophical circles as his later opponents – and both were in fact very well educated in the most recent developments in European philosophy. And there is a paradox in their attempt to define a Russian identity and destiny, and to articulate a Russian philosophy, because the very notion that such things are important arose out of their engagement with the ideas of European Romanticism. As Walicki says, Slavophilism can be seen as an offshoot of German Romanticism in particular:

there are striking affinities with such German romantic thinkers as Friedrich Jacobi (the concept of “believing reason”), […] Möhler (“unity in multiplicity”), Adam Müller (the harmful influence of Roman civilization on the history of Christianity), and Friedrich Schlegel (rationalism as the cause of the disintegration of the psyche). (Walicki, pp. 106-7)

Boris Groys also notes “the influence of Hegel’s and Schelling’s philosophical historicism,” which led to “an orientation towards a variety of unique national cultures, each of which was described as bringing an original and irreducible contribution to human culture in general.” (Groys, p. 186) This was the ultimate philosophical inspiration behind Kireevsky and Khomiakov’s espousal of Russia’s originality, and in general terms, therefore, as a movement Slavophilism was only in fact mirroring a process that was also going on or had gone on elsewhere in Europe, frequently with similar paradoxes (such as eighteenth-century debates on Finnish language nationalism being conducted in Swedish, because that was the language of the educated elite). As Susanna Rabow-Edling suggests, “Romanticism made them realize that the long-lasting practice of imitation had led to an acute lack of a national cultural contribution” (Rabow-Edling, p. 33-4); in other words it awakened their understanding of the very precarious nature of Russian culture (in this they were perhaps not so different from Chaadaev). But this Western influence notwithstanding, “the fact that both Kireevsky and Khomiakov developed their Russian philosophy in contrast to Western thought is a strong indication of their determination to elaborate their own Russian Orthodox philosophy rather than trying to adapt Western ideas.” (Rabow-Edling, p. 32; my emphasis) Thus the fact that much of Khomiakov’s theological work was originally written in French (Hudspith, p. 8) should therefore not be taken as an sign of hypocrisy, but rather as an indication of the circumstances; some of his work could not be published in Russia until after his death, so writing in another language would more easily enable its dissemination.

The tension between Russia and the West that the Slavophiles perceived led them to focus on the question of national identity, in the context of that identity being eroded by the Europeanization of Russia and Western education and mores of its elite classes. And while the question of Russia’s past came to dominate their solution to this question, as Abbott Gleason stated,

Kireevsky’s Slavophilism, in particular, had almost nothing to do with the systematic investigation of the past, with archives, or anything of that nature, It originated in argument and talk, in relatively restricted groups of beleaguered intellectuals, whose feelings about their present position underlay a great deal of what was being said. (Gleason, p. 157)

And to a certain extent the same can be said of Khomiakov, although he did focus more specifically on history, and indeed wrote Notes on Universal History, on which more below. Slavophilism overall is therefore a response to contemporary Russia in the reign of Nicholas I, but its critique is dependent on a particular interpretation of Russia’s past, and how it differs from that of the West. Riasanovsky shows that the comparison of Russia and the West developed in three stages:

The first assumption was that of a difference in kind, of an impassable gulf between Russia and the West. Next came the belief that this fundamental difference was produced by distinct sets of spiritual principles which lay at the foundations of the two societies and determined their histories. Finally, it was natural to conclude that the true Russian principles were bound to triumph over the false ones of the West. (Riasanovsky, p. 3)

I’ll begin by looking at the opposition of Russia and the West as conceived by the Slavophiles, then move on to examine the historiography that underpins it, then look more specifically at the idea of Russia – and Russian faith – that they propound. I’ll finish with a few observations on the significance of the Slavophiles for later thinkers.

The Slavophiles set up the contrast between Russia and the West as a series of binary oppositions: Russian spirit or faith stands against Western rationalism; Russian organic unity against Western individualism and fragmentation; Russian tradition and consensus against Western law imposed from above. This gave them a framework for pointing out precisely what was wrong with the West. As Riasanovsky puts it:

“They” [the West] were guilty of a multitude of sins. Egoism, communism, rationalism, sensuality, pride, affectation, superficiality, cruelty, bellicosity, exploitation, luxury, deceptiveness, rapacity, treachery, lechery, corruption, and decay were among “Their” attributes. These sins were all related, and could be deduced from a single postulate: the history of the West was nothing but a logical development of the perverse spiritual principles which formed its foundation. (Riasanovsky, p. 91)

So they were markedly critical of the West in a variety of ways. This formulation of the West’s negative qualities and Russia’s contrasting positive value rested upon Khomiakov’s philosophy of history in his Notes on Universal History, which he saw as being driven by two opposing principles: freedom and necessity. He called the principle of freedom “Iranian,” as he claimed it originated in the Middle East, with religions “centred on the worship of a single, freely creating divine entity” (Hudspith, p. 12). He termed the principle of necessity “Kushite,” originating, he said, in Ethiopia (the biblical land of Kush) and in pantheistic religions which identify the universe with God. Hudspith continues:

According to Khomiakov, Iranian societies were characterized by their organic societal structure and by their spirituality and creativity. […] Kushite societies were mechanically constructed and could be broken down and rebuilt without violating their wholeness, whereas Iranian societies, like a living organism, could not be reduced to their constituent parts. (Hudspith, p. 12)

Khomiakov characterizes the effect of these two different principles on the form civilizations take thus:

In Iranianism one find oral culture, verbal writing systems, a simple, communal existence, spiritual prayer and disdain for the body, […]. In Kushitism one finds artistic culture, writing systems based on symbols, organized state structures, prayer through incantation, and veneration of the body […]. (Khomiakov, PSS, 5: 531, cited in Hudspith, p. 13)

One may justifiably be sceptical about this basis of this in fact; Riasanovsky describes Khomiakov’s History as “a peculiar combination of history, philology, and fantasy, but chiefly fantasy.” (p. 71) Nevertheless its logical development does enable understanding of the differences the Slavophiles perceived between Russia and the West, and that is why it is worth exploring. While one might expect Khomiakov to ascribe a common origin to the two, because of their shared Christian religion, in fact he identifies their pre-Christian roots in the opposing principles. Thus Western Christianity’s roots in pagan Rome ally it to Kushitism or necessity, whilst Russia’s ancient tradition of communality indicates its roots in Iranianism or freedom. This has implications for many areas of life; for example, Kireevsky sees it as underlying different attitudes to property and landownership, and the formation of the law, while for Aksakov it signifies different approaches to participation in political processes – these are elements we will discuss in more detail in the seminar in relation to the set readings. In all things Russia is seen as being governed by custom and community, the West by abstract logic and the primacy of the individual. But it is most significant in terms of the religious faith of Russia and the West, as it is these opposing principles that have dictated the different subsequent development of the two branches of Christianity – and indeed their separation; the rationalism that is characteristic of Kushitism is seen as being not only being the guiding spirit of Catholicism, but was even responsible for the Great Schism of 1054, when the universal church was separated into the Orthodox and Catholic churches, less than 100 years after Rus’ had converted to Christianity.

The thinking behind this is that the dispute which caused the schism revealed the essence of the opposing principles. The dispute was primarily about the form of the Holy Trinity – God the Father, the Son and the Holy Spirit – and a change that was introduced into the Latin text, known as the Filioque. This meant that while previously the Holy Spirit had come from the Father alone, with the insertion of this new word, it now came from the Father and the Son (on the schism, see Ware, pp. 50-1):

Et in Spiritum Sanctum, Dominum, et vivificantem: qui ex Patre Filioque procedit.
(And in the Holy Spirit, the Lord, and giver of life, who proceeds from the Father and the Son.)

Kireevsky connects this insertion into the wording of the Trinity specifically to the rationalism and preference for abstract logic he associates with the West:

the Roman Church, in splitting away from the Eastern Church, displayed the same triumph of rationalism over the tradition of immediate wisdom and inner, spiritual intelligence. Thus, on the strength of a superficial syllogism extracted from the concept of the divine equality of God the Father and God the Son, the dogma of the Holy Trinity was betrayed, contrary to all spiritual meaning and tradition. (Kireevsky, “Reply,” p. 81)

“Rationalism,” as Walicki states, “acts as a disintegrating force because it transforms reality into an aggregate of isolated fragments bound together only by a network of abstract relationships” (Walicki, p. 101) – i.e., everything is arbitrary, and nothing is held together organically. This is what governs Kushite Europe, which will therefore never have unity; the subsequent Reformation and creation of the Protestant churches is seen as evidence of this. In contrast, Russia is governed by tradition – this key term appears twice in Kireevsky’s assessment of the schism above – which for the Eastern church is the very essence of faith and can never be superseded by reason or logic (which are seen as the antithesis of faith; simply put, God is a matter of the spirit alone, and cannot be be found through the workings of the intellect).

The change in the creed and introduction of this additional level (“and the son”) is also seen as evidence of a hierarchical mentality which, according to the Slavophiles, is equally apparent in the primacy of the pope, the other main source of disagreement that led to the schism. In contrast, the Eastern church is viewed as being based on communal principles without the imposition of a hierarchy. Khomiakov calls this communal principle sobornost’. Coming from the Russian word for ‘congregation’ (sobor, sobirat’) and now meaning ‘cathedral’, sobornost’ is a difficult term to translate; Walicki uses ‘conciliarity’, but most critics now leave it untranslated in order to avoid narrowing its meaning. Sobornost’ expresses the idea of free spiritual unity and mutual love, and the absence of individualism, and is generally seen as standing at the centre of Slavophile theory. The notion of freedom is particularly important; this is not a unity that is imposed from above or that depends on material benefits such as security or profit; rather, it arises organically out of bonds of kinship, custom and mutual trust, each individual, guided by inner freedom, contributing to create a greater whole that leads to “the unity of humanity with God.” (Bird, p. 15)

Although it is seen primarily as an attribute of the Orthodox Church, sobornost’ also exists in Russia because of the ancient communal basis of peasant life. As Hudspith says,

The traditional Russian peasant commune, or obshchina, with its regulating assemblies, was organized around the same principle of organic unity, congregation, tradition based on collective decisions and voluntary submission to the whole. (Hudspith, p. 9)

Konstantin Aksakov described the commune as:

a commune is a union of the people, who have renounced their egoism, their individuality, and who express their common accord; this is an act of love, a noble Christian act, which expresses itself more or less clearly in its various other manifestations. A commune thus represents a moral choir, and just as in a choir a voice is not lost, but follows the general pattern and is heard in the harmony of all voices: so in the commune the individual is not lost, but renounces his exclusiveness in favour of the general accord – and there arises the noble phenomenon of harmonious, joint existence of rational beings (consciousnesses); there arises a brotherhood, a commune – a triumph of human spirit (Konstantin Asakov, PSS, 1:291-2, cited in Riasanovsky, p. 135; my emphasis).

It is only in this communal context that the integrity of spirit – tsel’nost’ dukha, another key term for the Slavophiles – can be preserved:

The ideal, untainted personality is an integral structure with an “inner focus.” This “inner focus” helps to harmonize the separate psychic powers and safeguards the inner unity and wholeness, or “integrality” (tsel’nost’) of the spirit. (Walicki, p. 100)

And, vice versa, it is only when individuals are guided by tsel’nost’ dukha that they can form the organic unity of sobornost’. This is possible in Russia, where organic unity has not been lost, but in the West, it has been lost because of the disintegrating force of rationalism; the different spheres of life (such the moral religious, economic, intellectual spheres) have been separated from each other and are in conflict rather than supporting each other (Walicki, p. 101), destroying both the inner life of the individual (their integral personality and knowledge) and the bonds of community (sobornost’).

The idea of unity, therefore, is as pivotal to Slavophile thinking as it was to Chaadaev, but contrary to Chaadaev, they perceive Russia as being characterized by unity and Europe as fragmented and individualistic – and in fact this becomes the standard equation for many thinkers from very different backgrounds.

So if they derive this idea of the opposition of Russia and Europe from their different historical development (even if we might question that history), then how does this relate to Russia at the time of writing, in the second quarter of the nineteenth century? The answer to that relates to the sense of crisis about Russian identity, because the Russia they are extolling, full of unity and spirit, is not present-day Russia, but ancient Russia, and specifically, before the reforms of Peter the Great. Peter is in fact the villain of the piece (again we can see a contrast with Chaadaev here, at least the Chaadaev of the “Apologia of a Madman”), because he was responsible for importing Western ideas and standards, and the rationalism and secularization these entailed diluted the unity and spirit of the Russian people and caused the country to fragment. Most significantly, it caused a split between the peasants, the narod, who retained their Russian essence, and the elite, who became westernized. There are, it should be said, aspects of this argument that we might also question. It is undoubtedly true that the elite became westernized at this time, and that this change in perspective did distance them from that of the peasantry, as well as having wider effects on the development or continuation of Russian culture. As Rabow-Edling puts it:

the educated part of the nation had alienated itself from this Russian way of life through imitating Western culture. The fact that the culture of the educated elite was based on alien Western principles had an immense impact on the national culture, which was not able to preserve its significance. (Rabow-Edling 2004, 451)

But does this necessarily entail that the elite existed in perfect harmony with the peasants prior to Peter’s reforms? Where then does serfdom fit in to the equation? According to the Slavophiles, serfdom was only consolidated by Peter the Great, but most historians contend that it was well established before then – and certainly, we saw that Chaadaev identified the roots of serfdom in the Orthodox church and in the state before Peter the Great: “Why, on the contrary, did the Russian people fall into slavery only after having become Christian, namely in the reign of Godunov and Shuiskii?” (Chaadaev, Letter II, pp. 35-6) So we might accuse the Slavophiles being somewhat disingenuous here, altering history to suit their own purposes. These writers do frequently attract criticism for this reason – there is a lot of very sceptical writing about the Slavophiles. Thus, for example, the accusation that Khomiakov “conceived an ideal of the church as disconnected from the exercise of worldly power” and “invent[ed] the religion he wished to believe in” (Engelstein pp. 144-5), indicates his tendency to ignore the church’s actual role as a centre of authority rather than supporting Russian spiritual unity as he claimed.

But this question, relating to the Slavophiles’ critique of Peter the Great’s reforms, is central to their relationship to the Russian government. Although they were conservative, one should not imagine that their vision of Russia’s greatness was in any way welcomed by the autocracy; “The aggressively conservative Nicholas I […] valued the Orthodox Church as an arm of the state, not as the repository of absolute truth” (Engelstein, p. 138), and because the Slavophiles rejected the “church’s subordination to secular authority” (Engelstein, p. 144), their ideas were in fact seen as dangerous. The official doctrine of “Orthodoxy, Autocracy and Nationalism” notwithstanding, the government viewed itself as a modern western power and had no interest in a return to standards of pre-Petrine Russian life. Moreover, any intervention in politics at this time was forbidden: “Official Nationality meant not only the propagation of government ideology by all possible means, but also a ban on every other form of thought.” (Riasanovsky, p. 11) The Slavophiles were independent thinkers, and as such were deemed as suspicious as any other grouping at the time. They were not subject to arrest, as for example members of the Petrashevsky circle, including Dostoevsky, were in 1849. But they were frequently subject to censorship, despite their general support for the autocracy, which was implicit in many of their works, and explicit in the case of Konstantin Aksakov.

The tension between the backward-looking aspects of Slavophilism and its relationship to government policy at the time is in itself an indication of where they think Russia has gone wrong. So as well as being a critique of Europe, it is also a critique of contemporary Russia, because of its europeanization. This hostility to the present-day Russian state does provide a way of reconciling some of the inconsistencies and inaccuracies apparent in their writing. Thus, the subordination of the present-day Orthodox church to political power is precisely what the Slavophiles perceive needs to be reversed. They can be seen as attempting to “mak[e] Orthodoxy meaningful to those members of educated society tempered by advances in the natural and social sciences and dissatisfied with the existing Church” (Michelson, p. 245) in the face of the (westernized) government that has effectively destroyed the autonomy of the church – this is, they suggest, the very reason why it has become irrelevant to so many members of society. And while their assertions about the origins of serfdom may be unreliable, they were certainly no fans of the institution itself (laying aside the question of historical accuracy, the very fact they ascribed it to western influence should make their opposition to serfdom apparent). Khomiakov in fact saw serfdom as being fundamentally opposed to Russian tradition:

Thus the following things are posited against each other: the retention of an age-old custom, based on the fundamental principle of life and feeling, the right of all to own land and each one to use it, the moral link among people, and the moral, ennobling education of the people in the social sense by means of constant practice in communal justice and administration, with full publicity and rights of conscience, and against what is this posited? Against the violation of all popular customs and feelings, the concentration of property in relatively few hands, and the proletarization or at least the hireling status of all the rest, the dissolution of mutual ties among the people, and the absence of any social and moral education (Khomiakov, PSS, 3:290; cited in Riasanovsky, p. 134).

Thus it is not a sign of inconsistency that they were highly enlightened in their treatment of the peasants on their own estates, and campaigned actively for emancipation (as I said, one of the Slavophiles, Yuri Samarin, participated in drafting the emancipation decree); they saw this as acting in accordance with or returning to Russian tradition, and therefore, on the contrary, as a mark of their consistency. Overall, as Riasanovsky states,

The Slavophile religion and philosophy of freedom was reflected on the political and social planes by a demand of freedom of conscience, speech and the press, and in general by insistence on the complete liberty of “the life of the spirit,” as distinct from the political sphere. (Riasanovsky p. 141)

Whether that sense of inner freedom is compatible with a system of political despotism that they generally seem fairly willing to justify is another question; Riasanovsky is one of many commentators who doubts it, and I would have to agree.

A number of problems are therefore apparent in Slavophile thinking, in relation to their tendency to ignore inconvenient political and historical realities and create a fantasy version of Russia’s past. Nevertheless, they remain very important figures, because, through Khomiakov in particular, they established a tradition of secular theological writing in Russia which continued to develop and produced some of Russia’s most significant religious philosophers, such as Vladimir Solov’ev, at whom we will be looking next term. Moreover, the vision they propounded of Russia, and in particular the significance they ascribed to the commune and the peasantry, had a profound influence on later thinkers.

Dostoevsky certainly shared some of their ideas, in particular on the question of spiritual unity. In fact, in many ways he goes further than the Slavophiles, in his idea of the God-bearing role of the Russian peasantry. But he developed those ideas in the late 1860s and 1870s; he was not a Slavophile at the time their influence was at its greatest, and I would suggest that he should not be categorized simply as a Slavophile – his fictional writing at least is too complex and varied to be subsumed under a single ideological label. Dostoevsky, in his post-Siberian period at least, was a conservative, and therefore might be expected to share some aspects of Slavophile ideology. However, their ideas on the commune and the narod also had a major impact on radical thinkers, contributing to the development of distinctive non-Marxist Russian theories of socialism, as we shall see later in the course in Herzen’s work on Russian socialism, Bakunin’s anarchism, and the populist theories of Chernyshevsky, Lavrov and Mikhailovsky. And I think they had that influence – and continue to be relevant today – because while Chaadaev may have posed the question about Russia’s destiny and what it means to be Russian, it was the Slavophiles who were really the first to articulate a positive and coherent response to the question of Russian identity. Moreover, they did so not merely by constructing an image of Russianness, but by attempting to develop a philosophy of Russianness, one that was opposed to the rational basis of European philosophy. So exploring the opposing values the Slavophiles ascribed to Europe and Russia, and the reasoning behind this, is essential not only in order to understand their own writings, but also the works of subsequent thinkers. For next week’s seminars, we will discuss in detail the different elements of this opposition between Europe and the Russia, including its social, political, legal and religious dimensions, as it appears in the works of Khomiakov, Kireevsky and Aksakov, and this is what you should focus on when you re-read the texts.

Sources

Aksakov, Konstantin, Polnoe sobranie sochinenii, 3 vols. (Moscow, 1861-80) | Russian texts

Bird, Robert, “General Introduction,” in B. Jakim and R. Bird, eds., On Spiritual Unity: A Slavophile Reader (Lindisfarne Books, 1999)

Philosophical Works of Peter Chaadaev, ed. R. McNally and R. Tempest (Dordrecht, 1991) | Russian text: Философические письма and Апология сумасшедшего

Engelstein, Laura, “Holy Russia in Modern Times: An Essay on Orthodoxy and Cultural Change,” Past & Present, No. 173 (Nov., 2001), pp. 129-156

Gleason, Abbott, European and Muscovite: Ivan Kireevsky and the Origins of Slavophilism (Harvard University Press, 1972)

Groys, Boris, “Russia and the West: The Quest for Russian National Identity,” Studies in Soviet Thought, 43 (1992), 185-98

Khomiakov, Aleksei, Polnoe sobranie sochinenii, 8 vols (Moscow, 1900-14) | Russian texts

Kireevsky, Ivan, “A Reply to A. S. Khomyakov”, in A Documentary History of Russian Thought: From the Enlightenment to Marxism, ed. W. J. Leatherbarrow and D. C. Offord (Ardis, 1987), pp. 79-88 | Russian text | other works in Russian

Michelson, Patrick Lally, “Slavophile Religious Thought and the Dilemma of Russian Modernity, 1830-1860,” Modern Intellectual History, 7.2 (2010), 239-67

Rabow-Edling, Susanna, Slavophile thought and the politics of cultural nationalism (Albany: SUNY press, 2006)

Rabow-Edling, Susanna, “The political significance of cultural nationalism: the Slavophiles and their notion of a Russian enlightenment,” Nationalities Papers, 32.2 (2004), 441-56

Riasanovsky, Nicholas V., Russia and the West in the Teaching of the Slavophiles: A Study of Romantic Ideology (Harvard University Press, 1952)

Walicki, Andrzej, A History of Russian Thought from the Enlightenment to Marxism (Stanford University Press, 1980)

Ware, Timothy, The Orthodox Church (Penguin, 1997)